13F-HR filed by JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 150 holding rows worth $478,936,000.
- Accession
- 0000919530-13-000019
- Filer
- CIK 919530
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 150 entries on the cover page, a total value of $478,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $478,936,000 with VALUE read as thousands by filing date, 13F file number 028-03893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 334,912 | $28,756,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 216,967 | $19,603,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 1,323,824 | $18,838,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 308,664 | $13,794,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 243,540 | $13,283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 303,192 | $12,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 483,217 | $11,708,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALL CORP | 696429307 | COM | 163,382 | $10,853,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 148,048 | $10,609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 195,620 | $9,775,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 202,484 | $9,405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 267,390 | $9,237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 409,090 | $9,221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 326,551 | $9,147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDACORP INC | 451107106 | COM | 188,975 | $9,025,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 87,663 | $8,649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 108,722 | $8,626,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 122,741 | $8,285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC COM | 387328107 | Stock | 245,342 | $7,301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 65,225 | $7,132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100,790 | $7,127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 169,178 | $6,940,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 224,050 | $6,919,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRESSER-RAND GROUP INC | 261608103 | COM | 97,360 | $5,840,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 129,395 | $5,831,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERIS CORP | 859152100 | COMMON STOCK | 128,550 | $5,512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 66,165 | $5,391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 218,838 | $5,325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340102 | COM | 519,888 | $5,059,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDU RES GROUP INC | 552690109 | COM | 189,500 | $4,910,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 143,750 | $4,875,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 154,985 | $4,741,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWSERVE CORP | 34354P105 | COM | 85,335 | $4,609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA ALDRICH CORP | 826552101 | COM | 57,175 | $4,598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDTRONIC INC | 585055106 | COM | 85,050 | $4,378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 330,425 | $4,226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCANA CORP | 292505104 | COM | 246,400 | $4,174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 52,007 | $4,004,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 410,535 | $3,966,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 87,000 | $3,932,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837103 | COM | 57,600 | $3,928,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY INTL INC | 249030107 | COM | 87,900 | $3,600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDSAY CORPORATION | 535555106 | COM | 47,778 | $3,582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 81,070 | $3,556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 41,100 | $3,478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 38259p508 | COM | 3,859 | $3,397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 97,450 | $3,326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSANTO CO NEW | 61166W101 | COM | 33,314 | $3,291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCROFT FUND LIMITED | 059695106 | COM | 188,503 | $3,267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOLTEK COS INC | 98975W104 | COM | 237,551 | $3,067,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 136,119 | $3,059,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 15,718 | $3,004,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 45,048 | $2,845,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 79,000 | $2,643,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LACLEDE GROUP INC/THE | 505597104 | COM | 55,100 | $2,516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 44,566 | $2,353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 135,595 | $2,350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 5,705 | $2,262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 149,067 | $2,224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 289,988 | $2,221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 117,750 | $2,197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 36,660 | $2,035,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOGEN CORP | 640491106 | COM | 34,789 | $1,933,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 36,250 | $1,877,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP | 587200106 | COM | 96,000 | $1,877,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 70,760 | $1,850,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 66,900 | $1,847,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 39,014 | $1,769,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 22,805 | $1,709,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 51,175 | $1,664,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 125,850 | $1,662,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 50,121 | $1,651,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 21,174 | $1,649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 23,695 | $1,641,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 67,683 | $1,570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 42,150 | $1,469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALISMAN ENERGY INC | 87425E103 | COM | 127,460 | $1,457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ST JUDE MED INC | 790849103 | COM | 31,499 | $1,437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCANADA CORP | 89353D107 | COM | 33,150 | $1,429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVIDIEN PLC | G2554F113 | SHS | 22,650 | $1,423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 104,900 | $1,407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDS INC | 046224101 | COM | 40,800 | $1,399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603106 | COM | 80,750 | $1,347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 58,150 | $1,313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 57,984 | $1,250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 57,950 | $1,219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGAN INC | 04010E109 | COM | 77,817 | $1,214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 22,400 | $1,200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E M C CORP MASS | 268648102 | COM | 50,547 | $1,194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Stryker Corporation | 863667101 | COM | 18,130 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYRATEX LTD | G98268108 | COM | 113,200 | $1,139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 41,150 | $1,109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 46,300 | $1,080,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE ADT CORPORATION | 00101J106 | COM | 27,040 | $1,078,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAVO GROWERS INC | 128246105 | COM | 38,200 | $1,039,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 8,359 | $1,038,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 118,883 | $1,033,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 21,230 | $1,025,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 62,475 | $968,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 23,750 | $948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECH INC NEW | 88162G103 | COM | 40,131 | $943,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 68,600 | $902,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 40,700 | $855,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 24,142 | $809,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 29,500 | $797,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARDINGE INC | 412324303 | COM | 53,884 | $796,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 19,700 | $788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 17,200 | $783,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 61,450 | $757,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 20,150 | $741,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 15,048 | $739,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 18,950 | $730,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 41,250 | $728,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 47,950 | $684,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. COM | 55306N104 | Stock | 25,500 | $677,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 13,750 | $671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 10,300 | $660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U109 | COM | 22,500 | $642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 58,900 | $623,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,353 | $589,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 19,290 | $569,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 43,485 | $551,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 68,900 | $542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 15,475 | $540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 12,700 | $530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN HYDRAULICS CORP | 866942105 | COM | 16,638 | $520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 6,178 | $505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 25,400 | $472,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pentair Inc | H6169Q108 | PNR | 7,800 | $450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 28,150 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 11,230 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVANCE INC | 222816100 | COM | 4,975 | $379,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIENA CORP COM NEW | 171779309 | Stock | 18,950 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,615 | $363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 6,716 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 7,007 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISIGN INC COM | 92343E102 | Stock | 5,650 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT CORP | 450911201 | COM | 8,315 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,867 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,936 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 10,900 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 3,455 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERVALU INC | 868536103 | COM | 10,000 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELLABS INC | 879664100 | COM | 25,200 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N206 | COM | 42,475 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUAL ENERGY LTD | 29390Q109 | COM | 11,000 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,000 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 16,800 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916107 | COM | 10,000 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 10,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919530-13-000019 | this filing | 2013-08-14 | acceptance time not in the bulk data set |