13F-HR/A filed by MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-17, with 186 holding rows worth $1,111,506,000.
- Accession
- 0000919574-17-002146
- Filer
- CIK 1040762
- Filed
- 2017-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type restatement, 186 entries on the cover page, a total value of $1,111,506,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,111,505,000 with VALUE read as thousands by filing date, 13F file number 028-07148. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 350,000 | $78,236,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 548,400 | $33,425,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 499,600 | $29,691,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 922,500 | $20,018,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 885,000 | $19,523,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 443,900 | $19,105,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 430,000 | $18,748,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 665,000 | $17,862,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 281,040 | $16,862,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 910,000 | $16,626,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 315,000 | $16,182,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 540,000 | $15,995,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 135,000 | $15,790,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 338,300 | $14,648,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 555,100 | $14,433,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 260,600 | $14,294,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 455,000 | $14,128,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 560,800 | $14,115,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 159,600 | $13,367,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 254,500 | $13,341,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 600,000 | $13,260,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 1,524,700 | $13,189,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 841,737 | $12,963,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 770,000 | $12,744,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 304,700 | $12,715,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 293,300 | $12,392,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 70,000 | $12,016,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 206,700 | $11,536,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 79,200 | $11,508,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 164,200 | $11,184,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 592,108 | $10,753,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 949,943 | $10,497,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 654,400 | $9,888,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 175,000 | $9,483,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,329,200 | $9,304,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 268,397 | $9,233,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 292,600 | $9,232,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 37,100 | $8,884,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 224,500 | $8,861,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 100,000 | $8,823,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 439,000 | $8,561,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 784,492 | $8,355,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 94,700 | $8,172,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 893,614 | $7,989,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 281,690 | $7,746,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 288,000 | $7,701,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 297,291 | $7,700,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 263,629 | $7,540,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 403,222 | $7,520,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 100,000 | $7,257,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 218,100 | $7,219,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 220,000 | $7,214,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 90,000 | $7,155,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 239,800 | $7,146,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 235,000 | $7,130,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 252,100 | $7,109,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 115,000 | $7,050,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 286,461 | $6,932,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 198,928 | $6,863,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 430,000 | $6,730,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 465,000 | $6,677,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 415,600 | $6,533,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 211,100 | $6,523,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 882,100 | $6,395,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 200,000 | $6,320,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 353,300 | $5,663,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 210,000 | $5,609,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $5,558,000 | thousands by filing date | put |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 165,000 | $5,551,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 77,200 | $5,541,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 175,200 | $5,536,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 302,571 | $5,461,000 | thousands by filing date | |
| Standard Financial Corp. | 853393106 | Common Stock | 211,500 | $5,330,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 204,800 | $5,167,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 178,250 | $5,167,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 125,000 | $5,135,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 270,505 | $5,085,000 | thousands by filing date | |
| FNB CORP PA | 302520945 | *W $3.116 EXP 1/30/2019 | 386,888 | $4,979,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 296,886 | $4,958,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 245,000 | $4,902,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 423,500 | $4,862,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 220,000 | $4,816,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 255,000 | $4,718,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 107,600 | $4,691,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 100,000 | $4,635,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 132,200 | $4,581,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 89,400 | $4,434,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 83,900 | $4,087,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 306,600 | $4,053,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 52,900 | $3,981,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 317,400 | $3,928,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 109,200 | $3,863,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 411,102 | $3,844,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 74,500 | $3,676,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 86,425 | $3,643,000 | thousands by filing date | |
| HMN FINL INC | 40424G975 | *W $4.68 EXP 12/23/2018 | 277,778 | $3,597,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 266,056 | $3,589,000 | thousands by filing date | |
| Bay Banks of Virginia Inc | 072035108 | COM | 469,700 | $3,570,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 194,240 | $3,487,000 | thousands by filing date | |
| DCB Fin | 233075100 | CMN STK | 185,267 | $3,437,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 50,000 | $3,435,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 76,200 | $3,387,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 217,800 | $3,304,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 445,000 | $3,249,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 323,431 | $3,202,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 117,068 | $3,061,000 | thousands by filing date | |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 308,629 | $3,055,000 | thousands by filing date | |
| First American International Corp. | 31849X107 | COM | 168,880 | $3,048,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 237,785 | $3,027,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 95,000 | $2,987,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 310,000 | $2,945,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 82,300 | $2,932,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 308,500 | $2,851,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 200,000 | $2,850,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 60,000 | $2,775,000 | thousands by filing date | |
| MB Bancorp Inc. | 55280E104 | COM | 188,500 | $2,771,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 81,981 | $2,692,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 105,000 | $2,632,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 75,000 | $2,575,000 | thousands by filing date | |
| AJS Bancorp, Inc. | 001503101 | COMMON STOCK | 169,100 | $2,570,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 250,000 | $2,493,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 156,437 | $2,334,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 55,000 | $2,302,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 107,600 | $2,279,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 167,116 | $2,248,000 | thousands by filing date | |
| Pilgrim Bancshares Inc | 72143J105 | com | 153,900 | $2,247,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 89,800 | $2,218,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 35,000 | $2,184,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 124,800 | $2,184,000 | thousands by filing date | |
| AVIDBANK HOLDINGS INC | 05368J103 | COMMON STOCK | 120,353 | $2,160,000 | thousands by filing date | |
| Preferred Stock | 929328409 | WSFS FINL | 83,275 | $2,115,000 | thousands by filing date | |
| Central Federal Bancshares, Inc. | 15346T107 | Not 13-F Security | 165,500 | $2,102,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 175,000 | $2,037,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 62,804 | $1,994,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 250,097 | $1,938,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 322,600 | $1,926,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 63,769 | $1,913,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 35,000 | $1,779,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 39,900 | $1,716,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 25,000 | $1,703,000 | thousands by filing date | call |
| QNB CORP | 74726N107 | COMMON STOCK | 45,927 | $1,644,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 34,800 | $1,498,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 118,271 | $1,413,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 17,500 | $1,365,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 89,400 | $1,296,000 | thousands by filing date | |
| Sunshine Financial Inc. | 86782T109 | COM | 66,000 | $1,287,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 32,985 | $1,274,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 76,200 | $1,162,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 80,000 | $1,134,000 | thousands by filing date | |
| Sugar Creek Financial Corporation | 86481Y102 | Not 13F Security | 83,575 | $1,095,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 30,000 | $1,043,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 82,825 | $1,039,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 20,188 | $1,024,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 71,541 | $1,016,000 | thousands by filing date | |
| First Intercontinental Bank | 32056Y101 | COM | 131,439 | $954,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 20,000 | $885,000 | thousands by filing date | |
| New Bancorp, Inc. | 642142103 | Not 13-F Security | 66,200 | $880,000 | thousands by filing date | |
| SUNNYSIDE BANCORP, INC. | 867475105 | Not 13-F Security | 64,871 | $863,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 24,800 | $842,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 27,700 | $803,000 | thousands by filing date | |
| West End Indiana Bancshares, Inc. | 952678100 | Not 13-F Security | 22,800 | $775,000 | thousands by filing date | |
| Meetinghouse Bancorp, Inc. | 58514H109 | COM | 45,300 | $757,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 60,000 | $755,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 25,000 | $640,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 20,000 | $598,000 | thousands by filing date | |
| New Jersey Community Bank | 64577U102 | COM | 160,488 | $586,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 47,000 | $580,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 27,323 | $519,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 30,000 | $514,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 10,000 | $493,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 25,886 | $443,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 33,434 | $440,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,200 | $426,000 | thousands by filing date | |
| Four Oaks Fincorp, Inc. | 350891107 | Unlisted | 160,500 | $425,000 | thousands by filing date | |
| Carolina Alliance Bank | 14376R107 | COM | 34,439 | $420,000 | thousands by filing date | |
| Minden Bancorp, Inc. | 60255R106 | COM | 14,900 | $339,000 | thousands by filing date | |
| HIBERNIA HOMESTEAD BAN COM | 42866N104 | COM | 15,000 | $319,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 21,257 | $307,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 10,000 | $212,000 | thousands by filing date | |
| American Business Bank | 02475L105 | Common Stock | 6,000 | $210,000 | thousands by filing date | |
| Tri City Bankshares Corp | 895364107 | Com | 10,435 | $200,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 2,902 | $127,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,700 | $81,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 2,800 | $72,000 | thousands by filing date | |
| COMMUNITY BANCORP OF SANTA MARIA ORD | 203598107 | COM | 550 | $5,000 | thousands by filing date | |
| CARROLL BANCORP INC | 114702115 | *W $16 EXP 3/20/2017 | 12,169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-17-001281 | superseded | 2017-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000919574-17-002146 | this filing | 2017-02-17 | acceptance time not in the bulk data set |