13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 571 holding rows worth $4,833,768,000.
- Accession
- 0000919574-13-006374
- Filer
- CIK 743127
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 571 entries on the cover page, a total value of $4,833,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,833,768,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XL GROUP PLC | G98290102 | SHS | 10,193 | $314,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 43,407 | $313,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 8,150 | $308,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,400 | $306,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 988 | $305,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 38,280 | $299,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,344 | $298,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 275,000 | $298,000 | thousands by filing date | principal |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 275,000 | $294,000 | thousands by filing date | principal |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,526 | $291,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,803 | $291,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 4,002 | $289,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 4,800 | $287,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,823 | $283,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 22,550 | $283,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,169 | $282,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,232 | $278,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 7,859 | $275,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,425 | $274,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,855 | $272,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,065 | $268,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,231 | $264,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,428 | $263,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 17,000 | $262,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,039 | $257,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,678 | $253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,843 | $250,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,308 | $245,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 6,624 | $241,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,539 | $235,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,744 | $232,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 4,570 | $221,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 4,390 | $220,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,036 | $217,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,156 | $215,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,648 | $214,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,677 | $213,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,171 | $211,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,371 | $211,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,979 | $210,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,180 | $210,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 4,210 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,680 | $202,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 10,050 | $202,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 7,650 | $200,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 3,900 | $200,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 40,137 | $199,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 18,759 | $193,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $183,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 10,116 | $176,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 16,822 | $167,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,575 | $162,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 30,810 | $156,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 20,000 | $148,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 15,550 | $148,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,500 | $134,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 10,190 | $114,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 10,673 | $112,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,850 | $108,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,000 | $98,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 11,671 | $95,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 22,565 | $86,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 27,700 | $84,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,100 | $72,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 20,243 | $71,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 11,724 | $70,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 10,934 | $48,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 23,450 | $45,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 12,000 | $37,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 10,000 | $34,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 28,000 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-13-006374 | this filing | 2013-11-14 | acceptance time not in the bulk data set |