13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 419 holding rows worth $183,800,000.
- Accession
- 0000919574-16-014943
- Filer
- CIK 1450144
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 419 entries on the cover page, a total value of $183,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,800,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 573,734 | $7,613,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 69,017 | $5,119,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,384 | $4,690,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 45,000 | $4,383,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,156 | $3,851,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 206,482 | $3,677,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 52,306 | $3,488,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 29,570 | $3,379,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 36,554 | $3,219,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 97,090 | $2,638,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 52,551 | $2,487,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 11,515 | $2,179,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 101,421 | $2,165,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 35,092 | $2,009,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23,616 | $1,684,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 47,999 | $1,634,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 65,188 | $1,563,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 73,372 | $1,507,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 56,847 | $1,439,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,147 | $1,395,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 10,560 | $1,332,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 9,420 | $1,281,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,937 | $1,265,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 37,795 | $1,220,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 7,123 | $1,179,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 10,909 | $1,148,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 19,767 | $1,109,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 13,144 | $1,069,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,465 | $1,048,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 24,696 | $1,047,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 35,813 | $1,027,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 37,824 | $1,025,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 41,641 | $999,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,273 | $997,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 14,955 | $992,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,236 | $979,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 23,766 | $934,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 19,908 | $920,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 36,415 | $915,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 6,491 | $914,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10,858 | $913,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 65,368 | $902,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 17,107 | $868,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 12,830 | $856,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 34,775 | $852,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,226 | $849,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,320 | $843,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 29,549 | $836,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 18,326 | $829,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 23,688 | $808,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 11,570 | $803,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 16,153 | $802,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 33,507 | $783,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 66,190 | $761,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 39,339 | $755,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 9,792 | $742,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 7,135 | $738,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 9,866 | $711,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 11,234 | $709,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 27,052 | $706,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,212 | $697,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 38,237 | $694,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 58,733 | $693,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 70,986 | $691,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 26,505 | $689,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 42,044 | $683,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 33,984 | $674,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,577 | $674,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,504 | $662,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,775 | $658,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 21,495 | $653,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 14,087 | $651,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 6,068 | $646,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 50,784 | $637,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 5,973 | $631,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 23,238 | $629,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,372 | $627,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 188,641 | $624,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 9,615 | $609,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,514 | $604,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 8,770 | $603,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7,540 | $598,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 43,395 | $597,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 19,057 | $587,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,650 | $583,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 29,695 | $581,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 6,855 | $576,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 18,605 | $569,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 4,513 | $564,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 17,249 | $551,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 20,095 | $543,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 13,970 | $528,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 209,579 | $522,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 90,890 | $517,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,693 | $514,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 5,556 | $509,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 9,128 | $504,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 15,739 | $503,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,262 | $502,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,850 | $495,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 44,415 | $495,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 4,263 | $493,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 15,467 | $490,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,190 | $488,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,195 | $482,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,005 | $475,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,188 | $475,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 11,512 | $470,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 16,943 | $469,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,586 | $463,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 18,392 | $460,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 4,206 | $455,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 31,916 | $453,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 13,392 | $452,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,454 | $452,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,646 | $446,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,951 | $443,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 11,155 | $443,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 47,516 | $440,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 5,517 | $434,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,529 | $432,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,983 | $427,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,848 | $423,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 30,333 | $423,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,464 | $420,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,122 | $417,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 5,307 | $414,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 16,340 | $411,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,209 | $411,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,052 | $408,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 11,422 | $408,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 6,454 | $404,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 21,052 | $403,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 30,960 | $401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 8,884 | $400,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 95,291 | $395,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 31,195 | $392,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,609 | $389,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,960 | $386,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,566 | $385,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 13,534 | $382,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,745 | $380,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 16,424 | $378,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,228 | $377,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,515 | $370,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 14,505 | $368,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 21,884 | $362,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 11,559 | $360,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 3,335 | $360,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,580 | $359,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 45,691 | $357,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,768 | $355,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,985 | $351,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 22,531 | $346,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,440 | $344,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,078 | $344,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 11,458 | $341,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,845 | $340,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 35,993 | $340,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 7,787 | $333,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 4,548 | $333,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,332 | $332,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,143 | $331,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,690 | $325,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,250 | $325,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 23,418 | $322,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,513 | $320,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 4,170 | $319,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,716 | $316,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 8,071 | $316,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 12,366 | $314,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 27,983 | $310,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,595 | $309,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,812 | $307,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 24,517 | $300,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,495 | $292,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,355 | $287,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,116 | $287,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,286 | $287,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,743 | $283,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,530 | $282,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,151 | $280,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 25,545 | $280,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 30,242 | $279,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 23,266 | $275,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,411 | $274,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 24,754 | $274,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,796 | $273,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,702 | $273,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,299 | $273,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,337 | $271,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,921 | $271,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,396 | $262,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 4,040 | $262,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 14,162 | $261,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,128 | $260,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 8,675 | $259,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 7,876 | $258,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,053 | $257,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 13,507 | $256,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,835 | $255,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,156 | $253,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 20,527 | $252,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,103 | $251,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 12,553 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,310 | $250,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,760 | $249,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 4,563 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,418 | $247,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,358 | $244,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 12,076 | $244,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 10,003 | $242,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 28,311 | $241,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,023 | $241,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 5,098 | $241,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 9,565 | $241,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 10,333 | $241,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,540 | $240,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,166 | $238,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 13,815 | $238,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,667 | $238,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 10,073 | $238,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 9,676 | $238,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,088 | $237,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 69,827 | $236,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,091 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,528 | $235,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,195 | $233,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 30,988 | $232,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 15,770 | $232,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,174 | $230,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 10,304 | $230,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 6,091 | $230,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 22,633 | $229,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 5,513 | $229,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 18,632 | $228,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 9,579 | $224,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 43,103 | $222,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,606 | $222,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,901 | $221,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,898 | $221,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,633 | $221,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 10,950 | $221,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 8,668 | $221,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,961 | $220,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 8,279 | $219,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,087 | $218,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,966 | $217,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 32,302 | $214,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,448 | $214,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,583 | $214,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 34,808 | $213,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 4,293 | $212,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 8,154 | $212,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 7,346 | $212,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 6,732 | $211,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,065 | $210,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,472 | $208,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,954 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 5,365 | $208,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 48,143 | $207,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,741 | $206,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,830 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,138 | $205,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 4,649 | $205,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 6,713 | $204,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 3,923 | $203,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 6,779 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,312 | $201,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,514 | $201,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,344 | $200,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,939 | $200,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 12,652 | $195,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 11,596 | $195,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 13,181 | $195,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 59,067 | $192,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 18,331 | $189,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 41,755 | $185,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 19,032 | $179,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 15,687 | $174,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 11,367 | $168,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 34,777 | $163,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,072 | $162,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 11,620 | $160,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 18,215 | $157,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 15,391 | $157,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 14,807 | $156,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 12,240 | $155,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 12,173 | $152,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 24,505 | $146,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,078 | $144,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,207 | $144,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 12,759 | $143,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 14,590 | $142,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 37,037 | $141,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 13,204 | $139,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 22,268 | $139,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,042 | $138,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 16,532 | $136,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 111,898 | $135,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 107,193 | $134,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 10,936 | $133,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 18,019 | $131,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 12,739 | $130,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,816 | $129,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 12,723 | $127,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 10,891 | $124,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,721 | $121,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 14,551 | $120,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 22,452 | $115,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 36,084 | $113,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 13,334 | $112,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,289 | $112,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 18,103 | $110,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 13,791 | $106,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,626 | $101,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K232 | Cmn | 12,446 | $97,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 12,284 | $96,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 11,096 | $95,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 19,314 | $87,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 12,692 | $86,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 13,861 | $83,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,141 | $81,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,027 | $80,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 12,339 | $76,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,448 | $75,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 33,327 | $73,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 125,058 | $69,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,672 | $67,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,343 | $63,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 20,624 | $61,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,914 | $59,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 15,980 | $57,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 13,892 | $56,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,158 | $55,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 10,739 | $55,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 43,097 | $55,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,170 | $54,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,772 | $51,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 14,559 | $51,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 38,781 | $51,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,650 | $50,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,647 | $48,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,375 | $45,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,975 | $42,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 19,117 | $42,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 12,500 | $42,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 25,428 | $42,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,145 | $40,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,813 | $40,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 16,249 | $40,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 16,010 | $40,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 26,963 | $39,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 33,928 | $38,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 11,484 | $37,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,931 | $35,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,778 | $35,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 26,423 | $33,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 16,000 | $31,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 24,738 | $30,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 186,238 | $28,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 32,674 | $27,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,021 | $26,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 13,720 | $26,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 32,120 | $26,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 11,011 | $25,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 23,521 | $25,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 16,502 | $23,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 13,804 | $23,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 20,609 | $22,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 12,874 | $22,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 13,141 | $21,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 15,914 | $21,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 11,764 | $21,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 16,695 | $21,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 10,861 | $19,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 13,243 | $19,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 10,211 | $19,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 36,964 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 13,915 | $18,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,252 | $18,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 10,513 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 31,750 | $18,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 13,456 | $18,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 39,553 | $18,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 27,811 | $17,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 17,309 | $16,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 25,970 | $15,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 16,413 | $15,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 26,030 | $15,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 81,523 | $14,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 17,771 | $14,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 23,076 | $14,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 15,824 | $13,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 32,065 | $13,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 10,447 | $13,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 21,100 | $12,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 14,927 | $10,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 12,104 | $9,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 14,471 | $9,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 14,626 | $8,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 14,411 | $8,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 10,558 | $8,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 35,799 | $7,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 37,111 | $7,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 15,726 | $7,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 10,125 | $7,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 25,718 | $6,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 16,825 | $6,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 10,926 | $5,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 24,230 | $5,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 11,466 | $4,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11,771 | $4,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 43,597 | $4,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 24,744 | $3,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 11,082 | $3,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 11,196 | $2,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 22,409 | $1,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 11,253 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-16-014943 | this filing | 2016-08-15 | acceptance time not in the bulk data set |