13F-HR filed by KINGDON CAPITAL MANAGEMENT, L.L.C.
KINGDON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 114 holding rows worth $2,056,417,000.
- Accession
- 0000919574-16-011102
- Filer
- CIK 1000097
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 114 entries on the cover page, a total value of $2,056,417,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,056,417,000 with VALUE read as thousands by filing date, 13F file number 028-04575. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKingdon Associates028-10584
- included managerM. Kingdon Offshore Master Fund L.P.028-13996
- included managerKingdon Family Partnership, L.P.028-10842
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 750,000 | $152,903,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,025,000 | $115,436,000 | thousands by filing date | put |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 906,287 | $102,383,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 1,478,081 | $84,428,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 103,380 | $80,431,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 506,179 | $57,957,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 586,648 | $55,098,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,519,955 | $54,607,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 150,000 | $50,750,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 1,064,775 | $50,545,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 600,000 | $48,348,000 | thousands by filing date | call |
| PINNACLE ENTMT INC | 723456109 | COM | 1,467,168 | $45,658,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 390,000 | $43,625,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 3,223,550 | $41,358,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 879,506 | $37,784,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 3,211,331 | $31,696,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 400,000 | $31,580,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,410,000 | $30,555,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 592,770 | $30,048,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 678,916 | $29,927,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 441,501 | $27,360,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 900,000 | $23,571,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 869,029 | $23,203,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 800,000 | $21,360,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 400,000 | $21,204,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 641,927 | $20,888,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 20,000 | $20,347,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 156,750 | $19,594,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 500,000 | $19,565,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 750,000 | $19,238,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 622,501 | $18,930,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 60,000 | $18,750,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 17,500 | $18,007,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 200,000 | $17,482,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 500,000 | $16,955,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 630,000 | $16,739,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 12,000,000 | $16,506,000 | thousands by filing date | principal |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 622,668 | $16,308,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 200,000 | $15,876,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 535,370 | $15,868,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 375,462 | $15,822,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 450,000 | $15,741,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 2,807,016 | $15,691,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 310,325 | $15,280,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 505,107 | $15,153,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 248,142 | $14,896,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 769,903 | $14,836,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 191,423 | $14,556,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 189,010 | $13,724,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 40,706 | $12,721,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 148,800 | $11,812,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 97,256 | $11,490,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420AC5 | Bond | 3,151,000 | $11,472,000 | thousands by filing date | principal |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 1,467,858 | $11,258,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 348,150 | $11,022,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 975,099 | $10,921,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,602,722 | $10,370,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 774,380 | $10,307,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 300,000 | $9,684,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 400,000 | $9,664,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 750,000 | $9,623,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 300,000 | $8,892,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 110,855 | $8,804,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,596,489 | $8,750,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 934,568 | $8,701,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 6,500,000 | $8,430,000 | thousands by filing date | principal |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 51,300 | $8,190,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 112,852 | $7,632,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 118,000 | $7,375,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 325,000 | $7,358,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 13,000,000 | $7,313,000 | thousands by filing date | principal |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 240,000 | $7,097,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 100,000 | $6,662,000 | thousands by filing date | call |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 521,600 | $6,567,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 521,244 | $6,458,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 195,070 | $6,117,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 211,000 | $5,760,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 6,540,246 | $5,644,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 112,841 | $5,411,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 127,000 | $5,130,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 299,268 | $5,046,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 120,142 | $4,807,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 81,502 | $4,784,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 58,151 | $4,557,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 203,390 | $4,039,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 119,400 | $3,717,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 50,000 | $3,638,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 36,815 | $3,599,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 220,000 | $3,551,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 80,000 | $3,382,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 100,000 | $3,302,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 117,587 | $3,263,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 243,830 | $3,153,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 399,663 | $3,093,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 539,130 | $3,041,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 45,792 | $2,917,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 317,032 | $2,875,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 100,000 | $2,853,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 25,000 | $2,824,000 | thousands by filing date | call |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 150,000 | $2,804,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 302,650 | $2,669,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,023,868 | $2,449,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 153,900 | $2,361,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 50,300 | $1,957,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 993,920 | $1,680,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 734,746 | $1,653,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 184,590 | $1,576,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 229,420 | $1,301,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 13,930 | $1,258,000 | thousands by filing date | |
| TLOG 8 06/15/19 | 88165UAB5 | Bond 30/360P2 U | 2,000,000 | $840,000 | thousands by filing date | principal |
| CEMPRA INC | 15130J109 | COM | 25,000 | $778,000 | thousands by filing date | call |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 87,983 | $767,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450,000 | $563,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 13,200 | $118,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-16-011102 | this filing | 2016-02-16 | acceptance time not in the bulk data set |