13F-HR filed by SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 532 holding rows worth $789,555,000.
- Accession
- 0000919574-14-001287
- Filer
- CIK 1218583
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 776 entries on the cover page, a total value of $789,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $789,547,000 with VALUE read as thousands by filing date, 13F file number 028-10361. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGRT Value Fund, a series of Advisors Inner Circle Fund II028-14914
- included managerOrinda Asset Management LLC028-15243
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RED LION HOTELS CORP | 756764106 | COM | 14,500 | $88,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 219,000 | $85,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 16,650 | $81,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 23,605 | $80,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 43,939 | $79,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 10,000 | $77,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 21,800 | $75,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 104,500 | $72,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,920 | $70,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 47,338 | $70,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 15,000 | $66,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 18,532 | $62,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 18,510 | $62,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 26,000 | $59,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 108,000 | $58,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 33,128 | $56,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 15,000 | $53,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 15,000 | $50,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 20,915 | $48,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 20,000 | $44,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 15,000 | $44,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 11,000 | $43,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 12,614 | $42,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 15,910 | $38,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 11,500 | $35,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 20,633 | $33,000 | thousands by filing date | |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 333,490 | $27,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 16,500 | $26,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 13,000 | $15,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 18,000 | $15,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $14,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-001287 | this filing | 2014-02-14 | acceptance time not in the bulk data set |