13F-HR filed by JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-29, with 129 holding rows worth $495,767,000.
- Accession
- 0000919530-19-000003
- Filer
- CIK 919530
- Filed
- 2019-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 129 entries on the cover page, a total value of $495,767,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $495,766,000 with VALUE read as thousands by filing date, 13F file number 028-03893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMERSON ELEC CO COM | 291011104 | Stock | 563,620 | $33,676,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 420,529 | $28,675,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 656,337 | $19,828,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 444,672 | $19,409,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 408,634 | $16,460,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 197,011 | $15,053,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 315,288 | $14,796,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 161,825 | $13,886,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 175,517 | $12,695,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 96,371 | $12,437,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 236,799 | $12,309,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 295,293 | $11,572,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 115,920 | $11,157,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 194,981 | $10,893,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 97,879 | $9,941,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 239,145 | $9,453,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 268,900 | $9,118,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 160,208 | $9,095,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 236,435 | $8,989,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 92,833 | $8,469,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 354,121 | $8,442,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 225,500 | $8,391,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 795,121 | $8,308,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 200,700 | $7,669,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 112,608 | $7,267,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 130,734 | $6,520,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 49,335 | $6,518,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 80,400 | $6,081,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 26,364 | $5,900,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 215,400 | $5,725,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 288,724 | $5,038,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 44,006 | $5,002,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 160,416 | $4,995,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 46,364 | $4,315,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 47,496 | $3,955,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 331,109 | $3,920,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 146,920 | $3,846,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 44,020 | $3,799,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 66,092 | $3,737,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 56,534 | $3,721,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 19,821 | $3,445,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 83,506 | $3,421,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 93,056 | $3,303,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 123,550 | $3,274,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 135,533 | $3,247,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 165,950 | $3,195,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 83,694 | $3,167,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 58,735 | $3,057,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 184,300 | $2,943,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 129,075 | $2,853,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 47,778 | $2,555,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 243,800 | $2,450,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 55,100 | $2,423,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 179,850 | $2,340,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 74,600 | $2,252,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,550 | $2,248,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 18,600 | $2,227,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 206,300 | $2,193,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 106,714 | $2,109,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 123,900 | $1,906,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 51,693 | $1,865,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 57,900 | $1,691,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,579 | $1,650,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 210,655 | $1,595,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 14,600 | $1,501,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,672 | $1,456,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 114,379 | $1,308,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,274 | $1,212,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 16,000 | $1,148,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,757 | $1,116,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 13,891 | $1,091,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,879 | $1,085,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,700 | $1,027,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 24,260 | $994,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 45,900 | $982,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,881 | $930,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 8,360 | $927,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 94,275 | $887,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,217 | $859,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 18,056 | $855,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,575 | $730,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 616 | $638,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 12,900 | $604,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,200 | $536,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,875 | $510,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,200 | $484,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,150 | $461,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,038 | $446,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 24,355 | $443,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,751 | $434,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 11,800 | $416,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,606 | $395,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,585 | $395,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,385 | $393,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,000 | $393,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,600 | $391,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,243 | $364,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 18,250 | $363,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26,200 | $346,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,742 | $346,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,800 | $342,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 900 | $336,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,500 | $332,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,008 | $321,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,550 | $319,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,400 | $301,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 731 | $288,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,250 | $282,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,685 | $276,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,505 | $267,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,703 | $264,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,300 | $259,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 5,700 | $256,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,624 | $251,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 15,200 | $251,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,200 | $250,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,825 | $249,000 | thousands by filing date | |
| CORNING NATURAL GAS HOLDING CO | 219387107 | COM | 13,448 | $245,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 7,300 | $237,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,800 | $228,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,500 | $216,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,400 | $213,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 5,600 | $201,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 11,500 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 15,200 | $174,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 15,857 | $156,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 20,800 | $136,000 | thousands by filing date | |
| MANHATTAN SCIENTIFICS IN | 563122100 | COM | 145,000 | $1,000 | thousands by filing date | |
| AVALON ADVANCED MATERIALS INC | 05337L106 | COM | 18,750 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919530-19-000003 | this filing | 2019-01-29 | acceptance time not in the bulk data set |