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13F-HR filed by TWO SIGMA SECURITIES, LLC

TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 695 holding rows worth $299,120,000.

Accession
0000919574-17-001921
Filed
2017-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2016

A holdings report, 695 entries on the cover page, a total value of $299,120,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $299,120,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
BLACKROCK MUNIHLDNGS CALI09254L107COM10,764$152,000thousands by filing date
ALLSPRING MULTI SECTOR INCOM94987D101COM11,872$152,000thousands by filing date
PARK STERLING CORP70086Y105COM14,039$151,000thousands by filing date
WESCO AIRCRAFT HOLDINGS INC950814103COMMON STOCK10,053$150,000thousands by filing date
RetailMeNot Inc76132B106COM SER 116,077$150,000thousands by filing date
PROSHARES TR II ULTRA VIX SHORT74347W254CEF17,164$150,000thousands by filing date
DNP SELECT INCOME FD INC23325P104COM14,465$148,000thousands by filing date
INVESCO MUNICIPAL TRUST46131J103COM12,067$148,000thousands by filing date
ADVISORSHARES00768Y883EXCHANGE TRADED15,938$147,000thousands by filing date
SUCAMPO PHARMACEUTICALS-CL A864909106CL A10,847$147,000thousands by filing date
BLACKROCK MUNIYEILD QUALITY FU09254G108COM11,431$146,000thousands by filing date
GOLDMAN SACHS MLP INC OPP FD38147W103COM SHS15,043$146,000thousands by filing date
EATON VANCE TAX-MANAGED GLOB27829c105COM14,391$145,000thousands by filing date
ANWORTH MORTGAGE ASSET CP037347101COM28,124$145,000thousands by filing date
ENCANA CORP292505104COM12,243$144,000thousands by filing date
CAMECO CORP COM13321L108Stock13,613$143,000thousands by filing date
BLACKROCK RESOURCES & COMMODIT09257A108SHS17,070$141,000thousands by filing date
COHEN & STEERS TOTAL RETURN19247R103COM11,670$141,000thousands by filing date
CALAMOS CONV & HIGH INCOME F12811P108COM SHS13,236$140,000thousands by filing date
NOVAGOLD RESOURCES INC66987E206COM NEW30,806$140,000thousands by filing date
VERICEL CORP92346J108COM46,563$140,000thousands by filing date
BLACKROCK CAP INVT CORP092533108COM19,897$138,000thousands by filing date
PENNANTPARK INVESTMENT CORPORA708062104COM17,893$137,000thousands by filing date
EMCORE CORP290846203COM15,729$137,000thousands by filing date
TANGOE INC/CT87582Y108COM17,235$136,000thousands by filing date
BLACKROCK CORPORATE HIGH YIELD09255P107COM12,486$135,000thousands by filing date
VOYA INFRASTRUCTURE INDLS &92912X101COM10,259$133,000thousands by filing date
BANCO SANTANDER SA ADR05964H105ADR24,989$129,000thousands by filing date
PUTNAM MANAGED MUN INCOME TR746823103COM18,301$129,000thousands by filing date
ZYNGA INC.98986T108CL A49,775$128,000thousands by filing date
DYNAVAX TECHNOLOGIES CORP268158201COM NEW31,848$126,000thousands by filing date
ENERPLUS CORP292766102COM13,146$125,000thousands by filing date
UNITED STATES NATL GAS FUND912318201UNIT PAR $0.00113,413$125,000thousands by filing date
FIFTH STR SR FLOATNG RATE CORP COM31679F101CEF14,124$123,000thousands by filing date
ECOPETROL S A SPONSORED ADS279158109ADR13,332$121,000thousands by filing date
NEUBERGER BERMAN REAL ESTATE S64190A103COM21,937$118,000thousands by filing date
ALPINE GLOBAL PREMIER PPTYS02083A103COM SBI22,322$115,000thousands by filing date
GRAMERCY PPTY TR COM385002100Stock12,436$114,000thousands by filing date
Invesco Global Listed Private Equity ETF73935X195ETF10,162$113,000thousands by filing date
AVON PRODS INC054303102COM22,404$113,000thousands by filing date
PACIFIC ETHANOL INC PAR $.00169423U305COM11,592$110,000thousands by filing date
CLEAN ENERGY FUELS CORP184499101COMMON STOCK38,039$109,000thousands by filing date
INVESTORS REAL ESTATE TRUST461730103COMMON STOCK15,322$109,000thousands by filing date
OFFICE DEPOT INC676220106COM24,196$109,000thousands by filing date
COUSINS PROPERTIES INC222795106COM12,714$108,000thousands by filing date
BLACKROCK ENHANCED EQUITY DI09251A104COM12,951$106,000thousands by filing date
ALLSPRING INCOME OPPORTUNITIES94987B105INC OPPTY FD11,887$101,000thousands by filing date
COSAN LTDG25343107SHS A13,514$101,000thousands by filing date
ELEMENTS ROGERS INTL CMDTY AGRI TR ETN870297603ETF16,007$101,000thousands by filing date
CALAMOS ASSET MANAGEMENT A12811R104COM11,846$101,000thousands by filing date
LLOYDS BANKING GROUP PLC SPONSORED ADR539439109ADR31,990$99,000thousands by filing date
CHEMOCENTRYX INC16383L106COM13,382$99,000thousands by filing date
BANK MUTUAL CORP063750103COM10,508$99,000thousands by filing date
SPROTT PHYSICAL SILVER TR85207K107TR UNIT16,140$98,000thousands by filing date
AMIRA NATURE FOODS LTDG0335L102SHS15,873$98,000thousands by filing date
NORTHERN OIL & GAS INC NEV665531109COM34,638$95,000thousands by filing date
NUVEEN SENIOR INCOME FUND67067Y104COM13,820$94,000thousands by filing date
TEMPLETON GLOBAL INCOME FD880198106COM14,482$94,000thousands by filing date
ENERNOC INC292764107COMMON STOCK15,508$93,000thousands by filing date
PIER 1 IMPORTS INC720279108COM10,888$93,000thousands by filing date
ICICI BANK LIMITED ADR45104G104ADR11,934$89,000thousands by filing date
UNIQURE NVN90064101SHS15,479$87,000thousands by filing date
AMBEV SA SPONSORED ADR02319V103ADR17,817$87,000thousands by filing date
DHI GROUP INC23331S100COM13,793$86,000thousands by filing date
AMERICAN FARMLA02589Y100Common Stock10,610$85,000thousands by filing date
GLOBAL NET LEASE INC379378102COM10,573$83,000thousands by filing date
KEMET CORP488360207COM NEW12,574$83,000thousands by filing date
TICC CAPITAL CORP87244T109COM12,430$82,000thousands by filing date
MAGNACHIP SEMICONDUCTOR CORP55933J203CMN12,881$80,000thousands by filing date
KINDRED HEALTHCARE INC494580103COM10,121$79,000thousands by filing date
MCDERMOTT INTL INC580037109COM10,712$79,000thousands by filing date
CAPITAL PRODUCT PARTNERS L PY11082107COM UNIT LP24,440$78,000thousands by filing date
ENTRAVISION COMMUNICATIONS A29382R107COMMON STOCK11,045$77,000thousands by filing date
WEATHERFORD INTL INC ORD SHSG48833100Stock15,405$77,000thousands by filing date
SERVICESOURCE INTL LLC81763U100COM13,422$76,000thousands by filing date
JIVE SOFTWARE INC47760A108COM17,177$75,000thousands by filing date
Great Lakes Dredge & Dock Corp390607109Common Stock17,562$74,000thousands by filing date
ARCOS DORADOS HLDGS INCG0457F107SHS CLASS -A -13,558$73,000thousands by filing date
TROVAGENE INC897238309COM33,252$70,000thousands by filing date
OCEAN RIG UDW INC SHSG66964100Stock39,790$69,000thousands by filing date
TERRAFORM GLOBAL INC88104M101CL A17,361$69,000thousands by filing date
BLACK DIAMOND INC09202G101COMMON STOCK12,685$68,000thousands by filing date
ENDOCYTE INC29269A102COM26,758$68,000thousands by filing date
ROYAL BANK OF SCOT-SPON ADR780097689SPON12,220$68,000thousands by filing date
ACACIA RESEARCH CORP003881307COMMON STOCK10,354$67,000thousands by filing date
SANGAMO THERAPEUTICS INC800677106COM21,733$66,000thousands by filing date
RADNET INC750491102COM10,178$66,000thousands by filing date
PARKER DRILLING CO701081101COMMON STOCK25,091$65,000thousands by filing date
GLU MOBILE INC379890106COMMON STOCK33,747$65,000thousands by filing date
MERRIMACK PHARMACEUTICALS IN590328100COM15,077$62,000thousands by filing date
PENGROWTH ENERGY CORP70706P104COMMON STOCK-FO42,689$61,000thousands by filing date
EARTHLINK HLDGS CORP27033X101COM10,871$61,000thousands by filing date
VIRNETX HLDG CORP92823T108COM27,444$60,000thousands by filing date
HARMONIC INC413160102COM11,147$56,000thousands by filing date
MOBILEIRON INC60739U204COM NEW14,637$55,000thousands by filing date
AMARIN CORP PLC023111206SPONS ADR NEW17,320$53,000thousands by filing date
GENETIC TECHNOLOGIES LTD37185R208SPONSORED ADR49,007$53,000thousands by filing date
GLOBALSTAR INC378973408COM33,019$52,000thousands by filing date
YUME INC98872B104COM14,555$52,000thousands by filing date
ARENA PHARMECEUTICALS INC040047102COMMON STOCK35,160$50,000thousands by filing date
VIMPELCOM LTD92719A106SPONSORED ADR12,612$49,000thousands by filing date
BIODELIVERY SCIENCES INTL IN09060J106COM27,884$49,000thousands by filing date
CREDIT SUISSE ASSET MGMT INC224916106COM14,688$46,000thousands by filing date
ACELRX PHARMACEUTICALS INC00444T100COM17,517$46,000thousands by filing date
HILL INTERNATIONAL INC431466101COM10,456$45,000thousands by filing date
FUELCELL ENERGY INC35952H502COM NEW25,833$45,000thousands by filing date
PLUG PWR INC72919P202COM NEW36,324$44,000thousands by filing date
NAVIOS MARITIME ACQUISITIONY62159101COMMON25,747$44,000thousands by filing date
TERRAVIA HOLDIN88105A106Common Stock38,464$44,000thousands by filing date
RTI BIOLOGICS INC74975N105COM12,528$41,000thousands by filing date
PLANET PAYMENT INCU72603118SHS10,016$41,000thousands by filing date
HARMONY GOLD MINING CO LTD SPONSORED ADR413216300ADR18,006$40,000thousands by filing date
RAND LOGISTICS INC752182105COM48,455$40,000thousands by filing date
PHASERX INC71723F103COM25,708$40,000thousands by filing date
OREXIGEN THERAPEUTICS INC COM NEW686164302Stock22,934$40,000thousands by filing date
OHR PHARMACEUTICAL INC67778H200COMMON STOCK25,145$38,000thousands by filing date
GREAT PANTHER MINING39115V101COM22,611$38,000thousands by filing date
SYNACOR INC871561106COM12,194$38,000thousands by filing date
DENBURY RES INC247916208COM NEW10,081$37,000thousands by filing date
EUROSEAS LTDY23592309SHS NEW22,108$37,000thousands by filing date
CIA ENERGETICA DE MINAS GERA204409601SP ADR N-V PFD15,998$36,000thousands by filing date
RIGEL PHARMACEUTICALS INC766559603COMMON STOCK14,697$35,000thousands by filing date
SUNSHINE HEART INC86782u106COM98,930$35,000thousands by filing date
APPROACH RESOURCES INC03834A103COM10,091$34,000thousands by filing date
TEEKAY TANKERS LTDY8565N102CL A15,067$34,000thousands by filing date
TOP SHIPS INCY8897Y156SHS NEW 201615,183$34,000thousands by filing date
DATARAM NV ORD238108401COM14,909$33,000thousands by filing date
REAL GOODS SOLAR INC75601N302CL A NEW139,055$33,000thousands by filing date
ASANKO GOLD INC04341Y105COM10,117$31,000thousands by filing date
CREDIT SUISSE HIGH YIELD CRE22544F103SH BEN INT11,298$30,000thousands by filing date
ACTINIUM PHARMACEUTICALS INC00507W107COM33,986$30,000thousands by filing date
BALLARD PWR SYS INC NEW COM058586108Stock17,367$29,000thousands by filing date
PIXELWORKS INC72581M305COM NEW10,294$29,000thousands by filing date
DRAGONWAVE INC26144M400COM NEW11,325$29,000thousands by filing date
IMMUNE PHARMACEUTICALS INC45254C101COM158,998$29,000thousands by filing date
DIANA CONTAINERSHIPS INC SHS NEWY2069P127Stock10,075$28,000thousands by filing date
EXCO RESOURCES INC269279402COMMON STOCK30,518$27,000thousands by filing date
ATHERSYS INC04744L106COM17,420$27,000thousands by filing date
IDERA PHARMACEUTICALS INC45168K306COM18,019$27,000thousands by filing date
CAMBER ENERGY INC COM549333300Stock21,761$27,000thousands by filing date
GIGPEAK INC37518Q109COM10,648$27,000thousands by filing date
MAST THERAPEUTICS INC576314108COM297,739$26,000thousands by filing date
ALIMERA SCIENCES INC016259103COM23,191$25,000thousands by filing date
APTOSE BIOSCIENCES INC COM03835T200Stock17,000$24,000thousands by filing date
CTI BIOPHARMA CORP COM NEW12648L106Stock60,419$24,000thousands by filing date
SYNTHETIC BIOLOGICS INC87164U102COM30,159$23,000thousands by filing date
PLATINUM GROUP METALS LTD72765Q601COM16,003$23,000thousands by filing date
GEVO INC COM PAR374396208Stock133,374$23,000thousands by filing date
22ND CENTY GROUP INC90137F103COM20,406$22,000thousands by filing date
SMTC CORP832682207COM NEW13,724$21,000thousands by filing date
BIOSCRIP INC09069N108COM18,986$20,000thousands by filing date
PAIN THERAPEUTICS INC69562K100COM34,929$20,000thousands by filing date
BIOSTAGE INC09074M103COM22,997$20,000thousands by filing date
Sierra Oncology, Inc.74346L101common13,226$20,000thousands by filing date
VISTA GOLD CORP927926303COMMON STOCK19,630$19,000thousands by filing date
NAVIOS MARITIME HOLDINGS INCY62196103COM13,405$19,000thousands by filing date
VIVUS INC928551100COM16,692$19,000thousands by filing date
GULFMARK OFFSHORE INC402629208COMMON STOCK10,455$18,000thousands by filing date
PRIMERO MNG CORP74164W106COM23,160$18,000thousands by filing date
CONTRAVIR PHARMACEUTICALS IN21234W103COM15,142$18,000thousands by filing date
TEARLAB CORP878193101COM33,695$17,000thousands by filing date
NAVIDEA BIOPHARMACEUTICALS I63937X103COM26,823$17,000thousands by filing date
CUMULUS MEDIA INC.231082603COM16,503$17,000thousands by filing date
OVASCIENCE INC69014Q101COM10,227$16,000thousands by filing date
NANOVIRICIDES INC630087203COM NEW14,965$16,000thousands by filing date
REXAHN PHARMACEUTICALS INC761640101COM108,876$15,000thousands by filing date
CATALYST14888D109COM22,456$15,000thousands by filing date
CATALYST PHARMACEUTICALS INC14888U101COM11,603$12,000thousands by filing date
VAALCO ENERGY INC91851C201COMMON STOCK11,678$12,000thousands by filing date
Alliqua BioMedical Inc019621200COM NEW19,858$12,000thousands by filing date
Capnia, Inc.14066L105Common15,189$12,000thousands by filing date
ACER THERAPEUTICS INC COM68372T301Stock11,494$11,000thousands by filing date
MAGNEGAS CORP55939L202COM NEW22,125$10,000thousands by filing date
ELTEK LTDM40184109ORD13,058$10,000thousands by filing date
NEUROMETRIX INC641255500COM PAR NEW13,511$10,000thousands by filing date
ONCOGENEX PHARMACEUTICALS IN68230A106COM18,332$9,000thousands by filing date
DIGITAL PWR CORP253862106COM14,274$9,000thousands by filing date
ROSETTA GENOMICS LTDM82183126SHS NEW NIS 0.620,372$9,000thousands by filing date
NET ELEMENT INC64111R201COM NEW11,088$9,000thousands by filing date
SPHERE 3D CORP NEW84841L100COM30,951$9,000thousands by filing date
AVEO PHARMACEUTICALS INC053588109COM14,738$8,000thousands by filing date
ANTHERA PHARMACEUTCLS INC03674U201Common equity shares11,736$8,000thousands by filing date
ENSERVCO CORP COM NEW29358Y102Stock13,194$7,000thousands by filing date
TRIANGLE PETE CORP89600B201COM NEW30,854$7,000thousands by filing date
DENISON MINES CORP248356107COM11,272$6,000thousands by filing date
IAO KUN GROUP HLDG CO LTDG47204105ORD USD SHS22,560$6,000thousands by filing date
SANOFI80105N113COMMON STOCK-FO10,153$4,000thousands by filing date
HOUSTON AMERN ENERGY CORP44183U100COM21,742$4,000thousands by filing date
BIOPHARMX CORP09072X101COM10,447$4,000thousands by filing date
ENTREE GOLD INC29383G100COM10,662$3,000thousands by filing date
EnerJex Resources Inc292758406COM11,608$3,000thousands by filing date
MEMORIAL PRODUCTION PARTNERS586048100COMMON STOCK15,413$2,000thousands by filing date
CITIGROUP INC172967226WARRANT12,778$2,000thousands by filing date
CEL SCI CORP150837508COM PAR $0.0113,288$1,000thousands by filing date
RENNOVA HEALTH INC COM759757107Stock14,134$1,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000919574-17-001921this filing2017-02-14acceptance time not in the bulk data set