13F-HR filed by DIALECTIC CAPITAL MANAGEMENT, LP
DIALECTIC CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 143 holding rows worth $314,905,000.
- Accession
- 0000919574-14-001365
- Filer
- CIK 1411512
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 286 entries on the cover page, a total value of $314,905,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,905,000 with VALUE read as thousands by filing date, 13F file number 028-12674. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDialectic Offshore, Ltd.028-14791
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,314,073 | $13,641,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 289,700 | $10,186,000 | thousands by filing date | put |
| AXIALL CORP | 05463D100 | COM | 194,500 | $9,227,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 43,800 | $8,062,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 80,000 | $7,435,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 43,800 | $7,352,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 73,100 | $6,638,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 58,300 | $6,296,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 28,700 | $5,574,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 73,100 | $5,564,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 48,600 | $5,099,000 | thousands by filing date | call |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 100,000 | $4,985,000 | thousands by filing date | put |
| ROSETTA RESOURCES INC | 777779307 | COM | 97,200 | $4,670,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 196,300 | $4,617,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 136,100 | $4,486,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 48,600 | $4,033,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 97,300 | $4,020,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 73,000 | $3,980,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 312,600 | $3,979,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 50,000 | $3,934,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 54,874 | $3,825,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 97,500 | $3,702,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 114,400 | $3,612,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 95,900 | $3,549,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 48,600 | $3,438,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 37,836 | $3,367,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 283,324 | $3,309,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 35,900 | $3,279,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 73,583 | $3,252,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 75,900 | $3,196,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 66,100 | $3,125,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 61,836 | $3,032,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 11,800 | $3,014,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 48,600 | $3,007,000 | thousands by filing date | call |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 21,653 | $2,961,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 54,192 | $2,951,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 58,300 | $2,910,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 54,689 | $2,636,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 25,093 | $2,635,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 24,300 | $2,554,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 77,250 | $2,445,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 49,300 | $2,429,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 64,314 | $2,282,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 113,573 | $2,260,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 11,357 | $2,205,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 48,600 | $2,166,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 216,989 | $2,162,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 27,015 | $2,131,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 132,872 | $2,078,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 43,600 | $2,071,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 62,300 | $2,068,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 49,800 | $2,001,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 50,000 | $1,994,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 55,000 | $1,968,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 65,462 | $1,930,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 29,988 | $1,897,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 36,302 | $1,876,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 200,000 | $1,856,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 143,000 | $1,856,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 54,500 | $1,823,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 25,433 | $1,788,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 94,160 | $1,743,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 54,554 | $1,722,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 50,000 | $1,718,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 50,000 | $1,718,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 95,800 | $1,708,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 21,378 | $1,706,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 18,677 | $1,694,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 34,600 | $1,641,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 34,164 | $1,621,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 48,600 | $1,596,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 66,861 | $1,590,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 68,621 | $1,504,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 68,380 | $1,445,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 32,244 | $1,437,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 17,744 | $1,435,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,340 | $1,433,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 15,922 | $1,431,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 20,953 | $1,426,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 34,309 | $1,424,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 194,500 | $1,422,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 18,098 | $1,418,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 193,780 | $1,416,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 19,237 | $1,413,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 23,851 | $1,408,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 5,441 | $1,390,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 32,944 | $1,387,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 29,167 | $1,386,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 27,500 | $1,348,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 19,600 | $1,335,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 36,790 | $1,316,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 11,700 | $1,295,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 24,400 | $1,213,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 13,500 | $1,211,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 58,705 | $1,201,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 19,400 | $1,149,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 36,382 | $1,130,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 25,540 | $1,114,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 40,000 | $1,108,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 95,800 | $1,079,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 17,374 | $1,029,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 25,597 | $1,028,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,382 | $990,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 17,339 | $972,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 14,053 | $962,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 50,000 | $954,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 51,672 | $949,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,400 | $921,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 50,000 | $904,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 30,000 | $814,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 33,019 | $793,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 49,000 | $784,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 52,500 | $773,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 50,000 | $752,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 41,368 | $751,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 7,881 | $718,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,816 | $715,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 37,345 | $714,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 12,345 | $714,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 17,644 | $714,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 40,000 | $711,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 6,589 | $711,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 50,000 | $687,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 20,563 | $683,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,043 | $677,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,200 | $674,000 | thousands by filing date | |
| 38259p508 | COM | 583 | $653,000 | thousands by filing date | ||
| EMCORE CORP | 290846203 | COM | 114,444 | $586,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,065 | $572,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 43,500 | $570,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,166 | $558,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 55,000 | $509,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,700 | $506,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 12,170 | $493,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,500 | $482,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 11,240 | $432,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 25,000 | $420,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 29,700 | $393,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 414 | $346,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 44,895 | $313,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 20,000 | $307,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 24,889 | $280,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 99,386 | $242,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-001365 | this filing | 2014-02-14 | acceptance time not in the bulk data set |