13F-HR filed by KINGDON CAPITAL MANAGEMENT, L.L.C.
KINGDON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 116 holding rows worth $2,181,167,000.
- Accession
- 0000919574-16-016635
- Filer
- CIK 1000097
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 116 entries on the cover page, a total value of $2,181,167,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,181,167,000 with VALUE read as thousands by filing date, 13F file number 028-04575. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKingdon Associates028-10584
- included managerM. Kingdon Offshore Master Fund L.P.028-13996
- included managerKingdon Family Partnership, L.P.028-10842
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,763,300 | $381,402,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,423,128 | $127,602,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA PLC | G4617B105 | SHS | 6,816,903 | $123,590,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 94,157 | $78,839,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,650,700 | $66,187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411105 | COM | 761,308 | $48,625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 814,973 | $47,032,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 973,831 | $46,724,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,695,997 | $46,452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE ENERGY INC | 655044105 | COM | 1,202,805 | $42,988,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDK GLOBAL INC | 12508E101 | COM | 721,134 | $41,364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 42,250,000 | $40,850,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HERBALIFE LTD | G4412G101 | COM SHS | 637,449 | $39,515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 47,543 | $38,227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,002,200 | $33,453,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 694,733 | $32,812,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 2,359,722 | $31,125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 613,226 | $30,766,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 511,333 | $26,027,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Limited | H1467J104 | COM | 193,705 | $24,339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 501,100 | $23,667,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 506,990 | $23,347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 473,643 | $22,640,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL A | 526057104 | Stock | 519,532 | $21,997,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 497,625 | $21,950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,067,621 | $20,861,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Danaher Corporation | 235851102 | COM | 260,871 | $20,450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL | 13123X102 | COM | 1,280,198 | $20,099,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMERICAINC | 200340107 | COM | 420,623 | $19,904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 300,000 | $19,164,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TYSON FOODS INC CL A | 902494103 | Stock | 223,309 | $16,674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 229,616 | $16,581,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 369,052 | $15,415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,278,750 | $15,115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE MATLS INC COM | 26969P108 | Stock | 193,305 | $14,942,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 838,238 | $14,641,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 809,666 | $14,631,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US,Inc. | 872590104 | COM | 312,500 | $14,600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 254,700 | $14,452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 200,400 | $14,134,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,100,700 | $14,078,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 49,880 | $13,800,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 946,223 | $13,720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100,100 | $13,286,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200,300 | $13,278,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,205,300 | $12,644,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PBF ENERGY INC | 69318G106 | CL A | 531,700 | $12,038,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWSERVE CORP | 34354P105 | COM | 249,300 | $12,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 48,066 | $11,522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 249,913 | $10,809,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 161,700 | $10,583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 12,500 | $10,269,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CSX Corporation | 126408103 | COM | 333,320 | $10,166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 89,473 | $9,824,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 324,000 | $9,542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 322,779 | $9,322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,638,410 | $9,028,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L105 | COM | 495,074 | $9,005,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTROCK CO | 96145D105 | COM | 182,155 | $8,831,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,827,889 | $8,823,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 200,000 | $8,780,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 14,000,000 | $8,645,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RETROPHIN INC | 761299106 | COM | 380,075 | $8,506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 242,925 | $8,126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 100,800 | $8,090,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 89,985 | $8,076,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 100,000 | $7,747,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 5,700,000 | $7,670,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 452,200 | $7,525,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 300,700 | $7,382,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 178,808 | $7,134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESARO INC | 881569107 | COM | 68,608 | $6,877,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 402,456 | $6,697,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 272,526 | $6,680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 59,920 | $6,517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 43,659 | $6,410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVUITY INC | 46187J205 | COM NEW | 464,150 | $6,368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 571,555 | $5,996,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 154,963 | $5,912,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSARTIS INC | 92529L102 | COM | 481,056 | $5,893,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOPE BANCORP INC | 43940T109 | COM | 316,339 | $5,495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KLX INC | 482539103 | COM | 151,208 | $5,323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 30,790 | $5,126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTELLUS MED INC | 29363K105 | COM | 228,647 | $5,071,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESARO INC | 881569107 | COM | 50,100 | $5,022,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 5,000,000 | $4,869,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 58,668 | $4,642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 541,700 | $4,404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTU FINL INC | 928254101 | CL A | 288,408 | $4,317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAN INC | 66988N106 | COM | 197,940 | $3,994,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 100,000 | $3,922,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 100,000 | $3,774,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 103,400 | $3,260,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 50,000 | $3,071,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HCA Healthcare Inc | 40412C101 | COM | 40,496 | $3,063,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGA RES CORP COM | 87612G101 | Stock | 60,400 | $2,966,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KROGER CO COM | 501044101 | Stock | 99,200 | $2,944,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 1,626,738 | $2,733,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 545,020 | $2,556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC | 249908104 | COM | 100,000 | $2,497,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 138,100 | $2,179,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 958,822 | $1,860,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 124,188 | $1,739,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 51,700 | $1,699,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC COM | 30161Q104 | Stock | 131,757 | $1,685,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINSALECAPGROUPINC | 49714P108 | STOK | 75,000 | $1,650,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPHTHOTECH CORP | 683745103 | COM | 33,100 | $1,527,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 100,000 | $1,369,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 1,008,642 | $1,291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 29,444 | $1,261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 259,967 | $1,167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 115,000 | $1,017,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alcobra Ltd | M2239P109 | SHS | 396,800 | $980,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 1,227,832 | $856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIWOUND LTD | M68830104 | ORD SHS | 84,590 | $651,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KADMON HLDGS INC | 48283N106 | COM | 54,333 | $379,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-16-016635 | this filing | 2016-11-14 | acceptance time not in the bulk data set |