13F-HR filed by JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-01, with 173 holding rows worth $611,335,821.
- Accession
- 0000919530-23-000004
- Filer
- CIK 919530
- Filed
- 2023-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 173 entries on the cover page, a total value of $611,335,821 stated on the cover page (in dollars after the unit check, H1), rows summing to $611,335,821 with VALUE read as dollars as filed, 13F file number 028-03893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMERSON ELEC CO COM | 291011104 | Stock | 376,824 | $36,389,894 | dollars as filed | |
| CORNING INC | 219350105 | COM | 729,950 | $22,241,592 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 355,129 | $20,611,687 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 373,225 | $20,064,576 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 576,836 | $19,133,650 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 572,088 | $19,067,693 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 133,342 | $18,707,883 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 182,690 | $18,608,803 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 271,312 | $15,817,490 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 110,030 | $13,592,006 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 154,060 | $13,387,814 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 109,817 | $12,912,283 | dollars as filed | |
| Intel Corp | 458140100 | COM | 324,846 | $11,548,275 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 35,078 | $11,076,036 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 99,869 | $10,281,514 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 74,989 | $9,532,602 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 248,528 | $9,486,314 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 78,762 | $9,111,976 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 417,866 | $8,181,816 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 163,865 | $7,459,135 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 14,628 | $7,404,255 | dollars as filed | |
| LINDSAY CORPORATION | 535555106 | COM | 59,625 | $7,016,670 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 41,350 | $6,883,948 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 81,742 | $6,787,856 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 83,716 | $6,785,182 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 130,255 | $6,589,600 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 572,017 | $6,555,315 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 164,650 | $6,548,130 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 34,356 | $6,346,927 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 41,854 | $6,069,665 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 19,144 | $6,009,876 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 6,853 | $5,691,965 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 166,400 | $5,456,256 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 134,263 | $5,455,106 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 129,250 | $5,232,040 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 114,391 | $5,168,185 | dollars as filed | |
| FISERV INC | 337738108 | COM | 45,743 | $5,167,129 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 125,860 | $4,785,197 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 110,160 | $4,461,480 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 45,250 | $4,461,197 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 6,125 | $4,448,342 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 26,350 | $4,333,257 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 41,599 | $4,296,761 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 29,605 | $4,244,469 | dollars as filed | |
| AZENTA INC | 114340102 | COM | 82,368 | $4,134,050 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 71,060 | $4,132,139 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 119,330 | $4,076,313 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 121,458 | $3,995,968 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 64,506 | $3,907,773 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 41,718 | $3,906,891 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 122,419 | $3,812,128 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 21,625 | $3,737,232 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 79,650 | $3,634,429 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 29,971 | $3,564,751 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 10,850 | $3,430,444 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,023 | $3,150,632 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 62,819 | $3,067,452 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 97,350 | $3,059,710 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 45,585 | $3,010,889 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 30,844 | $2,987,241 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 10,944 | $2,941,309 | dollars as filed | |
| Apple Inc | 037833100 | COM | 17,171 | $2,939,847 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 40,150 | $2,932,556 | dollars as filed | |
| General Electric Company | 369604301 | COM | 26,392 | $2,917,636 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 41,710 | $2,792,902 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 76,580 | $2,776,025 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 69,829 | $2,635,346 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 58,320 | $2,605,154 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 15,225 | $2,588,859 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 21,500 | $2,588,600 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 28,734 | $2,542,384 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 186,150 | $2,520,471 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 76,000 | $2,480,640 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 12,150 | $2,465,356 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 81,110 | $2,447,089 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 21,452 | $2,398,763 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 41,869 | $2,382,765 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 21,788 | $2,307,785 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 22,100 | $2,246,465 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,998 | $2,147,446 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,230 | $2,084,780 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 44,250 | $2,084,617 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 53,500 | $2,060,820 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 66,497 | $2,056,087 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 29,985 | $2,040,179 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 39,427 | $1,931,529 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 32,885 | $1,922,457 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 15,750 | $1,716,120 | dollars as filed | |
| Southern Company | 842587107 | COM | 25,700 | $1,663,304 | dollars as filed | |
| DANA INC | 235825205 | COM | 94,350 | $1,384,114 | dollars as filed | |
| SKANSKA AB-SPN ADR | 830561205 | COM | 81,400 | $1,339,030 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 223,650 | $1,324,008 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 31,450 | $1,267,749 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 6,538 | $1,102,438 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 6,950 | $1,061,751 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 62,320 | $1,033,266 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 65,284 | $991,011 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 16,760 | $898,336 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 23,400 | $888,966 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 22,300 | $863,456 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 17,300 | $838,185 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 86,050 | $786,497 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,189 | $766,807 | dollars as filed | |
| HYDRO ONE LTD F | 448811208 | COM | 29,700 | $755,568 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 16,895 | $749,124 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 4,622 | $734,944 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 11,306 | $720,418 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,300 | $716,036 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 51,850 | $687,531 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 14,400 | $680,544 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 10,100 | $650,238 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 49,150 | $628,137 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 6,953 | $613,672 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,104 | $609,583 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,500 | $575,775 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 8,700 | $575,331 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 4,600 | $544,088 | dollars as filed | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 15,950 | $541,183 | dollars as filed | |
| FENTURA FINL INC | 314645102 | COMMON STOCK | 23,250 | $528,937 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 29,500 | $512,415 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,100 | $497,638 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,400 | $481,842 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,950 | $474,592 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,324 | $467,240 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 44,663 | $450,650 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 17,611 | $447,496 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 7,906 | $442,578 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 29,064 | $436,541 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,950 | $423,019 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,100 | $413,175 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,600 | $388,938 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 7,300 | $385,440 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,463 | $372,750 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 39,100 | $370,668 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,900 | $360,161 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 6,300 | $349,524 | dollars as filed | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 51,100 | $346,039 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 675 | $344,884 | dollars as filed | |
| AB SKANSKA CEMENTGJUTERIET ISIN SE0000113250 SHS B | W83567110 | COMMON STOCK | 20,800 | $342,835 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,400 | $341,440 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,750 | $336,297 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 12,851 | $326,415 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,200 | $315,488 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 6,200 | $314,340 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,097 | $307,971 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,650 | $294,007 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,150 | $293,307 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,850 | $288,519 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 18,214 | $287,235 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,465 | $268,882 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,547 | $260,498 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 534 | $258,606 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,200 | $249,912 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,000 | $248,100 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,037 | $243,114 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 20,556 | $242,972 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 3,563 | $242,391 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,500 | $239,310 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 21,567 | $236,159 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,050 | $225,578 | dollars as filed | |
| CAN UTILITIES-A | 136717832 | COM | 10,500 | $222,180 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 7,600 | $219,640 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 2,200 | $215,402 | dollars as filed | |
| VWO | 922042858 | SHS | 5,419 | $212,479 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,200 | $207,024 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,025 | $205,618 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 659 | $202,385 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 10,600 | $174,582 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 13,100 | $162,833 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,300 | $118,080 | dollars as filed | |
| AMERISERV FINL INC | 03074A102 | COM | 35,900 | $95,135 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,000 | $76,000 | dollars as filed | |
| Avalon Advanced Matls Incorporated Com New | 05337L304 | Common Stock | 18,750 | $1,594 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919530-23-000004 | this filing | 2023-11-01 | acceptance time not in the bulk data set |