13F-HR filed by SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 467 holding rows worth $622,266,000.
- Accession
- 0000919574-15-001853
- Filer
- CIK 1218583
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 623 entries on the cover page, a total value of $622,266,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $622,266,000 with VALUE read as thousands by filing date, 13F file number 028-10361. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGRT Value Fund, a series of Advisors Inner Circle Fund II028-14914
- included managerOrinda Asset Management LLC028-15243
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 600,600 | $38,318,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 605,184 | $25,261,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 742,072 | $25,089,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 254,973 | $19,301,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 613,024 | $18,152,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 115,344 | $17,169,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 288,186 | $15,404,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 2,180,966 | $14,569,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 4,196,092 | $13,176,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 205,949 | $13,131,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 312,079 | $12,982,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 387,770 | $12,796,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 106,793 | $11,320,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,167,909 | $10,850,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 63,095 | $9,474,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 77,100 | $7,099,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 166,990 | $6,776,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,443,895 | $6,411,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,122,700 | $6,119,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 264,000 | $4,998,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 35,400 | $4,841,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 48,000 | $4,623,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 58,020 | $4,394,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 484,004 | $4,303,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 62,343 | $4,191,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 53,960 | $4,110,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 509,083 | $3,940,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 355,798 | $3,683,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 279,081 | $3,625,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 75,581 | $3,585,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 27,600 | $3,541,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 308,413 | $3,513,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 243,604 | $3,467,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 94,350 | $3,443,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 182,500 | $3,314,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 684,967 | $3,274,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 50,668 | $3,180,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 282,030 | $3,153,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 27,334 | $2,998,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 48,648 | $2,925,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 163,191 | $2,867,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 72,189 | $2,839,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 41,386 | $2,753,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 87,000 | $2,745,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 48,234 | $2,587,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 93,929 | $2,570,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 74,000 | $2,564,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 132,827 | $2,538,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 76,067 | $2,505,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 141,260 | $2,473,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 37,000 | $2,454,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 123,118 | $2,441,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 728,437 | $2,375,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 464,270 | $2,368,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 84,000 | $2,362,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 50,823 | $2,329,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 25,595 | $2,277,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 48,441 | $2,250,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 89,537 | $2,236,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 35,400 | $2,100,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 1,560,521 | $2,060,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 23,673 | $2,033,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 36,575 | $1,960,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 82,000 | $1,958,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 18,016 | $1,907,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,067,730 | $1,901,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 8,500 | $1,890,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 20,000 | $1,861,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 28,972 | $1,774,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 33,000 | $1,739,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 184,472 | $1,712,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,667 | $1,671,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 70,217 | $1,640,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 18,234 | $1,634,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 199,119 | $1,623,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 70,096 | $1,607,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 96,074 | $1,548,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 15,000 | $1,534,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 63,037 | $1,533,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 24,542 | $1,527,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 35,990 | $1,519,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 59,000 | $1,516,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 120,761 | $1,508,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 391,038 | $1,502,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 26,598 | $1,490,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 28,149 | $1,477,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 62,000 | $1,460,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 14,351 | $1,451,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 214,784 | $1,445,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 39,459 | $1,430,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 15,014 | $1,422,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,282 | $1,389,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10,904 | $1,371,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 509,662 | $1,358,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,821 | $1,356,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 60,698 | $1,356,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 83,964 | $1,343,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 80,000 | $1,327,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 14,976 | $1,265,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 50,056 | $1,258,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 10,382 | $1,243,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,900 | $1,213,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 118,000 | $1,205,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 42,814 | $1,199,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 85,000 | $1,180,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 26,000 | $1,165,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 43,021 | $1,164,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 26,781 | $1,153,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 11,000 | $1,153,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 42,176 | $1,149,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 10,200 | $1,125,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 92,993 | $1,118,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 87,636 | $1,117,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 30,573 | $1,111,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 30,955 | $1,107,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,780 | $1,106,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 44,060 | $1,097,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 9,119 | $1,097,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 109,816 | $1,095,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 17,808 | $1,090,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,908 | $1,085,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 23,000 | $1,076,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 60,000 | $1,069,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 20,000 | $1,062,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,000 | $1,052,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 9,261 | $1,050,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 20,300 | $1,047,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 29,218 | $1,045,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 27,370 | $1,042,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 12,005 | $1,016,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 40,461 | $1,009,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 37,000 | $1,009,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 115,000 | $1,003,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10,050 | $1,002,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 29,213 | $987,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 25,662 | $967,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 134,422 | $958,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 47,190 | $951,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 107,370 | $941,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 54,810 | $925,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,745 | $918,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 544,115 | $909,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 12,000 | $899,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 313,171 | $877,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 20,335 | $867,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 12,535 | $866,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 36,000 | $854,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 14,000 | $844,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 36,376 | $829,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,000 | $822,000 | thousands by filing date | put |
| VTI | 922908769 | COM | 7,660 | $812,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 17,200 | $805,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 71,795 | $782,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 14,210 | $780,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 16,733 | $751,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 9,823 | $745,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 15,800 | $745,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 45,000 | $741,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 41,000 | $734,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 36,096 | $734,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,894 | $730,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 17,980 | $727,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 71,500 | $724,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 16,282 | $711,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,405 | $702,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 20,000 | $702,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 30,268 | $701,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 34,000 | $699,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 504,209 | $691,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,380 | $688,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 497,200 | $686,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 13,646 | $682,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 32,620 | $673,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 82,000 | $667,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 483,100 | $667,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 152,896 | $665,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 19,500 | $661,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 82,610 | $660,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 11,000 | $659,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 30,141 | $658,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 10,434 | $654,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13,143 | $647,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 14,000 | $645,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,600 | $626,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 37,646 | $624,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,918 | $620,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,963 | $616,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 9,260 | $612,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 74,200 | $607,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 74,330 | $604,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 15,736 | $604,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 20,000 | $590,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 22,733 | $581,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 18,805 | $579,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 354,357 | $571,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 8,300 | $564,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 38,360 | $550,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,762 | $543,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 52,689 | $534,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 88,357 | $528,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 25,360 | $527,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 11,100 | $525,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 14,500 | $522,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 9,123 | $520,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 39,470 | $518,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 33,316 | $516,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 49,784 | $512,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 20,048 | $510,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 16,000 | $500,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,100 | $498,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 20,002 | $480,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 42,500 | $476,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 30,000 | $474,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 51,927 | $474,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,300 | $456,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 16,696 | $455,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 8,400 | $449,000 | thousands by filing date | put |
| EASTERN CO | 276317104 | COM | 26,214 | $447,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,510 | $446,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,330 | $446,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 20,500 | $445,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 100,000 | $444,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 122,113 | $444,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 34,955 | $444,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 9,050 | $443,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 19,000 | $443,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 313,913 | $443,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 163,670 | $442,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 160,364 | $441,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 85,531 | $439,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 15,000 | $430,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 42,311 | $424,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,000 | $423,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 57,148 | $423,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 18,519 | $413,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 15,287 | $413,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 139,818 | $410,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,436 | $408,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 79,807 | $399,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 165,280 | $398,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 36,849 | $394,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,036 | $387,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 34,560 | $386,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 216,683 | $384,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 43,366 | $381,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 24,035 | $380,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 11,941 | $378,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 27,000 | $374,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 156,600 | $374,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 4,564 | $373,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,332 | $368,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 12,626 | $356,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 21,500 | $356,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,189 | $349,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 194,323 | $348,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 16,690 | $345,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 5,604 | $342,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 9,861 | $342,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,520 | $341,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 33,900 | $339,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 4,500 | $336,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,500 | $336,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 24,340 | $334,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 23,170 | $332,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,554 | $331,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 53,329 | $331,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,560 | $330,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 72,250 | $327,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 581,886 | $326,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 5,000 | $325,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 5,000 | $325,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 170,349 | $322,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 59,250 | $313,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 5,500 | $311,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,000 | $311,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 40,000 | $310,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 25,000 | $309,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 126,806 | $308,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 120,491 | $307,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 46,400 | $302,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,130 | $300,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 15,000 | $294,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 23,514 | $288,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 58,987 | $287,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,530 | $285,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 25,000 | $280,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 20,000 | $278,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,500 | $276,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,380 | $275,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 21,120 | $275,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 36,668 | $273,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,869 | $271,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 2,329 | $268,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,380 | $266,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 16,668 | $266,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 35,000 | $265,000 | thousands by filing date | call |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 143,999 | $265,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,700 | $260,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 9,875 | $260,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12,983 | $258,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,150 | $257,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 15,530 | $255,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 9,223 | $253,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 53,780 | $250,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 11,000 | $248,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,822 | $247,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 118,860 | $247,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,314 | $245,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 16,017 | $245,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,919 | $242,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,151 | $242,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 46,000 | $242,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,500 | $238,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,976 | $238,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 124,402 | $236,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,695 | $234,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,498 | $234,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 13,904 | $231,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 11,698 | $230,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,588 | $228,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 10,100 | $227,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 6,500 | $226,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,550 | $225,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 11,472 | $225,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,754 | $223,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,700 | $221,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 16,322 | $221,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 13,285 | $220,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,750 | $217,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 34,000 | $217,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 37,380 | $217,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,500 | $216,000 | thousands by filing date | put |
| BTU INTERNATIONAL INC | 056032105 | COM | 66,585 | $216,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 20,236 | $212,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 69,110 | $211,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 20,200 | $210,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 5,833 | $209,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 6,796 | $209,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 3,200 | $206,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 17,100 | $206,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 600 | $205,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,050 | $204,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,559 | $202,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 5,495 | $202,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 4,794 | $202,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 4,998 | $201,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 15,002 | $200,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 10,875 | $198,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 18,590 | $196,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 10,034 | $196,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 20,000 | $196,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 23,462 | $195,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 13,000 | $193,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 75,000 | $193,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 61,131 | $193,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 33,294 | $189,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 70,400 | $187,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 106,144 | $187,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 39,100 | $186,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 87,477 | $185,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 104,948 | $184,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,194 | $179,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,000 | $179,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 44,913 | $178,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,613 | $178,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 23,451 | $177,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 17,540 | $177,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 10,000 | $177,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 21,807 | $177,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 12,716 | $176,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 65,401 | $174,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 34,467 | $171,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 41,800 | $166,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 51,540 | $163,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 91,300 | $162,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 61,406 | $161,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 17,570 | $160,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,000 | $159,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 36,543 | $159,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 38,136 | $158,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 23,100 | $157,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 84,763 | $156,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 22,700 | $156,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 20,196 | $154,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 70,500 | $154,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 39,456 | $154,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 12,470 | $153,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 200,308 | $153,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 16,510 | $148,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 44,872 | $146,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 52,509 | $144,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 25,733 | $144,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 6,500 | $142,000 | thousands by filing date | put |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 30,000 | $142,000 | thousands by filing date | call |
| LUNA INNOVATIONS INC | 550351100 | COM | 100,268 | $142,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,760 | $140,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 116,864 | $136,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 19,769 | $135,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 14,000 | $133,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 25,000 | $131,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,260 | $129,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 52,371 | $128,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,490 | $127,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 14,200 | $126,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 100,000 | $126,000 | thousands by filing date | principal |
| SYNERGY RES CORP | 87164P103 | COM | 10,000 | $125,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 19,630 | $124,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 43,573 | $122,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 31,000 | $119,000 | thousands by filing date | call |
| TENGASCO INC | 88033R205 | COM NEW | 455,754 | $118,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 33,796 | $117,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 22,400 | $112,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 15,438 | $111,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 13,500 | $110,000 | thousands by filing date | call |
| BIODEL INC | 09064M204 | COM | 80,525 | $107,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 59,200 | $104,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 33,128 | $103,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 16,000 | $102,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 20,000 | $101,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 8,000 | $100,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 22,800 | $100,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 54,395 | $97,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 64,900 | $96,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 20,900 | $95,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 20,690 | $94,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 90,937 | $87,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 24,042 | $87,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 26,508 | $83,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 54,331 | $79,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 12,521 | $71,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 17,810 | $69,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,920 | $67,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 29,170 | $66,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,000 | $64,000 | thousands by filing date | call |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 27,591 | $64,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 20,900 | $63,000 | thousands by filing date | put |
| CAS MED SYS INC | 124769209 | COM | 35,848 | $59,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 12,500 | $53,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 12,000 | $53,000 | thousands by filing date | call |
| VIRCO MFG CO | 927651109 | COM | 20,200 | $49,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 162,748 | $48,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 15,000 | $47,000 | thousands by filing date | call |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 10,877 | $44,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 37,869 | $44,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 27,100 | $44,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 24,200 | $43,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 2,000 | $41,000 | thousands by filing date | call |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 34,000 | $41,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 13,300 | $41,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,000 | $40,000 | thousands by filing date | put |
| ESSEX RENT CORP COM | 297187106 | Common | 30,020 | $40,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 17,146 | $40,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 18,444 | $38,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 24,900 | $38,000 | thousands by filing date | put |
| TRIO TECH INTL | 896712205 | COM NEW | 12,232 | $36,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 11,570 | $36,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 20,000 | $33,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 15,000 | $33,000 | thousands by filing date | call |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 24,500 | $31,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 25,000 | $22,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 100,190 | $21,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,000 | $18,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 13,090 | $16,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,000 | $15,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,800 | $10,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | call |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 333,490 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-15-001853 | this filing | 2015-02-17 | acceptance time not in the bulk data set |