13F-HR filed by SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 560 holding rows worth $943,604,000.
- Accession
- 0000919574-14-004623
- Filer
- CIK 1218583
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 798 entries on the cover page, a total value of $943,604,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $943,604,000 with VALUE read as thousands by filing date, 13F file number 028-10361. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGRT Value Fund, a series of Advisors Inner Circle Fund II028-14914
- included managerOrinda Asset Management LLC028-15243
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LGL GROUP INC | 50186A108 | COM | 22,658 | $117,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 15,350 | $117,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 15,800 | $116,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 15,438 | $115,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 38,296 | $114,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 71,890 | $111,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 49,600 | $106,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 176,200 | $104,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 20,500 | $103,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 58,000 | $102,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 61,133 | $101,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 25,500 | $97,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 26,643 | $92,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P203 | COM NEW | 85,770 | $92,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 48,000 | $88,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,000 | $85,000 | thousands by filing date | call |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 13,003 | $85,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 42,462 | $84,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 64,763 | $83,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 20,800 | $77,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 36,000 | $77,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 39,544 | $75,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 21,500 | $73,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,920 | $72,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 20,000 | $70,000 | thousands by filing date | call |
| SYNACOR INC | 871561106 | COM | 27,250 | $70,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 23,605 | $70,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 114,500 | $70,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 10,403 | $69,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 45,882 | $69,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 33,128 | $67,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 13,547 | $67,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 143,500 | $66,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 20,500 | $66,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,000 | $63,000 | thousands by filing date | put |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 20,000 | $59,000 | thousands by filing date | call |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 42,338 | $58,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 15,000 | $56,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 32,000 | $56,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 16,706 | $52,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 15,000 | $50,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 6,000 | $49,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 6,000 | $49,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 3,000 | $48,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 11,500 | $45,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 11,800 | $44,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 16,540 | $43,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 2,500 | $42,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 5,000 | $41,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,000 | $33,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,000 | $33,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,000 | $30,000 | thousands by filing date | call |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 18,000 | $30,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 11,715 | $28,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,500 | $27,000 | thousands by filing date | call |
| TOWERSTREAM CORP | 892000100 | COM | 13,533 | $26,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,000 | $22,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 12,799 | $16,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 10,417 | $13,000 | thousands by filing date | |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 333,490 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-004623 | this filing | 2014-08-14 | acceptance time not in the bulk data set |