13F-HR filed by KINGDON CAPITAL MANAGEMENT, L.L.C.
KINGDON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 177 holding rows worth $2,036,220,000.
- Accession
- 0000919574-13-006686
- Filer
- CIK 1000097
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 177 entries on the cover page, a total value of $2,036,220,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,036,220,000 with VALUE read as thousands by filing date, 13F file number 028-04575. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerKingdon Associates028-10584
- included managerM. Kingdon Offshore Master Fund L.P.028-13996
- included managerKingdon Family Partnership, L.P.028-10842
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 690,000 | $115,927,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,300,000 | $111,475,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 2,396,856 | $102,466,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 505,000 | $53,838,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 300,000 | $50,403,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 900,000 | $43,128,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 489,181 | $41,928,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 289,450 | $34,010,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 182,500 | $33,109,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 800,000 | $32,528,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 26,000,000 | $31,918,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 2,000,000 | $31,120,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 450,000 | $26,973,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 337,677 | $25,613,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 400,000 | $25,556,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 630,897 | $25,368,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 195,300 | $24,096,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 610,000 | $22,704,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 450,000 | $21,668,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 475,304 | $20,566,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 225,000 | $19,881,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 400,000 | $19,404,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 1,130,000 | $19,199,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 220,000 | $18,867,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 280,000 | $18,438,000 | thousands by filing date | put |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,702,300 | $18,061,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 419,500 | $17,934,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 400,000 | $17,800,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 160,000 | $17,410,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 290,000 | $17,357,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 282,000 | $16,895,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 670,000 | $16,274,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 400,000 | $16,264,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 450,000 | $16,187,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 300,000 | $15,507,000 | thousands by filing date | call |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 560,600 | $14,351,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 450,000 | $14,319,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 200,000 | $14,120,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 650,000 | $13,897,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 170,000 | $13,799,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 712,129 | $13,566,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 250,000 | $12,953,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 470,700 | $12,944,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 12,000,000 | $12,691,000 | thousands by filing date | principal |
| BEST BUY INC COM | 086516101 | Stock | 337,090 | $12,641,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 225,000 | $12,366,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300,000 | $12,213,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 250,000 | $12,158,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 155,000 | $11,933,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 228,000 | $11,835,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 220,000 | $11,730,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 405,764 | $11,702,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 145,000 | $11,528,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 155,000 | $11,245,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 150,000 | $11,166,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 416,418 | $11,160,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 11,000,000 | $11,102,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,667,147 | $10,536,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 321,000 | $9,858,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 125,000 | $9,764,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 250,000 | $9,743,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 125,000 | $9,738,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 128,900 | $9,492,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 500,000 | $9,375,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 300,000 | $9,336,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 848,650 | $9,301,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 15,500,000 | $9,241,000 | thousands by filing date | principal |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 485,000 | $9,094,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 50,000 | $9,071,000 | thousands by filing date | call |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 5,215,346 | $9,023,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,425,000 | $9,006,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 300,000 | $8,940,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 100,000 | $8,740,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 500,000 | $8,730,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 100,000 | $8,361,000 | thousands by filing date | put |
| JOHNSON CONTROLS INT F | 478366107 | COM | 200,000 | $8,300,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 162,103 | $8,298,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 300,000 | $8,085,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 325,000 | $8,080,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 200,000 | $7,852,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 125,000 | $7,550,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 178,661 | $7,509,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 99,300 | $7,447,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,650,000 | $7,409,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 375,000 | $7,395,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 195,598 | $7,047,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 100,000 | $7,029,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 70,000 | $6,944,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 100,000 | $6,884,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 98,700 | $6,600,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 246,882 | $6,577,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 571,121 | $6,562,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 115,000 | $6,526,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 225,000 | $6,442,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 8,000,000 | $6,437,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 88,000 | $6,432,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 100,000 | $6,367,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072101 | COM | 141,800 | $6,229,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 125,000 | $6,116,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 348,943 | $6,110,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 677,675 | $6,106,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 300,000 | $6,087,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,350,296 | $6,063,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 87,500 | $5,944,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 91,360 | $5,906,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 220,000 | $5,896,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 200,000 | $5,716,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 100,000 | $5,690,000 | thousands by filing date | put |
| AXIALL CORP | 05463D100 | COM | 150,000 | $5,669,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 275,795 | $5,508,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 6,000,000 | $5,493,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 5,000,000 | $5,475,000 | thousands by filing date | principal |
| Concho Resources Inc. | 20605P101 | COM | 50,000 | $5,441,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 70,000 | $5,416,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 800,000 | $5,376,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 245,000 | $5,339,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 5,000,000 | $5,332,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 5,000,000 | $5,180,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 462,500 | $5,171,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 76,949 | $5,073,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 327,300 | $5,034,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 600,000 | $4,830,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 502,276 | $4,721,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 536,363 | $4,720,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 700,000 | $4,718,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 200,000 | $4,584,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 132,900 | $4,582,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 150,000 | $4,544,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 400,000 | $4,380,000 | thousands by filing date | call |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 263,000 | $4,353,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 100,000 | $4,302,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 199,710 | $4,300,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 150,000 | $4,242,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 54,907 | $4,232,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 400,000 | $4,112,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 1,173,728 | $3,955,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 75,000 | $3,926,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 57,800 | $3,633,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 25,000 | $3,600,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 467,400 | $3,552,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 450,000 | $3,533,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 50,000 | $3,489,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 100,000 | $3,352,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 372,673 | $3,283,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 67,784 | $3,258,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 200,000 | $3,076,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 66,902 | $3,027,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 100,000 | $2,993,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 150,000 | $2,975,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 42,000 | $2,949,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 55,000 | $2,662,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 32,939 | $2,439,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 15,576 | $2,398,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 575,000 | $2,335,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 49,000 | $2,285,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 20,000 | $2,239,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 2,000,000 | $2,189,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 1,814,986 | $2,160,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,500,000 | $2,109,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 50,600 | $2,084,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50,000 | $2,075,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 40,000 | $2,050,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 143,532 | $2,047,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 60,000 | $1,905,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 50,000 | $1,899,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 35,000 | $1,811,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 75,000 | $1,714,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 25,000 | $1,597,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 22,400 | $1,514,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 1,000,000 | $1,421,000 | thousands by filing date | principal |
| SOLAZYME INC | 83415T101 | COM | 121,850 | $1,314,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,000 | $1,175,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 55,000 | $1,126,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 250,000 | $755,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 160,000 | $742,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 350,000 | $662,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 25,000 | $510,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-13-006686 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000919574-13-006727 | base | 2013-11-15 | acceptance time not in the bulk data set |