13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 593 holding rows worth $5,121,535,000.
- Accession
- 0000919574-14-000777
- Filer
- CIK 743127
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 593 entries on the cover page, a total value of $5,121,535,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,121,535,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REVVITY INC | 714046109 | COM | 8,150 | $336,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,239 | $335,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 25,000 | $332,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,482 | $329,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 7,550 | $327,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 5,736 | $326,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,510 | $323,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 15,792 | $322,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 7,794 | $320,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,100 | $319,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,501 | $318,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 20,750 | $316,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,510 | $316,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 9,913 | $316,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,727 | $315,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,135 | $309,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 275,000 | $308,000 | thousands by filing date | principal |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 16,600 | $306,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,806 | $305,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,915 | $303,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 4,900 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,325 | $301,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,526 | $300,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 38,280 | $297,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,231 | $297,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 12,800 | $296,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,546 | $293,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 4,340 | $292,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,135 | $291,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,429 | $291,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,182 | $291,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,050 | $285,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 4,570 | $280,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 275,000 | $279,000 | thousands by filing date | principal |
| REX ENERGY CORPORATION | 761565100 | COM | 14,100 | $278,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,460 | $276,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 20,550 | $271,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,300 | $267,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 4,002 | $265,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 6,624 | $261,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,799 | $260,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,373 | $258,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 19,450 | $257,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,678 | $254,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,060 | $248,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,036 | $241,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,421 | $240,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 38,394 | $238,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 9,975 | $235,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 20,000 | $234,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,000 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,820 | $223,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,102 | $222,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,133 | $222,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,835 | $213,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 11,752 | $213,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,602 | $212,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,840 | $212,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 545 | $209,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,330 | $209,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,975 | $208,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 6,750 | $207,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,005 | $204,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 6,850 | $202,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,425 | $190,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $186,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 15,550 | $175,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 20,000 | $174,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 10,884 | $174,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 18,772 | $174,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,815 | $168,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 10,116 | $167,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 40,137 | $163,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 16,822 | $158,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 11,850 | $153,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12,750 | $145,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 32,660 | $143,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 36,065 | $132,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,250 | $112,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 10,673 | $108,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 17,200 | $94,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 12,399 | $89,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 27,700 | $86,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 19,366 | $85,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,000 | $78,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,100 | $76,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 36,900 | $73,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 15,000 | $50,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 12,000 | $42,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 10,934 | $42,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 10,000 | $32,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 28,000 | $18,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 12,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-14-000777 | this filing | 2014-02-12 | acceptance time not in the bulk data set |