13F-HR filed by JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-14, with 101 holding rows worth $376,969,000.
- Accession
- 0000919530-20-000003
- Filer
- CIK 919530
- Filed
- 2020-04-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 101 entries on the cover page, a total value of $376,969,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $376,968,000 with VALUE read as thousands by filing date, 13F file number 028-03893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMERSON ELEC CO COM | 291011104 | Stock | 584,619 | $27,857,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 410,483 | $22,880,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 885,963 | $18,197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 536,568 | $17,514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 426,425 | $16,157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 246,618 | $13,347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 152,835 | $12,601,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 92,684 | $12,154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 80,848 | $11,036,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 738,573 | $10,495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 246,827 | $10,085,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837103 | COM | 292,258 | $8,981,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY SIRONA INC | 24906P109 | COM | 211,000 | $8,193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDU RES GROUP INC | 552690109 | COM | 376,664 | $8,098,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDSAY CORPORATION | 535555106 | COM | 87,257 | $7,991,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 71,405 | $7,921,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 43,482 | $6,858,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 85,911 | $6,779,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 23,204 | $6,581,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 81,922 | $6,303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC COM | 387328107 | Stock | 389,916 | $5,919,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 155,350 | $5,465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 132,125 | $5,364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 40,001 | $5,352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 72,378 | $5,334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 76,000 | $4,786,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGAN INC | 04010E109 | COM | 133,275 | $4,607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 94,419 | $4,512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AECOM COM | 00766T100 | Stock | 142,150 | $4,243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDACORP INC | 451107106 | COM | 45,109 | $3,960,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 46,736 | $3,753,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBEMARLE CORP | 012653101 | COM | 65,800 | $3,709,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 155,200 | $3,475,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 89,402 | $3,395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 63,081 | $3,389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWSERVE CORP | 34354P105 | COM | 136,482 | $3,261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 343,352 | $2,983,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340102 | COM | 93,088 | $2,839,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Broadcom Inc. | 11135F101 | COM | 11,400 | $2,703,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 167,400 | $2,601,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 117,567 | $2,569,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDS INC | 046224101 | COM | 67,200 | $2,350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 52,075 | $2,339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 77,052 | $2,282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 77,012 | $2,245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 116,762 | $2,211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HP INC COM | 40434L105 | Stock | 110,800 | $1,923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADATA CORP DEL | 88076W103 | COM | 93,701 | $1,920,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN HLDGS INC COM | 228368106 | Stock | 32,670 | $1,896,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 42,000 | $1,687,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,750 | $1,671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 8,190 | $1,660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 199,970 | $1,588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,715 | $1,582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 18,161 | $1,500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 5,397 | $1,372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DANA INC | 235825205 | COM | 171,600 | $1,340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORTEVA INC COM | 22052L104 | Stock | 56,577 | $1,330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,524 | $1,308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 15,865 | $1,288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 113,625 | $1,274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 15,002 | $1,074,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 11,873 | $976,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 70,932 | $957,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCON AG ORD SHS | H01301128 | Stock | 18,599 | $945,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 23,600 | $928,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 77,203 | $888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 88,800 | $834,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNATURE BANK | 82669G104 | COM | 8,200 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 3,562 | $651,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING NATURAL GAS HOLDING CO | 219387107 | COM | 40,648 | $630,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 7,620 | $616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 9,000 | $591,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 4,000 | $555,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 44,800 | $502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104108 | COM | 17,300 | $493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANGRID INC | 05351W103 | COM | 10,100 | $442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,100 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 15,910 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 800 | $391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,824 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,500 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AB SKANSKA CEMENTGJUTERIET ISIN SE0000113250 SHS B | W83567110 | COMMON STOCK | 22,500 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,100 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,100 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 3,226 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,300 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 1,150 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGCO CORP | 001084102 | COM | 5,800 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 7,000 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,100 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 500 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 185 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,800 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,923 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 10,700 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,500 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 19,100 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| F N B CORP | 302520101 | COM | 17,257 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMART SAND INC | 83191H107 | COM | 10,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON ADVANCED MATERIALS INC | 05337L106 | COM | 18,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919530-20-000003 | this filing | 2020-04-14 | acceptance time not in the bulk data set |