13F-HR filed by LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 237 holding rows worth $108,862,000.
- Accession
- 0000919574-14-000786
- Filer
- CIK 1536186
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 237 entries on the cover page, a total value of $108,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $108,865,000 with VALUE read as thousands by filing date, 13F file number 028-15832. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 56,551 | $10,444,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 522,096 | $5,200,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 100,125 | $4,217,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 297,677 | $3,944,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 68,959 | $3,694,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 72,765 | $3,020,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 95,206 | $2,012,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 49,015 | $1,811,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 32,500 | $1,621,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 27,000 | $1,477,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 31,300 | $1,449,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 179,200 | $1,378,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 12,000 | $1,217,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 9,200 | $1,088,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 142,702 | $1,080,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 48,577 | $922,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 24,800 | $872,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 76,586 | $863,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,800 | $862,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 119,916 | $855,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 9,200 | $817,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 27,100 | $721,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 55,717 | $709,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,700 | $694,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 209,145 | $690,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 132,300 | $683,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 40,599 | $682,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 67,354 | $679,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 38,519 | $659,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 14,600 | $615,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 37,845 | $600,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 61,200 | $600,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 42,408 | $596,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 26,200 | $570,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 68,539 | $568,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 39,800 | $550,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 20,900 | $549,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 73,100 | $534,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 3,700 | $531,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 115,600 | $524,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 142,500 | $517,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 44,259 | $505,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 62,602 | $497,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 36,111 | $487,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 36,100 | $484,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 41,632 | $481,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 184,510 | $467,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 141,508 | $467,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 20,200 | $458,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 20,036 | $436,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 85,700 | $434,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 140,131 | $432,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 24,500 | $431,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 24,757 | $426,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 41,200 | $424,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 81,034 | $420,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 45,639 | $413,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 57,200 | $411,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,200 | $409,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 49,689 | $394,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 43,600 | $389,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 21,929 | $388,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 106,100 | $388,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 52,515 | $381,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 30,285 | $379,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 65,803 | $379,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 30,636 | $378,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,200 | $375,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 21,156 | $374,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 146,600 | $372,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 168,848 | $368,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 21,000 | $361,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 14,700 | $358,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 44,800 | $356,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 20,852 | $351,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,936 | $347,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 28,557 | $346,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 17,947 | $331,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 16,476 | $329,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 12,013 | $329,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 22,400 | $328,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 60,368 | $328,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 33,700 | $325,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 11,200 | $319,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 32,384 | $318,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 14,000 | $317,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 24,900 | $316,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 25,226 | $304,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 7,900 | $303,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 25,221 | $299,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 21,300 | $298,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 115,526 | $296,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 3,654 | $295,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 21,298 | $291,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,600 | $289,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 1,700 | $289,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 43,704 | $283,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,200 | $283,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 30,000 | $281,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 45,000 | $279,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 34,400 | $275,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 21,620 | $271,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,814 | $270,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 33,023 | $270,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 28,172 | $269,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 39,946 | $269,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 20,487 | $268,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 22,538 | $265,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 19,023 | $263,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 8,100 | $261,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 22,945 | $261,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,700 | $257,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 84,089 | $256,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 40,926 | $254,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 12,607 | $252,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,603 | $251,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 28,080 | $251,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 12,600 | $250,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 20,278 | $247,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 20,107 | $246,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,500 | $244,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 35,199 | $244,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 18,437 | $243,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 25,008 | $243,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 17,896 | $242,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 12,969 | $241,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 8,600 | $241,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,492 | $239,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,200 | $239,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 18,935 | $237,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 19,263 | $233,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 6,000 | $231,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 34,543 | $229,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 24,419 | $224,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 18,000 | $222,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 11,500 | $221,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 17,252 | $219,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 16,714 | $218,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 14,569 | $218,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 7,400 | $218,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 13,000 | $217,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 21,284 | $217,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 19,518 | $217,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,705 | $217,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 8,500 | $217,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 24,891 | $217,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 30,200 | $216,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 22,901 | $216,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 17,405 | $215,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 14,605 | $212,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 81,300 | $211,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 6,800 | $210,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 37,091 | $210,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 8,000 | $209,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 9,600 | $208,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 12,400 | $204,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 16,224 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 16,501 | $199,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,051 | $199,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 23,400 | $198,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 12,100 | $197,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 11,000 | $196,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 49,776 | $196,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 19,509 | $195,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 21,483 | $194,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 15,100 | $193,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 24,172 | $192,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 12,352 | $192,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,728 | $190,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,103 | $190,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,874 | $187,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 10,853 | $187,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 23,090 | $187,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 15,300 | $186,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 15,261 | $186,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 15,944 | $186,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 52,073 | $185,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,459 | $185,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 25,400 | $185,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27,400 | $184,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 15,600 | $183,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 45,948 | $183,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,088 | $181,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 19,200 | $180,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,000 | $178,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 19,063 | $177,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 21,673 | $176,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 19,000 | $176,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,719 | $174,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 26,249 | $174,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 20,200 | $173,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 34,216 | $172,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 14,135 | $172,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 23,291 | $171,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 15,031 | $169,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 10,478 | $165,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,636 | $160,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 17,508 | $160,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 13,097 | $160,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 36,740 | $159,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 12,610 | $159,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 13,154 | $158,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 14,348 | $157,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 12,377 | $153,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 16,242 | $153,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 11,531 | $152,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 10,100 | $151,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 11,238 | $145,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,787 | $145,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 14,487 | $145,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 20,100 | $144,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 10,800 | $143,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,786 | $143,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,859 | $141,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 11,120 | $138,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,168 | $137,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,000 | $135,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,209 | $131,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 11,500 | $130,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,195 | $128,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,357 | $127,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 10,600 | $124,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 14,886 | $123,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 16,762 | $120,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 15,407 | $119,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 11,737 | $118,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,828 | $116,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 16,007 | $115,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 53,846 | $109,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 11,361 | $107,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,162 | $101,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 10,026 | $99,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 14,564 | $96,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 13,900 | $95,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 28,427 | $95,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 10,456 | $56,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 10,400 | $49,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-000786 | this filing | 2014-02-12 | acceptance time not in the bulk data set |