13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 214 holding rows worth $63,670,000.
- Accession
- 0000919574-15-008221
- Filer
- CIK 1450144
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 214 entries on the cover page, a total value of $63,670,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $63,670,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CME Group Inc. Class A | 12572Q105 | COM | 46,043 | $4,270,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 85,925 | $1,947,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 15,300 | $1,694,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,999 | $1,447,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 80,627 | $1,321,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,548 | $1,255,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 22,980 | $1,146,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 19,885 | $1,106,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 19,679 | $1,057,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,968 | $1,028,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 104,140 | $1,013,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 24,054 | $939,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,951 | $903,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 10,670 | $785,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 9,515 | $692,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 30,383 | $656,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,006 | $651,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 42,626 | $578,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 14,640 | $576,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,414 | $569,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 11,040 | $539,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,629 | $528,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 15,061 | $516,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 37,512 | $515,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,056 | $508,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 6,533 | $506,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 20,308 | $506,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,453 | $491,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 79,620 | $485,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 10,219 | $473,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,352 | $471,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,356 | $458,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 254,857 | $446,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 43,599 | $443,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,038 | $439,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,522 | $438,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 9,472 | $438,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 10,395 | $436,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,034 | $431,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,472 | $428,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,732 | $403,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,478 | $402,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,073 | $400,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,449 | $400,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 40,284 | $400,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 31,021 | $399,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,981 | $398,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 16,120 | $393,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 4,778 | $389,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 634 | $386,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 8,976 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,183 | $359,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,354 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,220 | $349,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,057 | $344,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,849 | $344,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,132 | $343,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,376 | $342,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 15,244 | $342,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 7,371 | $338,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,770 | $336,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,404 | $334,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 8,846 | $328,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 12,887 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,695 | $324,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 6,168 | $321,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 8,290 | $320,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,392 | $318,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 14,112 | $317,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,060 | $307,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 26,288 | $305,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 12,361 | $301,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 174,607 | $300,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,762 | $297,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,966 | $297,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 17,177 | $294,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 171,018 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 11,350 | $293,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 3,067 | $280,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,627 | $278,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 9,457 | $277,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,353 | $275,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,710 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,724 | $274,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 16,222 | $271,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,217 | $270,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 6,042 | $265,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,255 | $264,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,931 | $263,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 18,272 | $262,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 9,901 | $260,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 19,452 | $258,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 10,403 | $257,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,568 | $255,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,638 | $252,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,023 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,472 | $248,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,300 | $240,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 24,799 | $240,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 9,972 | $239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,031 | $239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,930 | $238,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 45,789 | $236,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,857 | $234,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,087 | $234,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,466 | $234,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 19,187 | $234,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,927 | $228,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 184 | $228,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,697 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,603 | $224,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 8,980 | $224,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 5,608 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,991 | $221,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,361 | $221,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,050 | $221,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,255 | $220,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 13,704 | $217,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,464 | $216,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,981 | $215,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,802 | $215,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,302 | $214,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,530 | $212,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,610 | $211,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,014 | $210,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 14,393 | $210,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 3,658 | $205,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,136 | $204,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 9,393 | $204,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 7,411 | $201,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,205 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 16,590 | $198,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 10,595 | $185,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12,425 | $183,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 14,836 | $183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 11,997 | $173,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 19,505 | $169,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,728 | $166,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 11,080 | $159,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 15,715 | $156,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 24,647 | $150,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 12,809 | $150,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 14,496 | $150,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 13,862 | $135,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 43,803 | $127,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,544 | $126,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 16,506 | $122,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,343 | $118,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 11,758 | $117,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,886 | $104,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 32,229 | $103,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,264 | $103,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 11,224 | $98,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,667 | $97,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 23,833 | $97,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 91,632 | $96,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 37,453 | $91,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 11,577 | $84,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 28,732 | $83,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 46,969 | $77,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 38,145 | $74,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 35,183 | $60,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 17,610 | $59,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,327 | $55,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 10,120 | $54,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 11,439 | $51,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 13,664 | $50,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,278 | $48,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 10,735 | $44,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 21,080 | $43,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 36,406 | $35,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,079 | $28,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,524 | $27,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 10,149 | $27,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 17,421 | $26,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 19,661 | $24,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 28,388 | $23,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 14,585 | $22,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 18,096 | $22,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 12,259 | $20,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 22,339 | $20,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 29,941 | $18,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 15,470 | $18,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 10,314 | $17,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 74,862 | $17,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 17,923 | $17,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 93,652 | $15,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 22,512 | $15,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 13,574 | $15,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 24,877 | $15,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 33,265 | $14,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 23,256 | $13,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 10,213 | $12,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 18,017 | $11,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 21,494 | $9,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 33,878 | $9,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 16,872 | $8,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 11,643 | $7,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 33,157 | $7,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 10,556 | $7,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 12,531 | $6,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 18,468 | $6,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 12,376 | $5,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 16,454 | $5,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 54,027 | $5,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 55,389 | $5,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 13,938 | $4,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 21,371 | $4,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 12,624 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 15,153 | $3,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 23,090 | $3,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 11,574 | $3,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 12,766 | $3,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 11,764 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-15-008221 | this filing | 2015-11-16 | acceptance time not in the bulk data set |