13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 265 holding rows worth $83,322,000.
- Accession
- 0000919574-16-011112
- Filer
- CIK 1450144
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 265 entries on the cover page, a total value of $83,322,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,322,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 48,456 | $9,880,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 217,263 | $4,330,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 200,259 | $4,179,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 45,294 | $4,104,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 60,987 | $3,842,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 176,757 | $1,808,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 46,681 | $1,480,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,656 | $1,325,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 15,125 | $1,276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 25,061 | $1,255,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 24,806 | $1,237,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 97,223 | $1,178,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 12,025 | $940,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 73,074 | $933,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 12,787 | $896,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 63,141 | $857,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,840 | $793,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 7,261 | $783,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,080 | $768,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,006 | $703,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 16,185 | $700,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 921 | $622,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,475 | $606,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 26,704 | $568,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 6,470 | $561,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 32,480 | $524,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,259 | $521,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 53,586 | $514,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 11,610 | $504,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 21,290 | $494,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,965 | $475,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,858 | $465,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,360 | $460,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,471 | $438,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,827 | $413,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,208 | $409,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,509 | $395,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 21,882 | $391,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,209 | $388,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,240 | $380,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 13,633 | $380,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,817 | $378,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,048 | $377,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,032 | $377,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,902 | $375,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 83,095 | $371,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,945 | $369,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,769 | $363,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,157 | $362,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 9,456 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 12,567 | $354,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 35,543 | $340,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,466 | $338,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,041 | $331,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 18,077 | $330,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 22,836 | $330,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 15,274 | $328,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 448 | $326,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,158 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 12,161 | $317,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 67,851 | $314,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,688 | $307,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 22,982 | $303,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,539 | $294,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,243 | $287,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,708 | $285,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 14,429 | $285,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,916 | $284,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,902 | $282,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 6,219 | $280,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 505 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,955 | $270,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 9,489 | $269,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 687 | $268,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,693 | $267,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,390 | $264,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,473 | $261,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,818 | $254,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 13,845 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 9,245 | $251,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,383 | $249,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,104 | $248,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 12,338 | $248,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,532 | $247,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 18,783 | $247,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,404 | $245,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 10,516 | $245,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 9,864 | $244,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,349 | $243,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,805 | $242,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 14,103 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,115 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,344 | $239,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 60,510 | $239,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,384 | $238,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 8,159 | $238,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,157 | $237,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,235 | $236,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 8,346 | $233,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 13,067 | $233,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 8,406 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,080 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,633 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,490 | $228,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,455 | $228,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 10,748 | $226,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,265 | $224,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,164 | $224,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,666 | $224,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,618 | $224,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,716 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,757 | $222,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,075 | $220,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 8,962 | $220,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,425 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,941 | $219,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 9,637 | $219,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,925 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 2,816 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,421 | $212,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 4,202 | $211,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,507 | $208,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 8,369 | $207,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 9,196 | $206,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,244 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,912 | $205,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 13,979 | $205,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,939 | $204,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,938 | $204,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,540 | $204,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 10,199 | $190,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 38,834 | $187,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,597 | $183,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,355 | $178,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24,945 | $175,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 11,482 | $172,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 19,199 | $168,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 10,052 | $166,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 16,673 | $166,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,002 | $155,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 13,812 | $152,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 57,054 | $145,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,171 | $142,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 40,634 | $138,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 16,798 | $136,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 152,609 | $128,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 35,554 | $126,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 12,583 | $126,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 22,816 | $122,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,614 | $116,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 14,306 | $112,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 21,364 | $106,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,700 | $102,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 22,144 | $102,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 29,448 | $100,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 12,155 | $98,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,124 | $97,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 15,498 | $97,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,267 | $94,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 11,895 | $92,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 20,710 | $89,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 47,257 | $88,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 13,894 | $87,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 42,594 | $86,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,971 | $85,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,668 | $84,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 11,010 | $82,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 12,006 | $81,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,326 | $79,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 33,990 | $79,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,295 | $76,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 11,097 | $75,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 37,932 | $72,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 11,560 | $72,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,222 | $70,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 13,725 | $70,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,810 | $69,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,038 | $67,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 34,328 | $60,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 35,571 | $60,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D381 | Cmn | 24,601 | $60,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,063 | $54,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 11,644 | $54,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 37,384 | $53,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 48,297 | $47,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 54,738 | $40,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 31,065 | $39,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 36,784 | $38,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 13,054 | $37,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 12,097 | $34,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 11,463 | $34,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 14,304 | $33,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 19,364 | $32,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 25,998 | $31,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 17,377 | $31,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 10,051 | $30,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,336 | $28,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,068 | $27,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 33,386 | $27,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 25,244 | $26,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 11,073 | $24,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 16,469 | $23,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 22,353 | $23,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 21,725 | $22,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 10,681 | $21,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 15,042 | $20,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 20,321 | $20,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 16,191 | $19,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 11,210 | $18,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 31,025 | $18,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 24,799 | $16,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 16,389 | $16,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 36,347 | $16,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 16,121 | $16,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,797 | $15,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 18,575 | $14,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 10,955 | $13,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 36,129 | $13,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 11,066 | $13,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 11,671 | $12,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 13,623 | $12,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 20,441 | $12,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,342 | $11,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 52,968 | $11,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 12,088 | $11,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 14,830 | $11,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 21,412 | $11,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 13,731 | $11,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 14,588 | $11,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 13,975 | $10,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 12,814 | $10,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 23,411 | $10,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 30,375 | $10,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 15,869 | $10,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,974 | $9,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 19,913 | $9,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,520 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,591 | $6,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 35,158 | $6,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 11,112 | $6,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 10,000 | $6,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 19,306 | $6,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 21,141 | $6,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 12,551 | $6,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 16,812 | $5,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 10,811 | $5,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 30,906 | $5,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 33,038 | $5,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 25,192 | $5,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 25,488 | $5,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 20,993 | $4,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 12,466 | $4,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 15,423 | $4,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 17,937 | $4,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,483 | $4,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 38,508 | $4,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 24,088 | $4,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 40,489 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 18,556 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,469 | $2,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 10,503 | $2,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 20,320 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,879 | $1,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 10,688 | $1,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 11,142 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-16-011112 | this filing | 2016-02-16 | acceptance time not in the bulk data set |