13F-HR filed by HIGHBRIDGE CAPITAL MANAGEMENT LLC
HIGHBRIDGE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 117 holding rows worth $2,611,660,000.
- Accession
- 0000919185-21-000002
- Filer
- CIK 919185
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 117 entries on the cover page, a total value of $2,611,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,611,660,000 with VALUE read as thousands by filing date, 13F file number 028-04134. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 650,000 | $243,022,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 42,000,000 | $87,465,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 1,153,459 | $81,273,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 40,000,000 | $66,958,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 33,915,000 | $63,127,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 49,000,000 | $60,984,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 47,920,000 | $60,858,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 7,740,213 | $60,760,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 54,400,000 | $56,304,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 25,477,000 | $56,304,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 25,500,000 | $53,227,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 34,925,000 | $52,876,000 | thousands by filing date | principal |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 53,927,000 | $51,096,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 308,901 | $49,900,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 25,800,000 | $46,891,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 48,035,000 | $46,114,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W104 | COM | 1,102,809 | $44,653,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 40,000,000 | $43,866,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 192,801 | $42,829,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 24,000,000 | $41,051,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 32,500,000 | $40,987,000 | thousands by filing date | principal |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 53,175,000 | $37,754,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 28,280,000 | $37,057,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 38,445,000 | $36,811,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 44,162,000 | $35,330,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 37,377,000 | $35,209,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 35,995,000 | $34,967,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 39,392,000 | $34,911,000 | thousands by filing date | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 55,943,000 | $34,742,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 48,566,000 | $34,360,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 25,700,000 | $34,215,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 133,262 | $33,345,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 28,650,000 | $32,959,000 | thousands by filing date | principal |
| SWITCHBACK ENERGY ACQUISTN C | 87105M952 | OPTION | 820,100 | $32,870,000 | thousands by filing date | put |
| VELODYNE LIDAR INC | 92259F101 | COM | 1,389,307 | $31,704,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 29,500,000 | $30,385,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 31,014,000 | $29,401,000 | thousands by filing date | principal |
| QUOTIENT LTD | G73268107 | SHS | 5,335,191 | $27,796,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424955 | OPTION | 800,000 | $27,200,000 | thousands by filing date | put |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 28,000,000 | $26,740,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 2,649,998 | $26,526,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 20,100,000 | $24,724,000 | thousands by filing date | principal |
| LANNETT CO INC | 51602UAC2 | BOND | 35,800,000 | $23,986,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 17,288,000 | $23,956,000 | thousands by filing date | principal |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 1,416,725 | $21,846,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 16,000,000 | $21,070,000 | thousands by filing date | principal |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 870,468 | $20,500,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 22,241,000 | $20,217,000 | thousands by filing date | principal |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 18,845,000 | $20,168,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 22,977,000 | $18,267,000 | thousands by filing date | principal |
| TATTOOED CHEF INC | 87663X110 | *W EXP 10/15/202 | 1,548,688 | $17,655,000 | thousands by filing date | principal |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 487,581 | $16,579,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 959,886 | $16,509,000 | thousands by filing date | |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 17,223,000 | $15,925,000 | thousands by filing date | principal |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 1,500,000 | $15,435,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,274,368 | $14,490,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 1,300,000 | $13,949,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 335,172 | $13,440,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 1,242,092 | $13,104,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 1,250,000 | $12,938,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 5,504 | $12,259,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 5,000,000 | $12,208,000 | thousands by filing date | principal |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 1,150,000 | $12,018,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 826,430 | $11,702,000 | thousands by filing date | |
| WAYFAIR INC | 94419L951 | PUT | 50,000 | $11,291,000 | thousands by filing date | put |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 997,890 | $10,628,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 1,000,000 | $10,450,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 1,000,000 | $10,300,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 760,000 | $9,166,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 64,600 | $8,818,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 790,175 | $8,139,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 449,400 | $7,536,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 691,849 | $7,264,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 880,713 | $7,222,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,000,000 | $6,810,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 4,011,884 | $6,379,000 | thousands by filing date | principal |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 2,248,650 | $6,364,000 | thousands by filing date | principal |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 600,000 | $6,330,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 6,482,000 | $6,070,000 | thousands by filing date | principal |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 500,000 | $5,690,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 84,700 | $5,679,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X113 | *W EXP 03/31/202 | 1,165,512 | $5,606,000 | thousands by filing date | principal |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 1,545,800 | $5,549,000 | thousands by filing date | principal |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 530,500 | $5,432,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 500,000 | $5,400,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 360,155 | $5,356,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 247,306 | $4,649,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V959 | PUT | 50,000 | $4,223,000 | thousands by filing date | put |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 357,761 | $4,186,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 420,000 | $4,145,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 66,500 | $4,138,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 357,584 | $3,558,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,187,000 | $2,979,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 34,324 | $2,858,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 206,826 | $2,854,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X955 | COM CL A | 159,400 | $2,742,000 | thousands by filing date | put |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 6,158,759 | $2,202,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 200,000 | $2,100,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 350,000 | $1,435,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 833,333 | $1,300,000 | thousands by filing date | principal |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 250,000 | $1,190,000 | thousands by filing date | principal |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 782,626 | $1,174,000 | thousands by filing date | principal |
| CF FINANCE ACQUISITION CORP | 15725Q112 | *W EXP 08/01/202 | 400,000 | $964,000 | thousands by filing date | principal |
| PANACEA ACQUISITION CORP | 698102118 | *W EXP 07/07/202 | 261,230 | $836,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 501,977 | $763,000 | thousands by filing date | principal |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 275,655 | $744,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 520,532 | $739,000 | thousands by filing date | principal |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 528,232 | $718,000 | thousands by filing date | principal |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 100,000 | $565,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C904 | CALL | 250,000 | $533,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 79,850 | $279,000 | thousands by filing date | principal |
| POLARITYTE INC | 731094908 | COM | 296,200 | $201,000 | thousands by filing date | call |
| CIIG MERGER CORP | 12559C953 | Put | 3,900 | $110,000 | thousands by filing date | put |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 66,967 | $92,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 46,837 | $81,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104107 | CMN | 13,895 | $45,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 746 | $6,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919185-21-000002 | this filing | 2021-02-12 | acceptance time not in the bulk data set |