13F-HR filed by Espalier Global Management LLC
Espalier Global Management LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 83 holding rows worth $942,420,000.
- Accession
- 0000919574-13-006333
- Filer
- CIK 1533327
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 83 entries on the cover page, a total value of $942,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $942,431,000 with VALUE read as thousands by filing date, 13F file number 028-14742. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEspalier Global Master Fund, Ltd.028-14745
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| International Business Machines Corporation | 459200101 | COM | 400,000 | $74,072,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 1,250,000 | $41,463,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 200,000 | $33,602,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 625,000 | $31,588,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 550,000 | $26,747,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 250,000 | $26,653,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,000,000 | $25,280,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 500,000 | $25,275,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 488,000 | $25,010,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 2,000,600 | $24,887,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 900,000 | $23,562,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 675,000 | $21,344,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 865,000 | $20,405,000 | thousands by filing date | |
| 38259p508 | COM | 22,500 | $19,708,000 | thousands by filing date | ||
| CA INC COM | 12673P105 | COM | 660,000 | $19,582,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 750,000 | $19,193,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 350,000 | $17,581,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,050,000 | $17,325,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200,000 | $16,680,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 250,000 | $13,949,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 50,000 | $13,531,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 100,000 | $12,759,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 248,300 | $12,725,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 250,000 | $12,193,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,454,900 | $11,559,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 500,000 | $11,461,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 150,000 | $11,378,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 700,000 | $11,242,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,000,000 | $11,211,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 415,000 | $11,184,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 350,000 | $11,113,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 135,000 | $11,086,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 375,000 | $10,954,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,350,000 | $10,760,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 25,000 | $10,568,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 482,800 | $10,520,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 125,000 | $10,113,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 400,000 | $9,956,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 525,000 | $9,550,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 450,000 | $9,261,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 225,000 | $9,149,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 175,000 | $8,689,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 97,600 | $8,471,000 | thousands by filing date | put |
| BIO REFERENCE LABS INC | 09057G602 | COM | 278,100 | $8,310,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 500,000 | $7,780,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 525,000 | $7,660,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 400,000 | $7,268,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 400,000 | $6,816,000 | thousands by filing date | call |
| MCGRAW HILL FINL INC | 580645109 | COM | 100,000 | $6,559,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 275,000 | $6,320,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 278,500 | $6,038,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 125,000 | $5,856,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 200,000 | $5,588,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 200,000 | $5,404,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 250,000 | $5,163,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 93,100 | $4,892,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 100,000 | $4,877,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 450,000 | $4,851,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 261,600 | $4,649,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 50,000 | $4,396,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 300,000 | $4,377,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 700,000 | $4,249,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 50,000 | $4,047,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 150,000 | $3,996,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 90,000 | $3,845,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 50,000 | $3,767,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100,000 | $3,721,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 200,000 | $3,702,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 250,000 | $3,678,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 200,000 | $3,638,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 65,900 | $3,463,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 100,000 | $3,423,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 75,500 | $3,253,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 100,000 | $3,211,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 50,000 | $3,116,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 100,000 | $2,114,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 250,000 | $1,986,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 110,000 | $1,712,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 75,000 | $1,543,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 60,000 | $1,387,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 50,000 | $926,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 96,800 | $771,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 50,000 | $740,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-13-006333 | this filing | 2013-11-14 | acceptance time not in the bulk data set |