13F-HR filed by DIALECTIC CAPITAL MANAGEMENT, LP
DIALECTIC CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 142 holding rows worth $306,462,000.
- Accession
- 0000919574-15-007955
- Filer
- CIK 1411512
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 273 entries on the cover page, a total value of $306,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,462,000 with VALUE read as thousands by filing date, 13F file number 028-12674. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDialectic Offshore, Ltd.028-14791
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500,000 | $53,430,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 210,000 | $21,685,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 842,703 | $8,218,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 89,500 | $5,834,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 102,770 | $5,286,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 462,351 | $5,192,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 25,000 | $5,183,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 100,000 | $5,077,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 44,900 | $4,875,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 90,682 | $4,541,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 125,916 | $4,454,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 100,000 | $4,415,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 21,000 | $4,024,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 75,000 | $3,912,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 7,500 | $3,839,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 143,388 | $3,779,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 81,354 | $3,601,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 51,726 | $3,591,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 135,394 | $3,554,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 65,000 | $3,334,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 86,075 | $3,292,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,500 | $3,162,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50,000 | $3,112,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 104,600 | $3,100,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 32,500 | $2,899,000 | thousands by filing date | call |
| JARDEN CORP | 471109108 | COM | 55,000 | $2,688,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 100,000 | $2,669,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 100,000 | $2,662,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 376,470 | $2,639,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 1,113,083 | $2,393,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 15,000 | $2,279,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 33,098 | $2,244,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 35,000 | $2,238,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 51,285 | $2,174,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 30,079 | $2,147,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50,000 | $2,137,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10,000 | $2,124,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 206,720 | $2,096,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 50,000 | $2,095,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 126,885 | $2,007,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 48,200 | $1,977,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,912 | $1,970,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 46,910 | $1,955,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 149,160 | $1,954,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 62,633 | $1,937,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 65,700 | $1,887,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 150,480 | $1,830,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 101,392 | $1,826,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 73,971 | $1,787,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 7,751 | $1,781,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 34,588 | $1,756,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 121,700 | $1,743,000 | thousands by filing date | |
| 38259p508 | COM | 2,717 | $1,735,000 | thousands by filing date | ||
| Gilead Sciences,Inc. | 375558103 | COM | 17,000 | $1,669,000 | thousands by filing date | put |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 102,343 | $1,652,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 125,000 | $1,615,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 29,179 | $1,594,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 73,880 | $1,534,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 24,000 | $1,512,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 97,330 | $1,494,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 33,301 | $1,494,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 25,862 | $1,492,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 74,180 | $1,451,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 51,243 | $1,410,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 128,738 | $1,405,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 28,769 | $1,405,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 20,000 | $1,313,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 29,043 | $1,275,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 47,170 | $1,268,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 105,710 | $1,266,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 29,666 | $1,258,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 268,080 | $1,209,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 31,800 | $1,208,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 154,533 | $1,207,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 45,000 | $1,153,000 | thousands by filing date | call |
| HEICO CORP NEW COM | 422806109 | Stock | 23,537 | $1,150,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 149,550 | $1,137,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 168,360 | $1,120,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 16,860 | $1,070,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,000 | $1,068,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 16,289 | $1,064,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 29,102 | $1,060,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 19,163 | $1,053,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 20,000 | $1,046,000 | thousands by filing date | put |
| NORTHSTAR REIT | 66704R704 | Common Stock | 82,430 | $1,018,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 30,000 | $970,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 25,000 | $969,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 83,570 | $958,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 65,000 | $954,000 | thousands by filing date | put |
| BLUE HILLS BANCORP INC | 095573101 | COM | 68,725 | $953,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 104,152 | $943,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 214,840 | $939,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 94,591 | $925,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 7,875 | $903,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 86,874 | $902,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 29,010 | $896,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 9,998 | $892,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 151,216 | $889,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,746 | $873,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 14,766 | $861,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 15,000 | $835,000 | thousands by filing date | put |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 62,834 | $833,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 55,656 | $826,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 29,760 | $817,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 24,103 | $807,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 13,596 | $778,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 73,055 | $755,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 79,642 | $721,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 18,500 | $718,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,000 | $687,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 59,300 | $680,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 66,400 | $680,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 70,567 | $678,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 45,100 | $642,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 9,200 | $589,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 12,879 | $486,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 9,304 | $465,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 32,260 | $463,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 27,324 | $461,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,789 | $460,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 200,000 | $454,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 69,740 | $450,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 106,407 | $435,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 16,545 | $426,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,926 | $409,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 34,344 | $398,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 7,000 | $366,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 13,602 | $361,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 513,754 | $358,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 17,230 | $341,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 18,818 | $301,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 5,000 | $278,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 13,947 | $257,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 91,241 | $208,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 100,000 | $181,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 355 | $53,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,180 | $39,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,680 | $37,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,135 | $37,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,040 | $33,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,150 | $27,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,250 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-15-007955 | this filing | 2015-11-16 | acceptance time not in the bulk data set |