13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 249 holding rows worth $118,146,000.
- Accession
- 0000919574-15-002188
- Filer
- CIK 1450144
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 249 entries on the cover page, a total value of $118,146,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,146,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 258,965 | $17,708,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 45,632 | $4,045,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 82,989 | $4,024,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 77,205 | $1,909,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 25,183 | $1,862,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,386 | $1,510,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 12,556 | $1,500,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 130,632 | $1,494,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 18,222 | $1,476,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,620 | $1,471,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 29,259 | $1,335,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,948 | $1,331,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 12,423 | $1,297,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 9,842 | $1,263,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9,160 | $1,153,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 45,349 | $1,146,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,453 | $1,072,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 11,217 | $1,072,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,178 | $1,039,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 43,823 | $1,024,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 16,562 | $1,002,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,588 | $992,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 7,586 | $983,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 29,072 | $975,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 43,867 | $955,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,836 | $938,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 51,946 | $929,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 9,237 | $888,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,338 | $877,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,624 | $877,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,735 | $852,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,682 | $851,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 15,010 | $787,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 41,470 | $765,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 65,218 | $733,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 18,322 | $723,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,542 | $720,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,301 | $709,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 6,581 | $688,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,739 | $684,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 43,752 | $678,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 15,884 | $676,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 7,888 | $674,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 11,135 | $667,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 38,606 | $654,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 7,413 | $651,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 16,792 | $645,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,334 | $635,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 39,266 | $620,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 15,790 | $610,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 11,896 | $601,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,134 | $597,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 14,631 | $580,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 488 | $556,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,295 | $553,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,068 | $544,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,604 | $542,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,964 | $542,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 20,864 | $540,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,784 | $528,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,713 | $524,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,910 | $501,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,393 | $499,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 561 | $485,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,236 | $479,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,138 | $476,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,638 | $476,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,996 | $476,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,407 | $467,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,650 | $465,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,247 | $462,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 57,881 | $455,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 3,291 | $452,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,869 | $450,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,850 | $432,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,640 | $428,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,197 | $425,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,552 | $423,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 28,618 | $423,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 34,918 | $409,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 48,458 | $404,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,172 | $401,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,167 | $399,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,534 | $389,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,913 | $386,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 9,052 | $382,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,354 | $381,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 4,391 | $381,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,490 | $379,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,386 | $374,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 12,356 | $371,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 11,799 | $366,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,115 | $348,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,821 | $337,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,617 | $335,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,323 | $333,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,831 | $328,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,016 | $325,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,410 | $323,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,861 | $323,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,948 | $313,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,887 | $311,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 24,383 | $309,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 6,349 | $307,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,985 | $306,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,308 | $302,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,232 | $300,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,893 | $298,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,921 | $297,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,377 | $295,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,042 | $294,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,959 | $292,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,497 | $290,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2,133 | $288,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,486 | $286,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,081 | $285,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,047 | $282,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,545 | $279,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 11,586 | $278,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 12,850 | $277,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 8,705 | $269,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,179 | $269,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 13,972 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,494 | $263,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 21,697 | $260,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,426 | $257,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,513 | $255,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 3,390 | $255,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,733 | $254,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,757 | $253,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 16,340 | $252,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 364 | $249,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,039 | $249,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,832 | $247,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,749 | $245,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,682 | $242,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 8,594 | $242,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 4,170 | $241,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,514 | $239,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 2,789 | $239,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,071 | $238,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,294 | $238,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,212 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,787 | $236,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,104 | $236,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 981 | $236,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,933 | $236,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 3,086 | $236,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,272 | $235,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,550 | $233,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 3,979 | $232,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,348 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,401 | $227,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,069 | $225,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 20,699 | $224,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,520 | $222,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 354 | $219,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,132 | $219,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,017 | $218,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 16,271 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 4,081 | $218,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 1,887 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,211 | $215,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,779 | $215,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 11,913 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,581 | $213,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,888 | $213,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 4,262 | $212,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,246 | $211,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 22,694 | $210,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 7,831 | $209,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 8,813 | $209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 4,891 | $206,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,111 | $205,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 805 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,640 | $203,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 8,510 | $203,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,343 | $202,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 13,087 | $198,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 67,743 | $187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,969 | $182,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 13,353 | $180,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 38,173 | $177,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 54,193 | $172,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,186 | $171,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 14,113 | $161,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 18,368 | $144,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 19,723 | $144,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 39,676 | $138,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18,924 | $126,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,345 | $125,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,946 | $124,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,446 | $122,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,313 | $118,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 12,541 | $113,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 18,825 | $112,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 10,452 | $108,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 13,238 | $99,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 22,120 | $91,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,280 | $87,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,338 | $83,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 43,051 | $81,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 28,965 | $78,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,932 | $77,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 17,956 | $74,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 19,297 | $70,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 12,627 | $63,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,737 | $52,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 39,589 | $51,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 12,758 | $51,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 10,217 | $51,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,398 | $46,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 26,448 | $41,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 14,353 | $40,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 25,480 | $36,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 34,807 | $35,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 28,190 | $34,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 30,245 | $32,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 13,669 | $31,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 21,687 | $31,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 21,143 | $30,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 17,914 | $29,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 12,401 | $29,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 19,119 | $26,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 14,338 | $26,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 17,125 | $26,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 10,732 | $25,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 23,986 | $24,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 13,452 | $24,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 13,518 | $23,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 10,208 | $22,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 18,646 | $21,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 16,849 | $21,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 16,081 | $21,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 11,137 | $20,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 10,106 | $17,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 27,135 | $16,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 15,569 | $14,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 12,490 | $10,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 16,771 | $10,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 17,780 | $10,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 10,520 | $10,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 13,623 | $7,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 23,871 | $5,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C128 | *W EXP 02/14/201 | 10,152 | $5,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 10,535 | $3,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 30,079 | $2,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 11,747 | $2,000 | thousands by filing date | |
| S&W SEED CO | 785135120 | *W EXP 05/03/201 | 18,903 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-15-002188 | this filing | 2015-02-17 | acceptance time not in the bulk data set |