13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 293 holding rows worth $77,781,000.
- Accession
- 0000919574-16-013247
- Filer
- CIK 1450144
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 293 entries on the cover page, a total value of $77,781,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,781,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 123,186 | $7,798,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 45,650 | $4,385,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 46,024 | $2,937,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,942 | $2,854,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 111,502 | $1,325,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 49,877 | $1,123,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 37,552 | $1,113,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 16,745 | $865,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 40,561 | $828,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,231 | $785,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 29,755 | $766,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 576 | $742,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,944 | $740,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 36,340 | $726,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 28,749 | $706,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 84,982 | $693,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 10,910 | $633,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,585 | $627,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 656 | $585,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6,999 | $556,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 7,059 | $550,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,950 | $548,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,786 | $540,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 51,494 | $532,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,994 | $523,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,691 | $518,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,077 | $512,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 13,573 | $511,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,473 | $501,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 7,473 | $501,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,227 | $486,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,542 | $473,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,883 | $465,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,593 | $464,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,262 | $461,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,225 | $456,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 115,124 | $455,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 9,932 | $454,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,687 | $452,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 22,999 | $444,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,397 | $426,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 10,622 | $424,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,713 | $417,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 31,042 | $413,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 33,436 | $412,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 135,670 | $412,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 828 | $411,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 9,219 | $403,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,034 | $401,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,249 | $398,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,348 | $390,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,712 | $385,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 19,494 | $385,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 25,993 | $383,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 31,290 | $382,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 14,116 | $371,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,839 | $367,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 50,213 | $366,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,988 | $364,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 13,209 | $364,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,359 | $359,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,307 | $356,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,816 | $356,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 12,290 | $356,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 446 | $355,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,893 | $353,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,783 | $349,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 9,610 | $346,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,120 | $334,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,806 | $330,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 19,810 | $328,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 6,342 | $323,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,942 | $322,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 5,143 | $314,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 903 | $311,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,612 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,337 | $310,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,521 | $308,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 107,665 | $299,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,007 | $298,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 40,459 | $295,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,928 | $293,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 12,457 | $289,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,649 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,307 | $286,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 20,084 | $278,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 10,524 | $275,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,882 | $274,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,680 | $273,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 62,327 | $272,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 48,459 | $272,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,656 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,074 | $266,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 19,559 | $266,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 14,715 | $262,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 14,165 | $260,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 7,467 | $257,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,037 | $254,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 5,994 | $251,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,208 | $248,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,167 | $247,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,951 | $247,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G509 | TAC MAN US COR | 11,382 | $246,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,375 | $243,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 925 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,558 | $239,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 8,689 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,880 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,571 | $230,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 10,188 | $229,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,634 | $228,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,660 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,897 | $226,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,421 | $224,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,645 | $223,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 14,456 | $223,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,543 | $222,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,524 | $222,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 60,455 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,819 | $218,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 10,512 | $218,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 67,439 | $218,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,882 | $217,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,458 | $217,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,353 | $214,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 6,844 | $212,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,744 | $212,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,953 | $211,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,658 | $210,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,640 | $209,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,821 | $208,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 4,614 | $206,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,822 | $205,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,994 | $205,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,062 | $204,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,680 | $203,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 33,395 | $203,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,858 | $202,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 4,122 | $201,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 123,466 | $199,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,444 | $191,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 20,120 | $180,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 43,168 | $178,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 39,121 | $172,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,385 | $171,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,607 | $171,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 26,387 | $168,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 20,462 | $166,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 17,984 | $165,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 18,778 | $159,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 63,217 | $156,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21,091 | $150,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 24,736 | $149,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 36,119 | $148,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 44,559 | $147,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 16,197 | $144,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 17,410 | $142,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,349 | $140,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 20,724 | $138,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,073 | $131,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 27,050 | $124,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 12,160 | $118,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 45,908 | $117,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 14,683 | $117,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 26,272 | $114,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 10,176 | $113,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,832 | $112,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 37,875 | $108,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 10,171 | $107,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 11,763 | $106,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 67,623 | $103,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 57,447 | $102,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 20,446 | $101,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 10,154 | $100,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 16,803 | $98,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 23,146 | $97,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,039 | $95,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 91,270 | $94,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 21,677 | $93,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 37,901 | $83,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,735 | $82,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 13,717 | $80,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 11,590 | $79,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 13,730 | $75,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 22,678 | $74,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 11,966 | $72,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 15,220 | $70,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 17,688 | $67,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 10,328 | $66,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 14,087 | $65,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 30,812 | $64,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 19,407 | $64,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,356 | $63,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 13,711 | $63,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 36,705 | $61,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 12,007 | $61,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 33,654 | $60,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,646 | $58,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 13,908 | $56,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 35,346 | $55,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 24,859 | $55,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 31,381 | $51,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 19,953 | $49,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 12,381 | $48,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 17,345 | $47,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 30,297 | $45,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,638 | $43,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 13,596 | $43,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 37,833 | $43,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,008 | $42,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,594 | $42,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 12,920 | $41,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 18,762 | $38,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 10,402 | $38,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,098 | $37,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 20,762 | $37,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 96,438 | $36,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,901 | $35,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 16,544 | $35,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,240 | $33,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 23,519 | $33,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 22,922 | $33,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 64,491 | $32,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 13,794 | $29,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 23,948 | $28,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 10,136 | $28,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 28,896 | $28,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 11,442 | $27,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 10,986 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 19,968 | $25,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 54,986 | $25,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,754 | $25,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 11,573 | $24,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 10,909 | $23,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 12,561 | $23,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 20,550 | $21,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 39,642 | $20,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 11,987 | $20,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 13,736 | $20,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 14,444 | $19,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 32,102 | $19,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 59,489 | $19,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 16,932 | $18,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 13,107 | $18,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 16,844 | $17,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 13,827 | $17,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 14,460 | $16,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 11,186 | $15,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 58,324 | $15,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 11,912 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,980 | $14,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 11,426 | $14,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 12,575 | $13,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 16,779 | $13,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 47,753 | $12,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 15,194 | $11,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 54,441 | $11,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 16,573 | $10,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 15,069 | $10,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 49,360 | $9,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 36,056 | $9,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 31,646 | $9,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 41,092 | $9,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 26,570 | $9,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 34,017 | $8,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 21,811 | $8,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 19,353 | $8,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 10,030 | $8,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 15,723 | $8,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 10,331 | $8,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 13,848 | $7,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 12,549 | $7,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 11,494 | $7,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 23,434 | $7,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 75,555 | $6,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 14,388 | $6,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 10,294 | $6,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 43,601 | $5,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 14,757 | $5,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 24,101 | $5,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 13,283 | $5,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 11,485 | $4,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 12,318 | $4,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 12,697 | $4,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 14,934 | $4,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 43,591 | $4,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 22,887 | $4,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 14,471 | $4,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 15,004 | $3,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 10,639 | $3,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 19,189 | $2,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 10,501 | $2,000 | thousands by filing date | |
| FREESEAS INC | Y26496219 | Cmn | 13,388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-16-013247 | this filing | 2016-05-16 | acceptance time not in the bulk data set |