13F-HR filed by HARBERT FUND ADVISORS, LLC
HARBERT FUND ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 27 holding rows worth $86,454,000.
- Accession
- 0000919574-14-006347
- Filer
- CIK 1616659
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 27 entries on the cover page, a total value of $86,454,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,456,000 with VALUE read as thousands by filing date, 13F file number 028-16265. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHARBERT VALUE FUND GP, LLC028-14261
- included managerHARBERT VALUE MASTER FUND, LTD.028-14262
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES STL CORP NEW | 912909108 | COM | 241,100 | $9,444,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 450,000 | $7,358,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 235,000 | $6,876,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 337,100 | $6,708,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 400,500 | $6,624,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 207,000 | $6,121,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 90,000 | $4,172,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 100,000 | $3,828,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 150,000 | $3,476,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 50,000 | $3,460,000 | thousands by filing date | put |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 284,091 | $3,040,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 240,000 | $3,022,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,000 | $2,701,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 194,000 | $2,571,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 75,000 | $2,570,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 222,600 | $2,311,000 | thousands by filing date | put |
| BLUE HILLS BANCORP INC | 095573101 | COM | 155,000 | $2,034,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 135,000 | $1,929,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 50,000 | $1,880,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 20,000 | $1,322,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 355,000 | $1,278,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,800 | $1,259,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 75,000 | $1,247,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 10,000 | $396,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 10,300 | $381,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 20,000 | $284,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 12,655 | $164,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-006347 | this filing | 2014-11-14 | acceptance time not in the bulk data set |