13F-HR filed by KINGDON CAPITAL MANAGEMENT, L.L.C.
KINGDON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 153 holding rows worth $2,225,983,000.
- Accession
- 0000919574-14-006693
- Filer
- CIK 1000097
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 153 entries on the cover page, a total value of $2,225,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,225,983,000 with VALUE read as thousands by filing date, 13F file number 028-04575. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKingdon Associates028-10584
- included managerM. Kingdon Offshore Master Fund L.P.028-13996
- included managerKingdon Family Partnership, L.P.028-10842
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 1,830,000 | $200,111,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 985,000 | $194,065,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 1,748,068 | $123,274,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,300,000 | $78,312,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 1,150,000 | $59,593,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,610,000 | $54,288,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 724,580 | $38,345,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 847,508 | $37,595,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 198,700 | $35,406,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 335,000 | $32,864,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 946,000 | $32,410,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 191,700 | $29,924,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,000,000 | $29,740,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 560,000 | $28,442,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 750,000 | $28,395,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,200,000 | $27,312,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 675,000 | $26,575,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 355,000 | $26,508,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,147,604 | $26,373,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 933,000 | $25,648,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,955,000 | $25,493,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 633,000 | $23,465,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 850,000 | $22,993,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 340,000 | $22,705,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 927,754 | $22,693,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,150,000 | $21,712,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 400,000 | $20,728,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,500,000 | $19,525,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,805,180 | $18,738,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 300,000 | $18,480,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 175,000 | $17,820,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 143,100 | $17,631,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 157,679 | $16,138,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 589,862 | $15,968,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 440,600 | $15,928,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 3,761,311 | $15,835,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 325,000 | $15,265,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 250,000 | $15,058,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 61,469 | $14,831,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 520,000 | $14,815,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,200,000 | $14,736,000 | thousands by filing date | call |
| JARDEN CORP | 471109108 | COM | 240,000 | $14,426,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 155,669 | $14,093,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 758,000 | $13,962,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 927,400 | $13,744,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 240,000 | $13,536,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 10,000,000 | $13,164,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 360,000 | $12,388,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 75,000 | $11,718,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 104,050 | $11,534,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 142,500 | $11,404,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 114,400 | $11,310,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 480,000 | $11,242,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 415,000 | $11,180,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 235,000 | $10,996,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 423,879 | $10,872,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 400,000 | $10,840,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 300,000 | $10,644,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 553,769 | $10,516,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 573,357 | $10,469,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 190,500 | $10,455,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 15,000,000 | $9,712,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 4,000,000 | $9,706,000 | thousands by filing date | principal |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 5,215,346 | $9,701,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 160,000 | $9,678,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 100,000 | $9,309,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 320,000 | $9,251,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 155,000 | $9,205,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 72,000 | $9,023,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 240,000 | $8,676,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 407,000 | $8,673,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 80,000 | $8,482,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 79,300 | $8,287,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 125,000 | $7,814,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 125,000 | $7,814,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 207,000 | $7,425,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 200,000 | $7,414,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 625,000 | $7,344,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,427,675 | $7,281,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 405,000 | $7,156,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 430,000 | $7,134,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 60,000 | $7,122,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 161,666 | $7,121,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 710,000 | $6,972,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 172,000 | $6,952,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 293,675 | $6,646,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 650,000 | $6,474,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 48,111 | $6,460,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 135,000 | $6,383,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 493,000 | $6,335,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 620,000 | $6,299,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 125,000 | $6,173,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 583,390 | $6,108,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 328,935 | $6,029,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 9,000 | $5,999,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 256,900 | $5,855,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 623,753 | $5,770,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 104,368 | $5,740,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 225,000 | $5,713,000 | thousands by filing date | call |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 6,000,000 | $5,710,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 683,315 | $5,699,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 72,659 | $5,483,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 700,000 | $5,467,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 400,000 | $5,220,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 650,000 | $5,207,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 80,000 | $5,145,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 1,498,639 | $5,125,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 347,600 | $5,078,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 150,000 | $5,007,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 358,000 | $4,865,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 165,969 | $4,748,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 565,000 | $4,577,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 180,000 | $4,430,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 94,683 | $4,346,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 45,000 | $4,266,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 116,905 | $4,247,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 325,000 | $4,160,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 90,000 | $4,095,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 910,000 | $3,831,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 25,000 | $3,755,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 117,500 | $3,591,000 | thousands by filing date | put |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 525,000 | $3,570,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 65,100 | $3,567,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 38,255 | $3,510,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 60,900 | $3,494,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,000,000 | $3,444,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 100,000 | $3,426,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 290,000 | $3,236,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50,000 | $3,229,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 275,000 | $3,196,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 300,000 | $3,114,000 | thousands by filing date | call |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 205,000 | $3,102,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 25,390 | $2,892,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 29,000 | $2,658,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 163,204 | $2,628,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 79,247 | $2,587,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 150,000 | $2,469,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 75,000 | $2,219,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 165,000 | $2,163,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 86,373 | $2,161,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 2,000,000 | $2,135,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 1,165,738 | $2,133,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 83,900 | $2,083,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 85,000 | $1,887,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 35,000 | $1,698,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 1,044,375 | $1,493,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,000 | $1,419,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 161,000 | $1,185,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 286,801 | $1,173,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 120,000 | $751,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 11,846 | $689,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450,000 | $653,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 125,000 | $501,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-006693 | this filing | 2014-11-14 | acceptance time not in the bulk data set |