13F-HR filed by SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 576 holding rows worth $619,522,000.
- Accession
- 0000919574-13-006471
- Filer
- CIK 1218583
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 823 entries on the cover page, a total value of $619,522,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $619,514,000 with VALUE read as thousands by filing date, 13F file number 028-10361. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGRT Value Fund, a series of Advisors Inner Circle Fund II028-14914
- included managerOrinda Asset Management LLC028-15243
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 54,000 | $119,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 32,196 | $119,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 41,000 | $119,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 14,610 | $118,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 37,087 | $117,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 17,699 | $117,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 90,611 | $116,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 15,000 | $116,000 | thousands by filing date | call |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 33,400 | $115,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 19,373 | $113,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 27,561 | $113,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 53,500 | $113,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 15,800 | $109,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,260 | $109,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 15,052 | $106,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 17,000 | $106,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 62,000 | $106,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 249,000 | $105,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 50,105 | $103,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 38,795 | $100,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 58,308 | $99,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 20,025 | $99,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 24,650 | $99,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 13,000 | $96,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 12,149 | $95,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 75,000 | $94,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 12,000 | $93,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 15,000 | $92,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 33,910 | $87,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,000 | $82,000 | thousands by filing date | put |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 40,000 | $82,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,500 | $81,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 59,838 | $81,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 27,287 | $76,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 22,105 | $75,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 18,500 | $75,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 20,000 | $72,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,920 | $68,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 137,000 | $67,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 25,500 | $64,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 18,532 | $60,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 17,725 | $56,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 16,000 | $55,000 | thousands by filing date | call |
| TSR INC | 872885207 | COM | 15,510 | $53,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 5,000 | $52,000 | thousands by filing date | call |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 28,948 | $51,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 28,200 | $51,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 12,414 | $50,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 29,000 | $50,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 5,000 | $49,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 15,000 | $48,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 25,577 | $46,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 23,000 | $45,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,000 | $44,000 | thousands by filing date | call |
| CAS MED SYS INC | 124769209 | COM | 33,128 | $44,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,000 | $43,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 15,000 | $43,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 25,000 | $39,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 6,000 | $36,000 | thousands by filing date | call |
| NTN BUZZTIME INC | 629410309 | COM | 102,000 | $35,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 10,298 | $34,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 11,150 | $33,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 11,500 | $31,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 5,000 | $31,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 6,900 | $29,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 25,012 | $28,000 | thousands by filing date | |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 333,490 | $27,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 13,500 | $26,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 46,000 | $25,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 15,799 | $24,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 5,000 | $21,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,500 | $18,000 | thousands by filing date | call |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 18,000 | $17,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 15,000 | $12,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,000 | $11,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 170,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-13-006471 | this filing | 2013-11-14 | acceptance time not in the bulk data set |