13F-HR filed by KINGDON CAPITAL MANAGEMENT, L.L.C.
KINGDON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 170 holding rows worth $1,958,562,000.
- Accession
- 0000919574-14-003440
- Filer
- CIK 1000097
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 170 entries on the cover page, a total value of $1,958,562,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,958,562,000 with VALUE read as thousands by filing date, 13F file number 028-04575. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKingdon Associates028-10584
- included managerM. Kingdon Offshore Master Fund L.P.028-13996
- included managerKingdon Family Partnership, L.P.028-10842
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 420,000 | $78,544,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 600,000 | $69,804,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 1,325,956 | $69,613,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 779,600 | $61,690,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,000,000 | $60,710,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 300,000 | $56,103,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 1,190,000 | $35,641,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 175,000 | $34,620,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 700,000 | $33,320,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 2,032,364 | $30,709,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 900,000 | $29,295,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 600,000 | $28,560,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 460,000 | $27,057,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 1,675,000 | $27,035,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 770,800 | $26,708,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 456,000 | $25,240,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 600,000 | $24,876,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 470,000 | $24,675,000 | thousands by filing date | call |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,219,519 | $24,378,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000,000 | $24,220,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 593,570 | $23,778,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 750,000 | $23,580,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,210,445 | $23,059,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 350,000 | $22,530,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 607,500 | $22,228,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 225,000 | $22,057,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 750,000 | $22,013,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 650,000 | $20,586,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,200,400 | $20,467,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 290,000 | $19,395,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,153,942 | $18,740,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 175,000 | $18,659,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 3,396,913 | $17,698,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,000,000 | $17,360,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 570,671 | $17,063,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 350,000 | $17,045,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 345,000 | $16,477,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 262,500 | $15,750,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 342,800 | $15,299,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 265,000 | $14,864,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 558,000 | $14,832,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 600,000 | $14,790,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 160,013 | $14,628,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 800,823 | $14,435,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 275,000 | $13,527,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 200,000 | $13,526,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 180,000 | $13,207,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 156,800 | $13,010,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 100,000 | $12,410,000 | thousands by filing date | call |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 401,733 | $12,353,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 760,000 | $12,350,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 100,000 | $11,971,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 135,000 | $11,969,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 200,000 | $11,778,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 200,000 | $11,778,000 | thousands by filing date | call |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 5,315,346 | $11,481,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 150,000 | $11,268,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 5,000,000 | $11,012,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501N101 | COM | 169,900 | $10,935,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 680,000 | $10,758,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,113,475 | $10,533,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 269,000 | $10,357,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 539,650 | $9,957,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 60,000 | $9,656,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 179,613 | $9,444,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 200,000 | $9,236,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 15,000,000 | $9,114,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 500,000 | $8,865,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 490,000 | $8,555,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 106,000 | $8,450,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 574,000 | $8,036,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 121,000 | $7,790,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 62,300 | $7,731,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 205,000 | $7,355,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 350,000 | $7,193,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 85,000 | $7,098,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 146,221 | $6,963,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 390,000 | $6,887,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 124,603 | $6,852,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 685,000 | $6,782,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 193,000 | $6,687,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 150,000 | $6,645,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100,000 | $6,645,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 325,000 | $6,637,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 190,000 | $6,637,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 400,900 | $6,591,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 150,000 | $6,582,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 200,000 | $6,544,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 75,000 | $6,525,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 87,500 | $6,362,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 88,790 | $6,290,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 200,000 | $6,152,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 88,300 | $6,057,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 200,000 | $5,988,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 100,000 | $5,878,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 225,000 | $5,850,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 150,000 | $5,726,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 27,750 | $5,712,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,000 | $5,681,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 190,000 | $5,423,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 86,200 | $5,366,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 516,363 | $5,282,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 267,275 | $5,241,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,490,738 | $5,203,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 373,315 | $5,185,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 150,000 | $5,081,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 200,000 | $4,934,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 125,800 | $4,928,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 54,763 | $4,908,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 59,300 | $4,867,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 65,000 | $4,866,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 187,000 | $4,725,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 200,000 | $4,720,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 75,000 | $4,695,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 5,000,000 | $4,581,000 | thousands by filing date | principal |
| AMERICAN AIRLS GROUP INC | 02376R409 | PFD A MAND CV ADDED | 163,288 | $4,509,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 48,000 | $4,477,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 850,000 | $4,429,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 350,000 | $4,421,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 39,500 | $4,411,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 400,000 | $4,400,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 71,000 | $4,351,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 100,000 | $4,345,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 100,000 | $4,345,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 100,000 | $4,240,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 45,000 | $4,152,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,000,000 | $4,028,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 50,000 | $3,996,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 125,000 | $3,946,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 175,000 | $3,789,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 101,300 | $3,757,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 135,000 | $3,660,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 150,000 | $3,633,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 1,944,375 | $3,500,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 40,017 | $3,481,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 75,000 | $3,452,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 62,000 | $3,386,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 100,000 | $3,347,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 150,000 | $3,332,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 3,000,000 | $3,273,000 | thousands by filing date | principal |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 75,000 | $3,164,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 87,000 | $3,129,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 50,100 | $2,997,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 275,000 | $2,860,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 115,400 | $2,843,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 50,000 | $2,826,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 300,000 | $2,688,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 49,000 | $2,673,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 25,000 | $2,633,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 147,618 | $2,613,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 31,500 | $2,459,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 90,000 | $2,390,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,500,000 | $2,136,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 125,000 | $2,109,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 55,000 | $2,049,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 86,261 | $2,044,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 301,801 | $1,929,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 100,000 | $1,919,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 162,692 | $1,877,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 40,000 | $1,845,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 70,000 | $1,687,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 100,000 | $1,614,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 50,000 | $1,562,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 100,000 | $1,321,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 15,000 | $1,196,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 100,000 | $1,165,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 25,000 | $854,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 160,000 | $760,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 40,000 | $558,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 25,000 | $490,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-003440 | this filing | 2014-05-15 | acceptance time not in the bulk data set |