13F-HR filed by Espalier Global Management LLC
Espalier Global Management LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 96 holding rows worth $1,042,116,000.
- Accession
- 0000919574-14-001027
- Filer
- CIK 1533327
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 96 entries on the cover page, a total value of $1,042,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,042,116,000 with VALUE read as thousands by filing date, 13F file number 028-14742. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEspalier Global Master Fund, Ltd.028-14745
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 500,000 | $92,345,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 600,000 | $33,570,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 750,000 | $30,330,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 540,000 | $30,213,000 | thousands by filing date | |
| 38259p508 | COM | 23,510 | $26,348,000 | thousands by filing date | ||
| GENERAL ELEC CO | 369604103 | COM | 800,000 | $22,424,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 390,400 | $22,327,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 550,000 | $22,242,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000,000 | $21,860,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 400,000 | $21,860,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 400,000 | $20,844,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 350,000 | $19,058,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 100,000 | $18,757,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 400,000 | $18,476,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 360,000 | $18,378,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200,000 | $18,162,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 1,500,000 | $17,648,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 675,000 | $16,756,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,262,000 | $16,469,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 310,000 | $16,160,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 450,000 | $15,818,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500,000 | $15,750,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 500,000 | $15,680,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 600,000 | $15,600,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 500,000 | $15,320,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 552,000 | $15,163,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 400,000 | $14,964,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 300,000 | $14,865,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 250,000 | $13,028,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 662,345 | $13,008,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 200,000 | $12,654,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 450,000 | $12,591,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 150,000 | $12,425,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 670,000 | $11,638,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 450,000 | $11,052,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 275,000 | $10,868,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 200,000 | $9,268,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 300,000 | $9,105,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 500,000 | $8,625,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 260,000 | $8,557,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 350,000 | $8,519,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 300,000 | $8,211,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 150,000 | $8,197,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 350,000 | $8,155,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 175,000 | $8,136,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 225,000 | $8,015,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500,000 | $8,010,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500,000 | $8,010,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 191,578 | $7,883,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 100,000 | $7,846,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 500,000 | $7,785,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 210,000 | $7,711,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 300,000 | $7,575,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 400,000 | $7,252,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 50,000 | $6,911,000 | thousands by filing date | put |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 950,000 | $6,907,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 175,000 | $6,620,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 100,000 | $6,365,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 100,000 | $6,325,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 80,000 | $6,296,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 520,000 | $6,118,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 200,000 | $6,070,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 250,000 | $5,643,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $5,487,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D103 | COM | 150,000 | $5,330,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 108,500 | $5,321,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 130,000 | $5,313,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 175,000 | $5,269,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 350,000 | $5,205,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 100,000 | $5,196,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 434,979 | $4,920,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 550,000 | $4,697,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50,000 | $4,647,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 500,000 | $4,575,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 300,000 | $4,485,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 50,000 | $4,357,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250,000 | $4,313,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 50,000 | $4,213,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 60,000 | $4,036,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 50,000 | $3,743,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 165,000 | $3,724,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 215,000 | $3,300,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 175,000 | $3,232,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 400,000 | $2,852,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 50,000 | $2,607,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 100,000 | $2,600,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 100,000 | $2,330,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 32,600 | $2,075,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 12,500 | $1,684,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 68,000 | $1,670,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 115,000 | $1,654,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 100,000 | $1,482,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 25,000 | $1,416,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 208,297 | $708,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 50,000 | $545,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 9,000 | $364,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-001027 | this filing | 2014-02-14 | acceptance time not in the bulk data set |