13F-HR filed by JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-05, with 177 holding rows worth $642,976,000.
- Accession
- 0000919530-23-000002
- Filer
- CIK 919530
- Filed
- 2023-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 177 entries on the cover page, a total value of $642,976,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $642,976,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-03893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMERSON ELEC CO COM | 291011104 | Stock | 375,953 | $32,761,000 | thousands, detected and multiplied | |
| CORNING INC | 219350105 | COM | 757,433 | $26,722,000 | thousands, detected and multiplied | |
| Bristol-Myers Squibb Company | 110122108 | COM | 367,497 | $25,471,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 592,521 | $24,175,000 | thousands, detected and multiplied | |
| OGE ENERGY CORP | 670837103 | COM | 589,832 | $22,213,000 | thousands, detected and multiplied | |
| Cisco Systems,Inc. | 17275R102 | COM | 384,565 | $20,103,000 | thousands, detected and multiplied | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 188,045 | $17,300,000 | thousands, detected and multiplied | |
| International Business Machines Corporation | 459200101 | COM | 131,637 | $17,256,000 | thousands, detected and multiplied | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 114,234 | $14,982,000 | thousands, detected and multiplied | |
| Schlumberger Limited | 806857108 | COM | 295,437 | $14,506,000 | thousands, detected and multiplied | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 140,902 | $13,107,000 | thousands, detected and multiplied | |
| MDU RES GROUP INC | 552690109 | COM | 409,201 | $12,472,000 | thousands, detected and multiplied | |
| EXXON MOBIL CORP | 30231G102 | COM | 113,598 | $12,457,000 | thousands, detected and multiplied | |
| BCE INC COM NEW | 05534B760 | Stock | 245,420 | $10,992,000 | thousands, detected and multiplied | |
| Intel Corp | 458140100 | COM | 333,450 | $10,894,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 101,691 | $10,819,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 35,884 | $10,345,000 | thousands, detected and multiplied | |
| LINDSAY CORPORATION | 535555106 | COM | 61,700 | $9,325,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 81,987 | $8,948,000 | thousands, detected and multiplied | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,144 | $8,729,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 82,116 | $8,222,000 | thousands, detected and multiplied | |
| BLACK HILLS CORP COM | 092113109 | Stock | 127,530 | $8,047,000 | thousands, detected and multiplied | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 119,330 | $7,901,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 75,090 | $7,756,000 | thousands, detected and multiplied | |
| American Tower Corporation | 03027X100 | COM | 36,515 | $7,461,000 | thousands, detected and multiplied | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 194,057 | $7,452,000 | thousands, detected and multiplied | |
| NEW JERSEY RES CORP | 646025106 | COM | 137,063 | $7,292,000 | thousands, detected and multiplied | |
| AECOM COM | 00766T100 | Stock | 83,892 | $7,074,000 | thousands, detected and multiplied | |
| ARGAN INC | 04010E109 | COM | 170,965 | $6,919,000 | thousands, detected and multiplied | |
| Broadcom Inc. | 11135F101 | COM | 10,649 | $6,832,000 | thousands, detected and multiplied | |
| Honeywell Technologies | 438516106 | COM | 35,640 | $6,812,000 | thousands, detected and multiplied | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 121,566 | $6,566,000 | thousands, detected and multiplied | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 131,500 | $6,429,000 | thousands, detected and multiplied | |
| FLOWSERVE CORP | 34354P105 | COM | 176,740 | $6,009,000 | thousands, detected and multiplied | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 40,500 | $5,943,000 | thousands, detected and multiplied | |
| CACI INTL INC CL A | 127190304 | Stock | 19,964 | $5,915,000 | thousands, detected and multiplied | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 459,156 | $5,790,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 42,340 | $5,517,000 | thousands, detected and multiplied | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 133,215 | $5,472,000 | thousands, detected and multiplied | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 31,250 | $5,396,000 | thousands, detected and multiplied | |
| VMWARE, INC. | 928563402 | CL A COM | 42,550 | $5,312,000 | thousands, detected and multiplied | |
| FISERV INC | 337738108 | COM | 46,955 | $5,307,000 | thousands, detected and multiplied | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 177,500 | $5,046,000 | thousands, detected and multiplied | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 88,403 | $4,943,000 | thousands, detected and multiplied | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 125,460 | $4,928,000 | thousands, detected and multiplied | |
| IDACORP INC | 451107106 | COM | 42,068 | $4,557,000 | thousands, detected and multiplied | |
| EQUINIX INC COM | 29444U700 | REIT | 6,150 | $4,434,000 | thousands, detected and multiplied | |
| HALLIBURTON CO COM | 406216101 | Stock | 126,670 | $4,008,000 | thousands, detected and multiplied | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 139,667 | $3,979,000 | thousands, detected and multiplied | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 22,650 | $3,830,000 | thousands, detected and multiplied | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 21,875 | $3,682,000 | thousands, detected and multiplied | |
| ITRON INC COM | 465741106 | Stock | 65,506 | $3,632,000 | thousands, detected and multiplied | |
| HERC HLDGS INC COM | 42704L104 | Stock | 28,471 | $3,243,000 | thousands, detected and multiplied | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 41,835 | $3,177,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 30,944 | $3,133,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,240 | $3,099,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 18,468 | $3,045,000 | thousands, detected and multiplied | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 21,777 | $3,013,000 | thousands, detected and multiplied | |
| Eaton Corp. Plc | G29183103 | COM | 16,900 | $2,896,000 | thousands, detected and multiplied | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 31,681 | $2,822,000 | thousands, detected and multiplied | |
| STATE STR CORP COM | 857477103 | Stock | 37,010 | $2,801,000 | thousands, detected and multiplied | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 77,420 | $2,755,000 | thousands, detected and multiplied | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 22,500 | $2,710,000 | thousands, detected and multiplied | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 43,059 | $2,689,000 | thousands, detected and multiplied | |
| Amgen Inc. | 031162100 | COM | 11,088 | $2,681,000 | thousands, detected and multiplied | |
| General Electric Company | 369604301 | COM | 27,567 | $2,635,000 | thousands, detected and multiplied | |
| BAXTER INTL INC | 071813109 | COM | 63,184 | $2,563,000 | thousands, detected and multiplied | |
| SYSCOCORP | 871829107 | COM | 32,035 | $2,474,000 | thousands, detected and multiplied | |
| CROWN HLDGS INC COM | 228368106 | Stock | 29,184 | $2,414,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 195,400 | $2,380,000 | thousands, detected and multiplied | |
| WESTERN DIGITAL CORP | 958102105 | COM | 60,600 | $2,283,000 | thousands, detected and multiplied | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 12,350 | $2,272,000 | thousands, detected and multiplied | |
| ARCBEST CORP COM | 03937C105 | Stock | 22,550 | $2,084,000 | thousands, detected and multiplied | |
| Oracle Corporation | 68389X105 | COM | 21,888 | $2,034,000 | thousands, detected and multiplied | |
| GORMAN RUPP CO COM | 383082104 | Stock | 80,958 | $2,024,000 | thousands, detected and multiplied | |
| AVANGRID INC | 05351W103 | COM | 47,890 | $1,910,000 | thousands, detected and multiplied | |
| VONTIER CORPORATION | 928881101 | COM | 69,497 | $1,900,000 | thousands, detected and multiplied | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 8,425 | $1,887,000 | thousands, detected and multiplied | |
| ASTEC INDS INC | 046224101 | COM | 45,300 | $1,869,000 | thousands, detected and multiplied | |
| HALEON PLC SPON ADS | 405552100 | ADR | 229,062 | $1,865,000 | thousands, detected and multiplied | |
| AZENTA INC | 114340102 | COM | 41,413 | $1,848,000 | thousands, detected and multiplied | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 117,773 | $1,825,000 | thousands, detected and multiplied | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 215,750 | $1,812,000 | thousands, detected and multiplied | |
| Southern Company | 842587107 | COM | 25,800 | $1,795,000 | thousands, detected and multiplied | |
| COHERENT CORP COM | 19247G107 | Stock | 43,100 | $1,641,000 | thousands, detected and multiplied | |
| APTIV PLC | G6095L109 | SHS | 14,500 | $1,627,000 | thousands, detected and multiplied | |
| MOODYS CORP COM | 615369105 | Stock | 4,950 | $1,515,000 | thousands, detected and multiplied | |
| Eli Lilly and Company | 532457108 | COM | 3,968 | $1,363,000 | thousands, detected and multiplied | |
| BLOOM ENERGY CORP | 093712107 | COM | 65,590 | $1,307,000 | thousands, detected and multiplied | |
| SKANSKA AB-SPN ADR | 830561205 | COM | 84,100 | $1,286,000 | thousands, detected and multiplied | |
| NVIDIA Corp | 67066G104 | COM | 4,365 | $1,212,000 | thousands, detected and multiplied | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 66,208 | $1,159,000 | thousands, detected and multiplied | |
| DANA INC | 235825205 | COM | 74,000 | $1,114,000 | thousands, detected and multiplied | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 32,450 | $1,113,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 6,568 | $1,072,000 | thousands, detected and multiplied | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 6,750 | $1,041,000 | thousands, detected and multiplied | |
| FORTIS INC | 349553107 | COM | 23,400 | $995,000 | thousands, detected and multiplied | |
| GENERAC HLDGS INC | 368736104 | COM | 8,950 | $967,000 | thousands, detected and multiplied | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 89,147 | $965,000 | thousands, detected and multiplied | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 17,300 | $924,000 | thousands, detected and multiplied | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,380 | $899,000 | thousands, detected and multiplied | |
| BOYDGAMINGCORP | 103304101 | STOK | 13,750 | $882,000 | thousands, detected and multiplied | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 22,300 | $846,000 | thousands, detected and multiplied | |
| AT&T Inc | 00206R102 | COM | 43,917 | $845,000 | thousands, detected and multiplied | |
| HYDRO ONE LTD F | 448811208 | COM | 29,700 | $845,000 | thousands, detected and multiplied | |
| KBHOME | 48666K109 | COM | 21,000 | $844,000 | thousands, detected and multiplied | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 65,284 | $843,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 14,500 | $791,000 | thousands, detected and multiplied | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 13,102 | $762,000 | thousands, detected and multiplied | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 27,170 | $761,000 | thousands, detected and multiplied | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,979 | $726,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 11,420 | $708,000 | thousands, detected and multiplied | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 8,416 | $690,000 | thousands, detected and multiplied | |
| Duke Energy Corporation | 26441C204 | COM | 7,019 | $677,000 | thousands, detected and multiplied | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,188 | $676,000 | thousands, detected and multiplied | |
| Comcast Corp | 20030N101 | COM | 17,231 | $653,000 | thousands, detected and multiplied | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 42,947 | $650,000 | thousands, detected and multiplied | |
| AGCO CORP | 001084102 | COM | 4,600 | $622,000 | thousands, detected and multiplied | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,500 | $609,000 | thousands, detected and multiplied | |
| SMITH A O CORP COM | 831865209 | Stock | 8,700 | $602,000 | thousands, detected and multiplied | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 56,513 | $592,000 | thousands, detected and multiplied | |
| Texas Instruments Incorporated | 882508104 | COM | 3,147 | $585,000 | thousands, detected and multiplied | |
| SHELL PLC SPON ADS | 780259305 | ADR | 10,100 | $581,000 | thousands, detected and multiplied | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,524 | $579,000 | thousands, detected and multiplied | |
| CIENA CORP COM NEW | 171779309 | Stock | 11,000 | $578,000 | thousands, detected and multiplied | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,400 | $508,000 | thousands, detected and multiplied | |
| FENTURA FINL INC | 314645102 | COMMON STOCK | 23,750 | $504,000 | thousands, detected and multiplied | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 31,200 | $497,000 | thousands, detected and multiplied | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,950 | $479,000 | thousands, detected and multiplied | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 13,350 | $479,000 | thousands, detected and multiplied | |
| ALLETE INC | 018522300 | COM NEW | 7,400 | $476,000 | thousands, detected and multiplied | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,518 | $441,000 | thousands, detected and multiplied | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,150 | $436,000 | thousands, detected and multiplied | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,100 | $418,000 | thousands, detected and multiplied | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 6,300 | $412,000 | thousands, detected and multiplied | |
| TERADATA CORP DEL | 88076W103 | COM | 10,122 | $408,000 | thousands, detected and multiplied | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 28,951 | $408,000 | thousands, detected and multiplied | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 52,400 | $401,000 | thousands, detected and multiplied | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,950 | $400,000 | thousands, detected and multiplied | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,900 | $398,000 | thousands, detected and multiplied | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 34,700 | $383,000 | thousands, detected and multiplied | |
| EVERGY INC COM | 30034W106 | Stock | 6,200 | $379,000 | thousands, detected and multiplied | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,200 | $378,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,800 | $362,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 2,292 | $355,000 | thousands, detected and multiplied | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,682 | $349,000 | thousands, detected and multiplied | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,503 | $337,000 | thousands, detected and multiplied | |
| AB SKANSKA CEMENTGJUTERIET ISIN SE0000113250 SHS B | W83567110 | COMMON STOCK | 21,900 | $335,000 | thousands, detected and multiplied | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,050 | $334,000 | thousands, detected and multiplied | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,950 | $328,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,931 | $303,000 | thousands, detected and multiplied | |
| Intuit Inc. | 461202103 | COM | 675 | $301,000 | thousands, detected and multiplied | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,200 | $301,000 | thousands, detected and multiplied | |
| CAN UTILITIES-A | 136717832 | COM | 10,500 | $293,000 | thousands, detected and multiplied | |
| Danaher Corporation | 235851102 | COM | 1,100 | $277,000 | thousands, detected and multiplied | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,150 | $258,000 | thousands, detected and multiplied | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,025 | $250,000 | thousands, detected and multiplied | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 6,900 | $245,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,500 | $240,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 1,479 | $236,000 | thousands, detected and multiplied | |
| MOSAIC CO COM | 61945C103 | Stock | 4,906 | $225,000 | thousands, detected and multiplied | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,050 | $222,000 | thousands, detected and multiplied | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 500 | $220,000 | thousands, detected and multiplied | |
| Micron Technology,Inc. | 595112103 | COM | 3,563 | $215,000 | thousands, detected and multiplied | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,200 | $213,000 | thousands, detected and multiplied | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,037 | $207,000 | thousands, detected and multiplied | |
| ITT INC COM | 45073V108 | Stock | 2,400 | $207,000 | thousands, detected and multiplied | |
| Verizon Communications Inc | 92343V104 | COM | 5,251 | $204,000 | thousands, detected and multiplied | |
| HOLOGIC INC | 436440101 | COM | 2,500 | $202,000 | thousands, detected and multiplied | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,548 | $200,000 | thousands, detected and multiplied | |
| Mexico Fund Inc/The | 592835102 | COM | 10,600 | $180,000 | thousands, detected and multiplied | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 17,500 | $164,000 | thousands, detected and multiplied | |
| CALAMP CORP | 128126109 | COMMON STOCK | 41,400 | $149,000 | thousands, detected and multiplied | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 13,100 | $144,000 | thousands, detected and multiplied | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,000 | $113,000 | thousands, detected and multiplied | |
| AMERISERV FINL INC | 03074A102 | COM | 24,700 | $75,000 | thousands, detected and multiplied | |
| Avalon Advanced Matls Incorporated Com New | 05337L304 | Common Stock | 18,750 | $2,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919530-23-000002 | this filing | 2023-05-05 | acceptance time not in the bulk data set |