13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 871 holding rows worth $510,237,000.
- Accession
- 0000919574-17-004240
- Filer
- CIK 1450144
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 871 entries on the cover page, a total value of $510,237,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $510,237,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 17,940 | $239,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,863 | $239,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,331 | $239,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 9,269 | $239,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,042 | $239,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,123 | $238,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,755 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,476 | $238,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 9,390 | $238,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,564 | $237,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,530 | $237,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 9,889 | $237,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,401 | $237,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,441 | $237,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,118 | $236,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,312 | $236,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,024 | $236,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 11,274 | $236,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,653 | $235,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 528 | $235,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,248 | $235,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,676 | $235,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,252 | $235,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,538 | $234,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 38,613 | $234,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 20,940 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,912 | $234,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,838 | $234,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 8,897 | $234,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,482 | $234,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 48,662 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,543 | $232,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 7,293 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,067 | $232,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 15,583 | $232,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 39,263 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 10,379 | $232,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,486 | $231,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,096 | $231,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,860 | $230,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,178 | $229,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,330 | $229,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,601 | $229,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 12,324 | $229,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 12,900 | $229,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 13,425 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,073 | $228,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 15,159 | $228,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 1,860 | $228,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,872 | $227,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,475 | $227,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,033 | $227,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 18,431 | $227,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 8,724 | $227,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 21,714 | $227,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,862 | $226,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 8,042 | $226,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 4,081 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,754 | $225,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,450 | $225,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,323 | $225,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 8,327 | $225,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 17,740 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 10,199 | $225,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 12,903 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,240 | $224,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,506 | $223,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,223 | $223,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 22,181 | $223,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,734 | $223,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 50,316 | $223,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,540 | $222,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,497 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,307 | $222,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 7,088 | $222,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,781 | $222,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 16,260 | $222,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,611 | $221,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 13,878 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,639 | $221,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,759 | $220,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,948 | $220,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 4,392 | $220,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 4,285 | $220,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 19,359 | $220,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 9,118 | $220,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 9,481 | $220,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 8,744 | $220,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,645 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,878 | $219,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 4,765 | $219,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 4,424 | $218,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,676 | $217,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,276 | $217,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,719 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,830 | $216,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,673 | $216,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,269 | $216,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 6,645 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,591 | $216,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 7,309 | $216,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 7,436 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 9,153 | $215,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 865 | $215,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 7,093 | $215,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 4,429 | $215,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 9,201 | $214,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,042 | $214,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 4,460 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,578 | $213,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 25,259 | $213,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,055 | $213,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,022 | $212,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,644 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 5,178 | $212,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 9,915 | $211,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,292 | $211,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 18,504 | $211,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,525 | $211,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 4,735 | $211,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 31,346 | $211,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 9,103 | $211,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 3,490 | $211,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,662 | $210,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,413 | $210,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 4,265 | $210,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,656 | $210,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,548 | $210,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,326 | $209,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,279 | $209,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,329 | $209,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,839 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,977 | $208,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,180 | $208,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 4,330 | $208,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,657 | $208,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 12,975 | $208,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,633 | $207,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,906 | $207,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,040 | $207,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 14,686 | $206,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,824 | $206,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,080 | $205,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,293 | $205,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,804 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 8,874 | $205,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 25,775 | $205,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,576 | $204,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 3,257 | $204,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 16,078 | $204,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,779 | $203,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,092 | $203,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,669 | $203,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 20,348 | $203,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,847 | $202,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,737 | $202,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,946 | $202,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,492 | $202,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 2,770 | $202,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 48,619 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 2,914 | $200,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 25,344 | $199,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 31,710 | $198,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 23,482 | $196,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 12,437 | $195,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 79,208 | $194,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,649 | $193,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,359 | $191,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 132,593 | $188,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 13,249 | $188,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 38,656 | $186,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 19,190 | $185,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 16,150 | $182,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,736 | $182,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 10,416 | $180,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 14,340 | $180,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 30,883 | $178,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,604 | $177,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,862 | $177,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 17,772 | $177,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 15,097 | $176,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,184 | $175,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 15,835 | $173,000 | thousands by filing date | |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 10,671 | $173,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 23,071 | $170,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,103 | $169,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 10,062 | $169,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 26,565 | $168,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 39,117 | $167,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 55,698 | $166,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 10,078 | $166,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 15,367 | $164,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 15,498 | $164,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 11,634 | $161,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,203 | $161,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,588 | $158,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 13,348 | $158,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 17,619 | $155,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,281 | $153,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 18,770 | $153,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 17,453 | $152,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,530 | $152,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,515 | $151,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 11,705 | $151,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,609 | $150,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 10,629 | $150,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 21,608 | $150,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 10,998 | $149,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 42,058 | $148,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 25,487 | $148,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 65,417 | $148,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 11,436 | $148,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 14,809 | $145,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,770 | $143,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 10,977 | $143,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 10,412 | $141,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,849 | $140,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 120,516 | $139,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 12,453 | $137,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 13,770 | $136,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,533 | $136,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 11,499 | $131,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 15,632 | $131,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 18,234 | $131,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 14,863 | $131,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 48,941 | $130,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,195 | $128,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 14,165 | $128,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,931 | $126,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,500 | $125,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 41,053 | $125,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 16,086 | $123,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 10,532 | $122,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,942 | $122,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,482 | $121,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 56,184 | $120,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,790 | $119,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 18,191 | $118,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 23,972 | $117,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 17,643 | $117,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 67,428 | $115,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,792 | $114,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 69,002 | $113,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,781 | $112,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 27,078 | $112,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 71,218 | $110,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 10,411 | $110,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,693 | $108,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 61,833 | $108,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 11,745 | $107,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 15,950 | $106,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 51,750 | $106,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,721 | $105,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 14,842 | $102,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 22,824 | $100,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 11,338 | $98,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 31,715 | $98,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 53,784 | $97,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,588 | $95,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 18,466 | $94,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 21,759 | $94,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,872 | $93,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 34,579 | $90,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,855 | $89,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,396 | $87,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 14,095 | $87,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,996 | $85,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,251 | $83,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,351 | $83,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,796 | $82,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 18,628 | $82,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 55,671 | $81,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,718 | $79,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 16,813 | $78,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 11,013 | $75,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 32,511 | $74,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 16,206 | $70,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 11,166 | $67,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,655 | $67,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,114 | $66,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 16,053 | $66,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 48,211 | $66,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 12,467 | $65,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 17,377 | $65,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 13,032 | $63,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,417 | $63,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,759 | $62,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,815 | $61,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 13,421 | $61,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 10,210 | $60,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,579 | $59,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 10,273 | $59,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 17,721 | $58,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 14,033 | $57,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,274 | $56,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 24,597 | $56,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 27,037 | $55,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 61,557 | $55,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,989 | $54,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,211 | $53,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,330 | $53,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 19,323 | $52,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,051 | $51,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 10,351 | $50,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 10,009 | $50,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 29,282 | $50,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,202 | $49,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,512 | $49,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 28,128 | $48,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,036 | $48,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 12,280 | $46,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 20,611 | $45,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 39,481 | $44,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,963 | $43,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 16,205 | $43,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,426 | $41,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 18,745 | $40,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 32,992 | $40,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,890 | $39,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,652 | $39,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 48,067 | $39,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 21,465 | $37,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 11,852 | $36,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,243 | $35,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 12,377 | $35,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 11,622 | $33,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 114,723 | $33,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 11,954 | $31,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 22,623 | $30,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,227 | $29,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 21,037 | $29,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,052 | $28,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 18,114 | $28,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 24,160 | $28,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 308,515 | $27,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 41,724 | $26,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 10,135 | $26,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,863 | $25,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 17,136 | $25,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 19,180 | $25,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 14,867 | $24,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 10,368 | $20,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 17,809 | $20,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 12,978 | $20,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 32,207 | $19,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 10,112 | $19,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,161 | $18,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 10,846 | $17,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 14,860 | $17,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 16,073 | $15,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 14,404 | $15,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 10,155 | $15,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 31,747 | $14,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 13,041 | $14,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,368 | $13,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 12,264 | $13,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 24,516 | $13,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 27,543 | $12,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 13,386 | $11,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 13,456 | $11,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 10,672 | $11,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 14,517 | $8,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 12,886 | $8,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 80,343 | $7,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 11,008 | $6,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 18,756 | $5,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 20,892 | $3,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,512 | $3,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 13,044 | $2,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 12,796 | $2,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 14,686 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-17-004240 | this filing | 2017-05-15 | acceptance time not in the bulk data set |