13F-HR filed by DIALECTIC CAPITAL MANAGEMENT, LP
DIALECTIC CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 164 holding rows worth $425,965,000.
- Accession
- 0000919574-14-006424
- Filer
- CIK 1411512
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 326 entries on the cover page, a total value of $425,965,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,965,000 with VALUE read as thousands by filing date, 13F file number 028-12674. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDialectic Offshore, Ltd.028-14791
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 162,100 | $17,614,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 84,930 | $16,732,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 60,000 | $11,821,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 125,500 | $11,760,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 105,000 | $11,481,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 200,000 | $9,274,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 155,000 | $8,413,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 100,000 | $8,199,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 70,000 | $8,135,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 866,733 | $7,436,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 200,000 | $6,394,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 167,059 | $6,342,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 87,800 | $6,160,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 250,000 | $5,622,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 200,000 | $5,352,000 | thousands by filing date | call |
| MOVE INC | 62458M207 | COM NEW | 250,451 | $5,249,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 100,000 | $5,244,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 225,000 | $5,087,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 200,000 | $5,062,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 80,000 | $4,738,000 | thousands by filing date | put |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 88,298 | $4,724,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 137,294 | $4,654,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,000 | $4,618,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 94,373 | $4,374,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 172,673 | $4,346,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 84,489 | $3,919,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 30,000 | $3,783,000 | thousands by filing date | put |
| 38259p508 | COM | 6,342 | $3,733,000 | thousands by filing date | ||
| NETAPP INC COM | 64110D104 | Stock | 85,798 | $3,685,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 124,419 | $3,641,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 326,967 | $3,554,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 52,662 | $3,470,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 100,000 | $3,427,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 256,921 | $3,420,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 50,000 | $3,409,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 149,871 | $3,291,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 120,250 | $3,259,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 40,000 | $3,222,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 77,732 | $3,142,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 57,100 | $3,055,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 50,000 | $2,961,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 45,673 | $2,950,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 299,650 | $2,898,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 75,000 | $2,875,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 30,674 | $2,874,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 36,312 | $2,870,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 50,000 | $2,820,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 150,000 | $2,793,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 75,000 | $2,783,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 195,000 | $2,761,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 30,166 | $2,686,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 31,198 | $2,596,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 50,000 | $2,555,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 51,600 | $2,543,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 135,000 | $2,522,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 25,000 | $2,500,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 101,246 | $2,493,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 27,500 | $2,479,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 25,000 | $2,475,000 | thousands by filing date | call |
| NORTHSTAR REIT | 66704R704 | Common Stock | 135,000 | $2,386,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,000 | $2,385,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 145,000 | $2,343,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 590,608 | $2,339,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 23,500 | $2,327,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 56,327 | $2,310,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 38,378 | $2,264,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 23,819 | $2,230,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 31,562 | $2,216,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 17,849 | $2,199,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 19,602 | $2,174,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 3,762 | $2,172,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 165,500 | $2,153,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 57,564 | $2,136,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 60,000 | $2,114,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 205,669 | $2,092,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 20,398 | $2,070,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,043 | $2,048,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 190,000 | $2,046,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 19,978 | $1,978,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 187,522 | $1,969,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 12,921 | $1,956,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 223,400 | $1,932,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 129,885 | $1,925,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 15,000 | $1,891,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 25,000 | $1,880,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,500 | $1,789,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,576 | $1,788,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 81,692 | $1,763,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 15,000 | $1,761,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 125,800 | $1,745,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 292,332 | $1,716,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 125,200 | $1,663,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 34,268 | $1,662,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15,237 | $1,657,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 25,000 | $1,615,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 231,429 | $1,608,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 26,207 | $1,586,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 31,341 | $1,579,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 62,231 | $1,573,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 89,666 | $1,530,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 30,000 | $1,514,000 | thousands by filing date | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 50,000 | $1,508,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 20,000 | $1,454,000 | thousands by filing date | put |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 82,285 | $1,441,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 73,367 | $1,393,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 69,567 | $1,346,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 35,000 | $1,325,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 24,061 | $1,306,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 30,000 | $1,282,000 | thousands by filing date | call |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 80,000 | $1,282,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 107,500 | $1,271,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 55,064 | $1,245,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 223,434 | $1,245,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 16,000 | $1,202,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 17,704 | $1,200,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 20,000 | $1,180,000 | thousands by filing date | call |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 76,543 | $1,178,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 64,195 | $1,153,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 15,000 | $1,127,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 624,114 | $1,070,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,000 | $1,000,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 283,498 | $989,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,429 | $950,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,000 | $947,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 200,000 | $918,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 161,175 | $917,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 196,782 | $903,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 11,500 | $898,000 | thousands by filing date | call |
| PHARMACYCLICS INC | 716933106 | COM | 7,500 | $881,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 15,000 | $876,000 | thousands by filing date | call |
| OXFORD LANE CAP CORP | 691543102 | COM | 55,000 | $843,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 51,884 | $835,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,500 | $829,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 13,208 | $790,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 58,358 | $780,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 10,000 | $727,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 48,642 | $711,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 36,555 | $690,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 171,385 | $668,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 182,945 | $626,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 13,521 | $619,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 14,296 | $601,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 10,000 | $592,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 217,163 | $587,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 30,000 | $565,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 35,000 | $560,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 35,000 | $550,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 16,961 | $550,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 15,517 | $530,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 23,713 | $521,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 15,002 | $501,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 18,294 | $483,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 8,520 | $478,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 24,900 | $471,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 26,390 | $468,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 20,250 | $419,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 25,000 | $401,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 25,320 | $351,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 25,000 | $319,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 95,187 | $312,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 15,789 | $257,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 26,397 | $248,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 20,000 | $128,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 44,039 | $109,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-006424 | this filing | 2014-11-14 | acceptance time not in the bulk data set |