13F-HR filed by KINGDON CAPITAL MANAGEMENT, L.L.C.
KINGDON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 168 holding rows worth $2,182,698,000.
- Accession
- 0000919574-14-001804
- Filer
- CIK 1000097
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 168 entries on the cover page, a total value of $2,182,698,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,182,698,000 with VALUE read as thousands by filing date, 13F file number 028-04575. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKingdon Associates028-10584
- included managerM. Kingdon Offshore Master Fund L.P.028-13996
- included managerKingdon Family Partnership, L.P.028-10842
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,470,000 | $271,494,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 1,300,000 | $62,023,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 590,000 | $53,165,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 906,856 | $43,266,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 580,000 | $41,157,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 550,000 | $35,101,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,268,500 | $34,846,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 400,000 | $33,696,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 730,000 | $33,522,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 458,410 | $32,501,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 135,000 | $30,364,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,000,577 | $29,827,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 724,900 | $29,337,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 700,000 | $28,329,000 | thousands by filing date | call |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,651,437 | $27,678,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 18,000,000 | $26,828,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 800,000 | $26,640,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 672,000 | $25,422,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 500,000 | $24,955,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 386,100 | $24,625,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 450,000 | $23,450,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 450,000 | $22,838,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100,000 | $22,706,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 560,000 | $22,641,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 850,000 | $21,097,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 520,000 | $21,034,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 500,000 | $20,305,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 600,000 | $19,470,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 115,000 | $19,302,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 234,777 | $18,402,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 300,000 | $17,544,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 160,000 | $17,280,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 285,000 | $17,191,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 800,823 | $17,081,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 307,103 | $16,722,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 400,000 | $16,348,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 415,000 | $16,272,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 226,000 | $16,175,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 290,000 | $16,156,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 114,950 | $15,690,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 325,000 | $15,334,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,200,000 | $14,892,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 190,000 | $14,712,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 275,000 | $14,685,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 160,000 | $14,536,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 625,000 | $14,044,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 2,028,767 | $13,633,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 313,000 | $13,497,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 220,000 | $13,072,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300,000 | $12,984,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 240,000 | $12,938,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 200,000 | $12,904,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,039,350 | $12,888,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 350,000 | $12,852,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 750,000 | $12,765,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 250,000 | $12,368,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 199,000 | $11,745,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 362,000 | $11,732,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 154,490 | $11,607,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 1,499,279 | $11,425,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 450,000 | $11,394,000 | thousands by filing date | call |
| AIRGAS INC | 009363102 | COM | 100,000 | $11,185,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 100,000 | $11,108,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 476,200 | $10,948,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 132,000 | $10,746,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 100,800 | $10,731,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 450,000 | $10,472,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 169,200 | $10,380,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 115,000 | $10,317,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 370,000 | $9,968,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 400,000 | $9,928,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 150,000 | $9,516,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 6,500,000 | $9,502,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 550,000 | $9,345,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 15,000,000 | $9,243,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y109 | COM | 700,000 | $9,135,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,000,000 | $8,720,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 136,000 | $8,478,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 124,110 | $8,447,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 112,000 | $8,436,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 472,669 | $8,328,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,230,000 | $8,278,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 8,000,000 | $8,171,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 1,804,100 | $8,064,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 9,000,000 | $7,997,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 100,000 | $7,932,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 105,600 | $7,913,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 150,000 | $7,695,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 150,000 | $7,613,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 300,000 | $7,596,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 300,000 | $7,569,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 170,000 | $7,502,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 3,814,986 | $7,439,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 423,000 | $7,284,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 80,400 | $7,229,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 5,215,346 | $7,145,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 150,000 | $7,125,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 200,000 | $7,060,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 175,090 | $6,983,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 576,363 | $6,980,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 125,000 | $6,884,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 100,000 | $6,878,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 600,000 | $6,684,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 87,500 | $6,451,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 338,575 | $6,399,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 8,000,000 | $6,336,000 | thousands by filing date | principal |
| ACTAVIS PLC | G0083B108 | SHS | 37,450 | $6,292,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 275,000 | $6,138,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 40,000 | $6,138,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 310,502 | $6,055,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 250,000 | $6,010,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 5,000,000 | $5,857,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 100,000 | $5,848,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 300,418 | $5,492,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 300,000 | $5,490,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 861,802 | $5,412,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,000 | $5,328,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 231,400 | $5,287,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 93,050 | $5,249,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 130,000 | $5,214,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 263,000 | $5,197,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 5,000,000 | $5,064,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 50,000 | $4,944,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 82,000 | $4,764,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 317,300 | $4,671,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 199,230 | $4,598,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 5,000,000 | $4,559,000 | thousands by filing date | principal |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 36,000 | $4,556,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 366,121 | $4,536,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 124,000 | $4,533,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 75,000 | $4,500,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 400,000 | $4,472,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 300,000 | $4,419,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 54,300 | $4,412,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 125,000 | $4,264,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 50,000 | $4,147,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 157,567 | $4,073,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 50,000 | $4,035,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 150,000 | $3,992,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 50,000 | $3,970,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 415,000 | $3,947,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 200,000 | $3,788,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 47,000 | $3,699,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 389,000 | $3,559,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 55,000 | $3,402,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 150,000 | $3,291,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 115,000 | $3,184,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 4,500,000 | $3,156,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 150,000 | $3,068,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 30,000 | $2,723,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 50,000 | $2,606,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 49,000 | $2,590,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 125,000 | $2,546,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 125,000 | $2,314,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 100,000 | $2,277,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 24,300 | $2,265,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 59,000 | $2,264,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 100,000 | $2,073,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 50,000 | $2,036,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 75,000 | $1,970,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 105,872 | $1,557,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 50,000 | $1,518,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 35,600 | $1,499,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 40,000 | $1,470,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 20,000 | $1,179,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 155,000 | $1,000,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 250,000 | $830,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 160,000 | $744,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-001804 | this filing | 2014-02-14 | acceptance time not in the bulk data set |