13F-HR filed by DIALECTIC CAPITAL MANAGEMENT, LP
DIALECTIC CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 211 holding rows worth $575,126,000.
- Accession
- 0000919574-15-004200
- Filer
- CIK 1411512
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 418 entries on the cover page, a total value of $575,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $575,126,000 with VALUE read as thousands by filing date, 13F file number 028-12674. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDialectic Offshore, Ltd.028-14791
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 305,500 | $63,064,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 183,000 | $37,777,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 30,000 | $12,501,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 300,000 | $11,251,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 92,900 | $10,559,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 50,000 | $9,438,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,010,149 | $9,273,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100,000 | $7,758,000 | thousands by filing date | call |
| PHARMACYCLICS INC | 716933106 | COM | 30,000 | $7,678,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 150,000 | $7,335,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 125,000 | $6,752,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 65,700 | $6,590,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 17,500 | $6,511,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 75,000 | $6,405,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 30,500 | $5,948,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 100,000 | $5,662,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 50,000 | $5,627,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 95,000 | $5,327,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 150,000 | $5,319,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 50,000 | $5,286,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 125,050 | $5,253,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 41,705 | $4,884,000 | thousands by filing date | |
| 38259p508 | COM | 8,803 | $4,883,000 | thousands by filing date | ||
| WESTERN DIGITAL CORP | 958102105 | COM | 50,000 | $4,550,000 | thousands by filing date | put |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 70,000 | $4,515,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 30,000 | $4,502,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100,000 | $4,496,000 | thousands by filing date | call |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 79,010 | $4,430,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 65,000 | $4,426,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 25,000 | $4,087,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 47,674 | $3,935,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 70,000 | $3,885,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 45,000 | $3,843,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 100,000 | $3,830,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 139,400 | $3,822,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 253,184 | $3,772,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 73,300 | $3,769,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 110,000 | $3,595,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 38,144 | $3,592,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 71,276 | $3,551,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 80,000 | $3,547,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 49,514 | $3,382,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 979,831 | $3,263,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 219,000 | $3,239,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 159,000 | $3,218,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 50,000 | $3,113,000 | thousands by filing date | call |
| Media General Ord Shs | 58441K100 | COM | 187,658 | $3,094,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 50,000 | $3,059,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 100,000 | $3,051,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 75,000 | $3,020,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 28,753 | $3,016,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 50,000 | $3,015,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 60,000 | $3,000,000 | thousands by filing date | put |
| NORTHSTAR REIT | 66704R704 | Common Stock | 165,500 | $2,999,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50,000 | $2,990,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 50,000 | $2,831,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 41,276 | $2,785,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 195,000 | $2,752,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 270,000 | $2,737,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 62,653 | $2,729,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 126,780 | $2,651,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 196,600 | $2,646,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 197,993 | $2,633,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 577,000 | $2,620,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 18,712 | $2,584,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 45,754 | $2,472,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 200,000 | $2,458,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 46,500 | $2,454,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 29,345 | $2,415,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 139,000 | $2,388,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 149,866 | $2,375,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 20,000 | $2,325,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 50,000 | $2,308,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 50,000 | $2,303,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 64,634 | $2,292,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 35,846 | $2,280,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 40,000 | $2,264,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 81,469 | $2,243,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 129,689 | $2,202,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 58,687 | $2,201,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 57,157 | $2,157,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 395,046 | $2,149,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 234,500 | $2,134,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 147,000 | $2,133,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 24,757 | $2,090,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 35,397 | $2,026,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,000 | $2,021,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 25,000 | $1,983,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 283,784 | $1,980,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 10,192 | $1,969,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 60,000 | $1,935,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 67,433 | $1,912,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 102,500 | $1,897,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 128,507 | $1,894,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 63,343 | $1,888,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 50,000 | $1,887,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 20,000 | $1,883,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 383,119 | $1,881,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 52,305 | $1,871,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 205,000 | $1,856,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 99,000 | $1,813,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 66,657 | $1,790,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 59,640 | $1,786,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 69,517 | $1,777,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,500 | $1,771,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 91,598 | $1,769,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 80,000 | $1,761,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 88,870 | $1,760,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 31,800 | $1,751,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 21,000 | $1,739,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 59,000 | $1,737,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 42,482 | $1,727,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 80,000 | $1,614,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 135,315 | $1,606,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 86,785 | $1,490,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 32,117 | $1,479,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,000 | $1,472,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,014 | $1,472,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 45,256 | $1,459,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 33,696 | $1,439,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 703,665 | $1,429,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 79,500 | $1,365,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 1,028,047 | $1,357,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,261 | $1,337,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 101,500 | $1,330,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 13,746 | $1,327,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 417,000 | $1,309,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 23,068 | $1,303,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 81,346 | $1,287,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 80,000 | $1,280,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 9,100 | $1,256,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 50,000 | $1,238,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 50,000 | $1,233,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 40,000 | $1,230,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 11,655 | $1,215,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 27,653 | $1,207,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 25,823 | $1,171,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 169,272 | $1,139,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 47,152 | $1,125,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 50,000 | $1,122,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 14,557 | $1,108,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 50,000 | $1,106,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 15,406 | $1,095,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 66,200 | $1,066,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 30,480 | $1,065,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 132,500 | $1,017,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 629,948 | $1,008,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 22,423 | $995,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 41,549 | $994,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 55,380 | $987,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 42,881 | $963,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 18,418 | $944,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 11,014 | $940,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 83,000 | $938,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 28,100 | $926,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 117,100 | $926,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,798 | $899,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 25,000 | $884,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 7,039 | $876,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 72,095 | $866,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 69,500 | $851,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,000 | $842,000 | thousands by filing date | put |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 29,000 | $809,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 11,409 | $805,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,600 | $795,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,897 | $794,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 15,290 | $787,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 11,472 | $781,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 48,739 | $780,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 12,721 | $778,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 73,500 | $763,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 31,500 | $760,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 100,000 | $749,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 33,147 | $728,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 25,541 | $725,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 55,300 | $722,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 50,000 | $702,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25,238 | $692,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 10,000 | $689,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 64,000 | $680,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 25,000 | $648,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 347,348 | $646,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 45,000 | $624,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,592 | $575,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 14,369 | $564,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 25,000 | $564,000 | thousands by filing date | call |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 26,500 | $557,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 14,866 | $543,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 111,220 | $536,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,729 | $534,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 100,000 | $520,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 33,000 | $508,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 126,614 | $499,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 7,090 | $489,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 86,951 | $471,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 31,953 | $458,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 50,000 | $453,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 127,314 | $448,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 47,300 | $447,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 152,768 | $435,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 139,200 | $412,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 18,220 | $411,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 30,500 | $409,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 42,000 | $389,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 80,000 | $284,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 140,863 | $261,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 100,000 | $259,000 | thousands by filing date | put |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 22,400 | $239,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 12,700 | $157,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 12,400 | $154,000 | thousands by filing date | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,000 | $144,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-15-004200 | this filing | 2015-05-15 | acceptance time not in the bulk data set |