13F-HR filed by JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-22, with 117 holding rows worth $486,963,000.
- Accession
- 0000919530-16-000026
- Filer
- CIK 919530
- Filed
- 2016-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 117 entries on the cover page, a total value of $486,963,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $486,962,000 with VALUE read as thousands by filing date, 13F file number 028-03893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 256,309 | $31,090,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 948,099 | $19,417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 199,697 | $18,720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 341,288 | $17,802,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 489,973 | $17,252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 184,881 | $14,620,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC COM | 387328107 | Stock | 311,027 | $14,167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 222,747 | $12,832,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 364,825 | $11,966,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDSAY CORPORATION | 535555106 | COM | 168,757 | $11,452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 142,853 | $10,507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 203,166 | $9,612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 130,700 | $9,544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 297,300 | $9,038,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 376,425 | $9,023,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 98,288 | $8,432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 182,592 | $7,914,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 51,064 | $7,750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 62,974 | $7,325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 127,900 | $7,304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340102 | COM | 644,840 | $7,235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 241,100 | $6,823,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648103 | COM | 201,814 | $6,759,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ST JUDE MED INC | 790849103 | COM | 85,534 | $6,672,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 101,004 | $6,432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 171,480 | $6,235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 46,735 | $6,094,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 112,867 | $5,775,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 145,871 | $5,734,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 128,500 | $5,511,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837103 | COM | 162,085 | $5,308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDACORP INC | 451107106 | COM | 64,960 | $5,284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDU RES GROUP INC | 552690109 | COM | 213,375 | $5,121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 81,475 | $4,747,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E M C CORP MASS | 268648102 | COM | 172,200 | $4,679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medtronic Plc | G5960L103 | COM | 53,825 | $4,670,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSANTO CO NEW | 61166W101 | COM | 45,090 | $4,663,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 409,355 | $4,290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 145,132 | $4,260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 28,492 | $4,210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 84,600 | $4,146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 384,825 | $4,141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 49,986 | $4,069,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 48,049 | $3,965,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 20,023 | $3,506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN HYDRAULICS CORP | 866942105 | COM | 115,625 | $3,433,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 113,550 | $3,405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 72,360 | $3,373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 73,634 | $3,335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIENA CORP COM NEW | 171779309 | Stock | 170,500 | $3,197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 20,813 | $3,167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY SIRONA INC | 24906P109 | COM | 50,823 | $3,153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 121,971 | $3,138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 57,720 | $3,121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 282,010 | $3,065,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCANADA CORP | 89353D107 | COM | 62,450 | $2,824,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 53,233 | $2,746,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP | 587200106 | COM | 125,667 | $2,672,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCANA CORP NEW | 80589M102 | COM | 35,025 | $2,650,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX CORP | 984121103 | COM | 268,133 | $2,545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 96,400 | $2,363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOGEN CORP | 640491106 | COM | 41,491 | $2,334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AECOM COM | 00766T100 | Stock | 73,000 | $2,319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 62,400 | $2,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNATURE BANK | 82669G104 | COM | 16,250 | $2,030,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBOTECH LTD | M75253100 | ORD | 76,842 | $1,963,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 43,300 | $1,933,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 19,027 | $1,819,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGCO CORP | 001084102 | COM | 37,800 | $1,782,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603106 | COM | 134,500 | $1,769,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC COM | 29362U104 | Stock | 119,594 | $1,731,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 109,005 | $1,726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 113,800 | $1,706,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 85,300 | $1,659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 13,010 | $1,566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARDINGE INC | 412324303 | COM | 155,160 | $1,561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DST SYS INC DEL | 233326107 | COM | 13,250 | $1,543,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 33,524 | $1,520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 8,123 | $1,495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Stryker Corporation | 863667101 | COM | 11,800 | $1,414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 44,792 | $1,410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO COM | 61945C103 | Stock | 52,125 | $1,365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 124,190 | $1,285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,845 | $1,277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,713 | $1,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 55,026 | $1,082,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 13,750 | $1,056,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 14,150 | $892,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 124,700 | $827,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 26,975 | $774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,700 | $719,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,801 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,600 | $616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 11,074 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL HAWAIIAN ORCHARDS LP | 78028T100 | LTD | 169,219 | $474,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWSERVE CORP | 34354P105 | COM | 10,400 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,940 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 117,900 | $450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 20,400 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 3,756 | $367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,000 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIGNA CORPORATION | 125509109 | COM | 2,400 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Danaher Corporation | 235851102 | COM | 2,500 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 5,864 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCHEX INC | 704326107 | COM | 3,825 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 3,937 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 2,070 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISOURCE INC COM | 65473P105 | Stock | 8,100 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IXYS CORP | 46600W106 | COMMON STOCK | 12,700 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 12,100 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HECLA MNG CO | 422704106 | COM | 10,224 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,000 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERVALU INC | 868536103 | COM | 10,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERI HLDGS INC | 30034T103 | COM | 14,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANHATTAN SCIENTIFICS IN | 563122100 | COM | 145,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON ADVANCED MATERIALS INC | 05337L106 | COM | 18,750 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DEFENSE SYSTEMS INC | 025351107 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919530-16-000026 | this filing | 2016-07-22 | acceptance time not in the bulk data set |