13F-HR filed by HIGHBRIDGE CAPITAL MANAGEMENT LLC
HIGHBRIDGE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 321 holding rows worth $3,783,250,000.
- Accession
- 0000919185-21-000006
- Filer
- CIK 919185
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 321 entries on the cover page, a total value of $3,783,250,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,783,250,000 with VALUE read as thousands by filing date, 13F file number 028-04134. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 400,000 | $171,656,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 290,405 | $88,411,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 38,954,000 | $87,886,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 36,000,000 | $81,860,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W104 | COM | 1,178,821 | $71,767,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 841,428 | $71,555,000 | thousands by filing date | |
| COPA HOLDINGS SA | 21720AAB8 | BOND | 40,138,000 | $69,399,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 61,033,000 | $67,334,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 47,655,000 | $67,253,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 49,698,000 | $62,297,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 41,029,000 | $59,397,000 | thousands by filing date | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 40,010,000 | $58,149,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 33,994,000 | $50,046,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 49,675,000 | $46,013,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 40,000,000 | $44,502,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 50,277,000 | $43,615,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 40,000,000 | $42,001,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 30,056,000 | $41,936,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 36,748,000 | $40,613,000 | thousands by filing date | principal |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 987,082 | $39,000,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 30,701,000 | $38,826,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 25,750,000 | $38,486,000 | thousands by filing date | principal |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 53,175,000 | $37,754,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 37,245,000 | $37,506,000 | thousands by filing date | principal |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 3,736,074 | $37,099,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 45,283,000 | $36,679,000 | thousands by filing date | principal |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 39,380,000 | $36,230,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 27,014,000 | $35,275,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 20,000,000 | $34,304,000 | thousands by filing date | principal |
| NIO INC | 62914V956 | OPTION | 956,400 | $34,077,000 | thousands by filing date | put |
| REPLIGEN CORP | 759916AB5 | BOND | 13,342,000 | $33,784,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 30,077,000 | $32,071,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 35,558,000 | $31,736,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 10,348,616 | $30,839,000 | thousands by filing date | principal |
| ARTIVION INC | 228903AB6 | NOTE 4.250% 7/0 | 24,000,000 | $30,070,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 20,000,000 | $29,789,000 | thousands by filing date | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 21,000,000 | $29,010,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 2,861,648 | $27,844,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 2,310,100 | $27,375,000 | thousands by filing date | principal |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 2,686,021 | $26,538,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 106,569 | $26,197,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 2,520,565 | $24,626,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 2,527,947 | $24,572,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 2,340,506 | $22,937,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 2,351,497 | $22,857,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 21,776,000 | $22,701,000 | thousands by filing date | principal |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 2,328,551 | $22,657,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C109 | CLASS A COM | 2,262,359 | $22,556,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 2,306,031 | $22,484,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287105 | CMN | 2,215,466 | $21,623,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 2,209,383 | $21,519,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 2,191,415 | $21,410,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 2,191,372 | $21,388,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A107 | CLASS A ORD SHS | 2,166,826 | $21,322,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 2,099,865 | $20,432,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 2,040,823 | $20,225,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 15,650,000 | $19,960,000 | thousands by filing date | principal |
| HENNESSY CAPITAL INVST CORP | 42600H207 | UNIT 99/99/9999 | 1,989,256 | $19,793,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 1,634,366 | $19,759,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 1,974,826 | $19,511,000 | thousands by filing date | |
| RBC BEARINGS INC | 75524B203 | CONV | 175,000 | $19,507,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 1,995,980 | $19,481,000 | thousands by filing date | |
| LANNETT CO INC | 51602UAC2 | BOND | 34,800,000 | $19,175,000 | thousands by filing date | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 373,567 | $18,088,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 1,842,617 | $17,984,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 1,812,845 | $17,893,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094103 | COM | 1,780,525 | $17,805,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 1,792,381 | $17,727,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E104 | COM | 1,755,818 | $17,312,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K111 | UNIT 99/99/9999 | 1,696,976 | $17,309,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 1,762,142 | $17,181,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874101 | CL A | 1,767,359 | $17,143,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 1,722,293 | $17,068,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 1,715,870 | $16,764,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 1,710,488 | $16,763,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI CLASS A | 31811H106 | COM | 1,658,542 | $16,519,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 1,627,187 | $16,451,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 1,683,128 | $16,377,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381102 | CLASS A COM | 1,673,500 | $16,300,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 14,500,000 | $16,240,000 | thousands by filing date | principal |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 1,663,592 | $16,237,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 24,366,000 | $15,838,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 15,000,000 | $15,825,000 | thousands by filing date | principal |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 1,603,000 | $15,565,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W104 | COM CL A | 1,531,275 | $15,160,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 9,350,000 | $15,069,000 | thousands by filing date | principal |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 1,539,652 | $14,965,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L107 | COM | 1,504,645 | $14,941,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 1,540,024 | $14,938,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 1,512,430 | $14,746,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 13,200,000 | $14,580,000 | thousands by filing date | principal |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 1,485,788 | $14,486,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076124 | UNIT 04/19/2028 | 1,451,423 | $14,442,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M201 | UNIT 02/04/2026 | 1,410,000 | $14,156,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 1,407,124 | $13,874,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 1,410,729 | $13,783,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 1,397,845 | $13,699,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 1,367,242 | $13,645,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO ORDINARY SHARES | G41089106 | Stock | 1,361,351 | $13,627,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 1,354,613 | $13,573,000 | thousands by filing date | |
| FIRST LT ACQUISITION GROUP I | 320703200 | UNIT 99/99/9999 | 1,337,700 | $13,297,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 1,236,063 | $12,521,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 1,251,411 | $12,376,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 1,233,315 | $12,086,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B104 | CMN | 1,207,819 | $11,788,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W129 | UNIT 07/15/2026 | 1,161,490 | $11,766,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 1,205,094 | $11,738,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 2,165,227 | $11,454,000 | thousands by filing date | principal |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 1,145,074 | $11,428,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 4,865,231 | $11,385,000 | thousands by filing date | |
| DIGITAL WORLD ACQUISITION CO | 25400Q204 | un | 1,104,011 | $11,184,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 1,104,012 | $10,985,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 1,120,831 | $10,962,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 1,124,431 | $10,896,000 | thousands by filing date | |
| NORTHERN LIGHTS ACQUISITN CO | 66538L105 | CMN | 1,054,038 | $10,572,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 1,075,013 | $10,449,000 | thousands by filing date | |
| WORLD QUANTUM GROWTH ACQUISI | G5596W119 | UNIT 99/99/9999 | 1,034,038 | $10,392,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 11,113,000 | $10,154,000 | thousands by filing date | principal |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 1,033,454 | $10,107,000 | thousands by filing date | |
| STRAN & CO INC | 83407J103 | COM | 1,020,406 | $10,082,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 997,894 | $9,969,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 1,000,897 | $9,879,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 954,116 | $9,684,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735102 | CMN | 952,008 | $9,311,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 890,589 | $8,826,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 901,417 | $8,816,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 898,856 | $8,764,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 884,407 | $8,614,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3,603 | $8,553,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U208 | UNIT 99/99/9999 | 828,000 | $8,512,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 5,541,933 | $8,257,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B103 | CLASS A COM | 849,445 | $8,248,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N114 | *W EXP 06/07/202 | 2,342,460 | $8,175,000 | thousands by filing date | principal |
| ALTIMAR ACQUISITION CORP III | G0370U108 | CMN | 825,488 | $8,040,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 6,730,000 | $7,866,000 | thousands by filing date | principal |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 795,610 | $7,813,000 | thousands by filing date | |
| DIRECT SELLING ACQUISITIN CO | 25460L202 | UNIT 99/99/9999 | 750,000 | $7,560,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332207 | UNIT 03/31/2028 | 759,079 | $7,560,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 721,274 | $7,090,000 | thousands by filing date | |
| RIVERVIEW ACQUISITION CORP | 769395104 | CLASS A COM | 684,756 | $6,848,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 428,300 | $6,801,000 | thousands by filing date | |
| RIVERVIEW ACQUISITION CORP UNIT EX 072926 | 769395203 | Stock | 684,753 | $6,786,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 620,021 | $6,572,000 | thousands by filing date | |
| LILIUM N V | N52586117 | *W EXP 09/14/202 | 2,900,998 | $6,556,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 92561V117 | COM | 2,915,382 | $6,443,000 | thousands by filing date | principal |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 646,175 | $6,345,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 6,675,000 | $6,008,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 5,905,000 | $5,993,000 | thousands by filing date | principal |
| SPRINGWATER SPL SITUATIONS C | 85205U107 | COM | 612,933 | $5,988,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 2,740,037 | $5,973,000 | thousands by filing date | principal |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 575,952 | $5,760,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 584,610 | $5,735,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041106 | COM CL A | 584,284 | $5,714,000 | thousands by filing date | |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 6,000,000 | $5,596,000 | thousands by filing date | principal |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 550,000 | $5,500,000 | thousands by filing date | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 550,041 | $5,473,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M102 | COM | 553,900 | $5,373,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 500,000 | $5,110,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q907 | CLASS A COM | 500,000 | $5,105,000 | thousands by filing date | call |
| IRONNET INC | 46323Q955 | PUT | 290,000 | $4,945,000 | thousands by filing date | put |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 2,056,010 | $4,605,000 | thousands by filing date | principal |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 2,635,007 | $4,480,000 | thousands by filing date | principal |
| BILL HOLDINGS INC | 090043100 | COM | 16,574 | $4,424,000 | thousands by filing date | |
| FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 | 34552Y106 | CL A | 430,122 | $4,241,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 403,876 | $4,004,000 | thousands by filing date | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 1,972,233 | $3,925,000 | thousands by filing date | principal |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 4,049,083 | $3,887,000 | thousands by filing date | principal |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 2,137,704 | $3,613,000 | thousands by filing date | principal |
| RENEW ENERGY GLOBAL PLC | G7500M954 | CL A SHS | 352,300 | $3,593,000 | thousands by filing date | put |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 1,370,945 | $3,592,000 | thousands by filing date | principal |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 356,463 | $3,458,000 | thousands by filing date | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 749,881 | $3,428,000 | thousands by filing date | principal |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 2,919,510 | $3,241,000 | thousands by filing date | principal |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 2,545,018 | $3,156,000 | thousands by filing date | principal |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 1,489,601 | $3,098,000 | thousands by filing date | principal |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 1,548,987 | $3,082,000 | thousands by filing date | principal |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 2,596,166 | $3,012,000 | thousands by filing date | principal |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 2,058,917 | $2,944,000 | thousands by filing date | principal |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 2,072,282 | $2,922,000 | thousands by filing date | principal |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 2,014,676 | $2,921,000 | thousands by filing date | principal |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 3,165,943 | $2,881,000 | thousands by filing date | principal |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 3,365,344 | $2,807,000 | thousands by filing date | principal |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 1,239,779 | $2,666,000 | thousands by filing date | principal |
| GIGINTERNATIONAL1 INC | 37518W114 | *W EXP 04/19/202 | 3,172,004 | $2,664,000 | thousands by filing date | principal |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 268,766 | $2,645,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P208 | UNIT 99/99/9999 | 257,163 | $2,564,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 2,474,091 | $2,499,000 | thousands by filing date | principal |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 244,427 | $2,430,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 2,195,501 | $2,415,000 | thousands by filing date | principal |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 2,394,787 | $2,371,000 | thousands by filing date | principal |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 1,528,306 | $2,277,000 | thousands by filing date | principal |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 1,813,121 | $2,266,000 | thousands by filing date | principal |
| ATHENA TECHNOLOGY ACQUISI CO | 04687A117 | *W EXP 03/31/202 | 1,656,731 | $2,253,000 | thousands by filing date | principal |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 872,909 | $2,235,000 | thousands by filing date | principal |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 2,363,713 | $2,222,000 | thousands by filing date | principal |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 2,520,872 | $2,143,000 | thousands by filing date | principal |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 2,409,517 | $2,072,000 | thousands by filing date | principal |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 478,024 | $2,065,000 | thousands by filing date | principal |
| ARTEMIS STRATEGIC INVT CORP | 04303A202 | UNIT 09/30/2026 | 204,039 | $2,047,000 | thousands by filing date | |
| ARGUS CAPITAL CORP | 04026L204 | UNIT 08/31/2028 | 200,000 | $2,020,000 | thousands by filing date | |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 1,873,749 | $1,967,000 | thousands by filing date | principal |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 198,002 | $1,950,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 1,849,168 | $1,942,000 | thousands by filing date | principal |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 196,488 | $1,930,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 1,394,217 | $1,896,000 | thousands by filing date | principal |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 1,616,580 | $1,859,000 | thousands by filing date | principal |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 405,307 | $1,852,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 2,974,677 | $1,829,000 | thousands by filing date | principal |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 1,559,155 | $1,809,000 | thousands by filing date | principal |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 979,630 | $1,783,000 | thousands by filing date | principal |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 966,704 | $1,759,000 | thousands by filing date | principal |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 1,593,950 | $1,737,000 | thousands by filing date | principal |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 2,470,773 | $1,727,000 | thousands by filing date | principal |
| ALKURI GLOBAL ACQUISITION CO | 66981N111 | *W EXP 02/09/202 | 1,187,129 | $1,686,000 | thousands by filing date | principal |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 1,912,442 | $1,683,000 | thousands by filing date | principal |
| AMCI ACQUISITION CORP II | 00166R209 | UNIT 03/24/2026 | 165,681 | $1,644,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 1,555,412 | $1,633,000 | thousands by filing date | principal |
| AMCI ACQUISITION CORP II | 00166R100 | CLASS A COM | 165,684 | $1,615,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 1,689,340 | $1,605,000 | thousands by filing date | principal |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 1,329,625 | $1,556,000 | thousands by filing date | principal |
| Northern Star Investment Corp II | 66573W115 | Warrant | 1,085,460 | $1,530,000 | thousands by filing date | principal |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 925,349 | $1,499,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 41,262 | $1,494,000 | thousands by filing date | principal |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 829,008 | $1,467,000 | thousands by filing date | principal |
| CBRE ACQUISITION HLDGS INC | 12510J114 | *W EXP 99/99/999 | 880,526 | $1,453,000 | thousands by filing date | principal |
| Corner Growth Acquisition Corp 2 | G2426E120 | Warrant | 1,373,233 | $1,414,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 94,900 | $1,409,000 | thousands by filing date | put |
| FORESIGHT ACQUISITION CORP | 34552Y114 | *W EXP 01/29/202 | 1,593,773 | $1,403,000 | thousands by filing date | principal |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 1,851,878 | $1,389,000 | thousands by filing date | principal |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 1,205,996 | $1,387,000 | thousands by filing date | principal |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 505,050 | $1,343,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 1,551,327 | $1,334,000 | thousands by filing date | principal |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 786,581 | $1,251,000 | thousands by filing date | principal |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 1,179,475 | $1,227,000 | thousands by filing date | principal |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 902,195 | $1,227,000 | thousands by filing date | principal |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 605,049 | $1,210,000 | thousands by filing date | principal |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 1,299,876 | $1,183,000 | thousands by filing date | principal |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 904,513 | $1,168,000 | thousands by filing date | principal |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 1,244,481 | $1,132,000 | thousands by filing date | principal |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 657,154 | $1,117,000 | thousands by filing date | principal |
| CONX Corp | 212873111 | Warrant | 949,021 | $1,091,000 | thousands by filing date | principal |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 1,102,772 | $1,081,000 | thousands by filing date | principal |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 805,345 | $1,079,000 | thousands by filing date | principal |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 1,235,621 | $1,075,000 | thousands by filing date | principal |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 515,058 | $1,071,000 | thousands by filing date | principal |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 613,117 | $1,042,000 | thousands by filing date | principal |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 993,181 | $1,003,000 | thousands by filing date | principal |
| RIVERVIEW ACQUISITION CORP | 769395112 | *W EXP 99/99/999 | 342,378 | $976,000 | thousands by filing date | principal |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 609,232 | $969,000 | thousands by filing date | principal |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 1,053,504 | $959,000 | thousands by filing date | principal |
| RUMBLE INC | 12521J111 | EQUITY WRT | 1,367,020 | $957,000 | thousands by filing date | principal |
| NUVATION BIO INC | 67080N119 | WARR | 370,434 | $948,000 | thousands by filing date | principal |
| SURROZEN INC | 86889P117 | *W EXP 08/01/203 | 821,432 | $936,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 942,834 | $924,000 | thousands by filing date | principal |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 608,436 | $900,000 | thousands by filing date | principal |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 513,825 | $899,000 | thousands by filing date | principal |
| DMY TECHNOLOGY GROUP INC IV | 23344K110 | *W EXP 03/04/202 | 467,051 | $887,000 | thousands by filing date | principal |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 991,122 | $872,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP VI | 31811H114 | *W EXP 03/31/202 | 741,226 | $793,000 | thousands by filing date | principal |
| BENSON HILL INC | 082490111 | WT | 553,273 | $780,000 | thousands by filing date | principal |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029111 | *W EXP 03/30/202 | 791,617 | $728,000 | thousands by filing date | principal |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 643,071 | $704,000 | thousands by filing date | principal |
| RICE ACQUISITION CORP II | G75529100 | SHS CL A | 69,322 | $687,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 766,532 | $682,000 | thousands by filing date | principal |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 559,683 | $666,000 | thousands by filing date | principal |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 514,199 | $653,000 | thousands by filing date | principal |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 1,107,814 | $643,000 | thousands by filing date | principal |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 604,768 | $599,000 | thousands by filing date | principal |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 564,067 | $581,000 | thousands by filing date | principal |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 699,049 | $559,000 | thousands by filing date | principal |
| AEYE INC | 008183905 | COM | 101,500 | $555,000 | thousands by filing date | call |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 486,537 | $552,000 | thousands by filing date | principal |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 505,143 | $530,000 | thousands by filing date | principal |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 520,167 | $520,000 | thousands by filing date | principal |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 323,245 | $517,000 | thousands by filing date | principal |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 2,441,189 | $513,000 | thousands by filing date | |
| International Media Acquisition Corp | 459867115 | Warrant | 1,844,618 | $509,000 | thousands by filing date | principal |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 433,017 | $498,000 | thousands by filing date | principal |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 1,167,960 | $491,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 928,078 | $464,000 | thousands by filing date | principal |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 671,590 | $457,000 | thousands by filing date | principal |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 443,760 | $439,000 | thousands by filing date | principal |
| GLOBAL CONSUMER ACQUISITN CO | 37892B116 | *W EXP 05/21/202 | 944,946 | $435,000 | thousands by filing date | principal |
| POWER & DIGITAL INFRA ACQ CO | 739190114 | *W EXP 02/12/202 | 174,363 | $432,000 | thousands by filing date | principal |
| VELODYNE LIDAR INC | 92259F101 | COM | 69,888 | $414,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 328,391 | $404,000 | thousands by filing date | principal |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 893,558 | $402,000 | thousands by filing date | principal |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 173,197 | $343,000 | thousands by filing date | principal |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 293,873 | $341,000 | thousands by filing date | principal |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 628,113 | $333,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 256,140 | $307,000 | thousands by filing date | principal |
| MACONDRAY CAP ACQUISITN CORP | G5853A115 | *W EXP 05/31/202 | 581,906 | $306,000 | thousands by filing date | principal |
| SOFTWARE ACQUISITN GRP INC I | 83407J111 | *W EXP 02/02/202 | 551,429 | $301,000 | thousands by filing date | principal |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 185,763 | $294,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 833,333 | $292,000 | thousands by filing date | principal |
| CLEANTECH ACQUISITION CORP | 18453L115 | WTS | 616,835 | $284,000 | thousands by filing date | principal |
| BELONG ACQUISITION CORP | 08069M110 | *W EXP 03/23/202 | 499,400 | $275,000 | thousands by filing date | principal |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 239,044 | $251,000 | thousands by filing date | principal |
| ALDEL FINANCIAL INC | 01407X112 | W EXP 99/99/999 | 117,417 | $240,000 | thousands by filing date | principal |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 552,006 | $237,000 | thousands by filing date | principal |
| AGRICO ACQUISITION CORP | G41089114 | *W EXP 07/08/202 | 523,575 | $236,000 | thousands by filing date | principal |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 214,012 | $214,000 | thousands by filing date | principal |
| SHELTER ACQUISITION CORP I | 822821112 | *W EXP 02/25/202 | 407,622 | $204,000 | thousands by filing date | principal |
| WTS/NORTHERN LIGHTS ACQUISITN CORP EXP11/01/2027 | 66538L113 | COM | 430,985 | $190,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 520,532 | $167,000 | thousands by filing date | principal |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 124,172 | $138,000 | thousands by filing date | principal |
| SPRINGWATER SPECIAL SITUATIONS | 85205u115 | WT | 252,266 | $116,000 | thousands by filing date | principal |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 18,984 | $89,000 | thousands by filing date | |
| Surrozen, Inc. | 86889P109 | COM | 11,701 | $83,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 57,533 | $81,000 | thousands by filing date | principal |
| PROTERRA INC | 74374T117 | *W EXP 09/22/202 | 22,578 | $59,000 | thousands by filing date | principal |
| CELLEBRITE DI LTD | M2197Q957 | ORDINARY SHARES | 5,000 | $46,000 | thousands by filing date | put |
| AMCI ACQUISITION CORP II | 00166R118 | *W EXP 08/06/202 | 82,842 | $46,000 | thousands by filing date | principal |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 5,214 | $43,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W957 | PUT | 1,500 | $15,000 | thousands by filing date | put |
| ENDURANCE ACQUISITION CORP | G3041W123 | UNIT 09/01/2026 | 1,432 | $14,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 5,511 | $11,000 | thousands by filing date | principal |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 1,000 | $10,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 575 | $7,000 | thousands by filing date | |
| INTELLIGENT PROTECTION MANAG | 69764K106 | COM | 328 | $3,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919185-21-000006 | this filing | 2021-11-12 | acceptance time not in the bulk data set |