13F-HR filed by DIALECTIC CAPITAL MANAGEMENT, LP
DIALECTIC CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 165 holding rows worth $437,626,000.
- Accession
- 0000919574-13-006425
- Filer
- CIK 1411512
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 458 entries on the cover page, a total value of $437,626,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,626,000 with VALUE read as thousands by filing date, 13F file number 028-12674. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDialectic Antithesis Offshore, Ltd.028-13402
- included managerDialectic Antithesis Partners, LP028-13802
- included managerDialectic Offshore L2, Ltd.028-14239
- included managerDialectic Offshore, Ltd.028-14791
- included managerDialectic Capital Partners, LP028-14792
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $31,983,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,851,073 | $24,434,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 173,000 | $15,807,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 59,400 | $11,486,000 | thousands by filing date | put |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 292,900 | $10,246,000 | thousands by filing date | call |
| TELLABS INC | 879664100 | COM | 3,955,798 | $8,983,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 97,600 | $8,104,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 170,900 | $7,750,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 539,832 | $6,958,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 195,200 | $6,868,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 48,900 | $6,369,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 97,600 | $6,277,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 74,200 | $6,188,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 83,000 | $6,153,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 53,700 | $6,128,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 80,000 | $5,705,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 48,800 | $5,262,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 73,200 | $5,039,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 87,042 | $4,969,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 109,300 | $4,738,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 34,600 | $4,597,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 110,400 | $4,226,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 97,600 | $4,111,000 | thousands by filing date | put |
| JOHNSON CONTROLS INT F | 478366107 | COM | 97,600 | $4,051,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 98,900 | $3,843,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 49,400 | $3,822,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 49,300 | $3,794,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 34,200 | $3,721,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 73,300 | $3,701,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 54,400 | $3,645,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 150,000 | $3,595,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 169,900 | $3,473,000 | thousands by filing date | call |
| PRECISION CASTPARTS CORP | 740189105 | COM | 14,600 | $3,317,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 72,173 | $3,267,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,995 | $3,248,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 98,500 | $3,215,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 44,600 | $3,212,000 | thousands by filing date | put |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 2,139,695 | $3,209,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 98,100 | $3,202,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 48,800 | $3,168,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 98,800 | $3,145,000 | thousands by filing date | put |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 66,646 | $2,889,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 149,412 | $2,852,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 185,000 | $2,844,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 59,500 | $2,805,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 197,096 | $2,789,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 147,496 | $2,785,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 50,136 | $2,765,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 34,000 | $2,736,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 65,000 | $2,723,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 48,800 | $2,716,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 60,208 | $2,697,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 63,600 | $2,679,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 58,600 | $2,630,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 250,000 | $2,571,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 39,300 | $2,541,000 | thousands by filing date | call |
| HILLSHIRE BRANDS CO | 432589109 | COM | 82,300 | $2,530,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 60,231 | $2,484,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 25,400 | $2,449,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 36,777 | $2,433,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 28,800 | $2,432,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 49,400 | $2,409,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 39,100 | $2,341,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 76,700 | $2,302,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 165,000 | $2,269,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 73,200 | $2,199,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 28,242 | $2,174,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 47,922 | $2,150,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 128,400 | $2,142,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100,143 | $2,047,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 14,796 | $1,994,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 41,200 | $1,974,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 200,000 | $1,942,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 69,929 | $1,934,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 24,623 | $1,927,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,000 | $1,882,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 58,600 | $1,833,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 199,630 | $1,825,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 59,540 | $1,787,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 23,622 | $1,784,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 29,700 | $1,745,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 100,000 | $1,729,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 26,755 | $1,729,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 39,100 | $1,683,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 38,212 | $1,616,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 13,589 | $1,597,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 167,500 | $1,578,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 17,800 | $1,542,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 192,300 | $1,536,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 22,298 | $1,481,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 6,518 | $1,481,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 23,757 | $1,480,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 18,954 | $1,466,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 68,918 | $1,462,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 21,183 | $1,451,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 37,494 | $1,435,000 | thousands by filing date | |
| 38259p508 | COM | 1,637 | $1,434,000 | thousands by filing date | ||
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 49,463 | $1,416,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 23,381 | $1,406,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 16,547 | $1,397,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 45,232 | $1,395,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 18,080 | $1,383,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 28,914 | $1,377,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 25,134 | $1,374,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 97,788 | $1,348,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 29,021 | $1,318,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 48,260 | $1,301,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,737 | $1,293,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 61,198 | $1,280,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 40,000 | $1,224,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 61,728 | $1,197,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 35,616 | $1,163,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 68,048 | $1,154,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 56,341 | $1,125,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 75,000 | $1,081,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 15,000 | $1,070,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 16,000 | $1,059,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 67,900 | $1,037,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 14,723 | $1,029,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 16,600 | $1,003,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 29,676 | $990,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 9,703 | $983,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 545,000 | $953,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 97,900 | $920,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 17,357 | $899,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 75,907 | $837,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 50,000 | $830,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 17,967 | $829,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 50,000 | $805,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 15,000 | $792,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 175,000 | $784,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,000 | $771,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 14,347 | $766,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 23,338 | $761,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 60,000 | $746,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 50,000 | $735,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 14,873 | $711,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 15,020 | $704,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 9,200 | $698,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,931 | $698,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 125,000 | $659,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100,000 | $650,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 97,700 | $602,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 33,513 | $565,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,156 | $541,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10,000 | $512,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 25,000 | $506,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,000 | $497,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 16,183 | $445,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 72,000 | $416,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 29,436 | $399,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 70,000 | $369,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 20,000 | $368,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 6,581 | $367,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,800 | $285,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 416 | $280,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 11,026 | $275,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,000 | $267,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40,000 | $260,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 32,220 | $238,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 100,000 | $211,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 25,000 | $203,000 | thousands by filing date | call |
| REALD INC | 75604L105 | COMMON STOCK | 28,554 | $200,000 | thousands by filing date | |
| GLOBAL TELECOM & TECHNOLOGY IN | 378979108 | COM | 20,000 | $106,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 30,586 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-13-006425 | this filing | 2013-11-14 | acceptance time not in the bulk data set |