13F-HR filed by Broadfin Capital, LLC
Broadfin Capital, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 89 holding rows worth $1,791,970,000.
- Accession
- 0000919574-15-008239
- Filer
- CIK 1511901
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 89 entries on the cover page, a total value of $1,791,970,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,791,970,000 with VALUE read as thousands by filing date, 13F file number 028-14251. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBroadfin Healthcare Master Fund Ltd028-14254
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 4,000,000 | $436,800,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 6,665,391 | $132,108,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,607,085 | $74,553,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 4,394,464 | $71,674,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,000,000 | $62,250,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 2,609,790 | $52,874,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 8,951,169 | $51,201,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,621,832 | $46,206,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,862,001 | $45,433,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 2,398,527 | $31,637,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,320,366 | $31,557,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,095,373 | $30,440,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,744,060 | $26,377,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,060,086 | $24,783,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,908,648 | $19,907,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 2,256,546 | $19,812,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 789,710 | $19,379,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 6,090,829 | $19,247,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,200,000 | $19,008,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 1,736,834 | $17,768,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 5,213,979 | $17,467,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,802,092 | $16,850,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 421,728 | $16,262,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,000,007 | $16,200,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 799,788 | $15,500,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,516,748 | $15,050,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 2,287,728 | $14,962,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 1,134,750 | $14,956,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,107,205 | $14,947,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,276,979 | $14,928,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 8,475,000 | $14,408,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,125,282 | $12,659,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 4,183,177 | $12,550,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 239,675 | $12,537,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500,000 | $12,200,000 | thousands by filing date | call |
| Lion Biotechnologies | 53619R102 | COM | 2,105,519 | $12,128,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 1,545,306 | $12,084,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 4,445,527 | $11,825,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 1,078,132 | $11,159,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 2,362,104 | $11,126,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,309,865 | $11,081,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426VAJ7 | DEBT 4.250% 4/0 | 15,500,000 | $10,816,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 829,906 | $10,714,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 900,249 | $10,614,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 295,700 | $10,178,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 500,000 | $10,130,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 530,283 | $10,075,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 500,000 | $9,910,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 549,290 | $9,492,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 1,557,106 | $9,405,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 200,000 | $9,278,000 | thousands by filing date | call |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 586,117 | $9,052,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 403,519 | $8,841,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 1,412,995 | $8,549,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 964,193 | $8,061,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,175,216 | $8,058,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 1,055,221 | $7,545,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,046,243 | $7,167,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,154,674 | $7,032,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 3,486,711 | $6,904,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 465,978 | $6,524,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 1,418,439 | $6,312,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,113,986 | $5,938,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1,968,631 | $5,906,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 775,000 | $5,642,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 230,358 | $5,612,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 323,188 | $4,803,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 890,748 | $4,712,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 1,178,941 | $4,209,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 509,573 | $3,888,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 750,000 | $3,746,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 736,196 | $3,453,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 775,000 | $3,426,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 2,618,296 | $3,273,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 685,528 | $3,044,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 9,489,166 | $2,847,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 8,874,992 | $2,396,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 6,126,482 | $2,272,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 5,155,530 | $2,268,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 552,000 | $2,180,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 166,875 | $2,123,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 947,400 | $1,847,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 592,200 | $1,623,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 778,000 | $1,595,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 371,842 | $1,472,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 1,274,297 | $1,453,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 250,000 | $1,390,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 160,047 | $1,194,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,368,085 | $1,108,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-15-008239 | this filing | 2015-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000919574-15-008334 | added | 2015-11-20 | acceptance time not in the bulk data set |