13F-HR filed by HIGHBRIDGE CAPITAL MANAGEMENT LLC
HIGHBRIDGE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 85 holding rows worth $1,855,287,000.
- Accession
- 0000919185-20-000014
- Filer
- CIK 919185
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 85 entries on the cover page, a total value of $1,855,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,855,287,000 with VALUE read as thousands by filing date, 13F file number 028-04134. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 525,000 | $174,494,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 38,500,000 | $99,882,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 64,842,000 | $63,520,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 621,338 | $61,171,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 433,901 | $58,234,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 1,066,006 | $56,829,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 58,500,000 | $54,143,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 44,920,000 | $49,468,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 22,500,000 | $47,192,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 53,400,000 | $44,684,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 48,555,000 | $43,700,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767EAC6 | NOTE 5.000% 4/0 | 35,456,854 | $42,725,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 45,243,000 | $42,712,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 16,000,000 | $40,780,000 | thousands by filing date | principal |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 45,863,000 | $40,417,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 185,854 | $39,217,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 55,943,000 | $39,071,000 | thousands by filing date | principal |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 52,925,000 | $36,518,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 41,600,000 | $33,653,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 37,000,000 | $33,505,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 36,445,000 | $33,081,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 32,495,000 | $31,313,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 46,566,000 | $31,025,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 27,350,000 | $29,476,000 | thousands by filing date | principal |
| QUOTIENT LTD | G73268107 | SHS | 5,428,844 | $28,284,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L950 | CL A | 525,000 | $28,093,000 | thousands by filing date | put |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 17,308,000 | $27,407,000 | thousands by filing date | principal |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 28,000,000 | $26,740,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 29,377,000 | $26,564,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 31,481,000 | $26,208,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 1,232,900 | $25,706,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 25,000,000 | $24,917,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 64,446 | $23,475,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 102,990 | $23,217,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 22,041,000 | $21,628,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 25,500,000 | $19,380,000 | thousands by filing date | principal |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 18,845,000 | $18,751,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 22,977,000 | $18,496,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 23,325,000 | $18,345,000 | thousands by filing date | principal |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 322,280 | $17,245,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 19,014,000 | $16,922,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L951 | PUT | 50,000 | $14,733,000 | thousands by filing date | put |
| KKR & CO INC | 48251W104 | COM | 422,889 | $14,459,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F953 | PUT | 551,000 | $14,073,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 277,597 | $13,608,000 | thousands by filing date | |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 15,809,000 | $12,924,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 156,960 | $12,709,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 416,200 | $11,633,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 1,454,967 | $10,665,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 10,800,000 | $9,833,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 10,000,000 | $9,596,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 2,414,487 | $9,416,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 850,000 | $9,325,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 326,000 | $8,326,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 676,034 | $8,281,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 4,453 | $7,450,000 | thousands by filing date | |
| UTZ BRANDS INC | 918090119 | W EXP 08/28/202 | 1,000,425 | $6,483,000 | thousands by filing date | principal |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 220,000 | $6,274,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 433,180 | $5,779,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 298,137 | $5,414,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 19,000 | $5,144,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 500,000 | $4,775,000 | thousands by filing date | principal |
| CARDLYTICS INC | 14161W105 | COM | 58,919 | $4,125,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 6,158,759 | $4,125,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 350,000 | $3,801,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 117,766 | $3,268,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,187,000 | $2,972,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,000,000 | $2,950,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 3,509,593 | $2,843,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 97,875 | $2,650,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784956 | PUT | 132,600 | $1,913,000 | thousands by filing date | put |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 122,600 | $1,769,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U958 | PUT | 159,400 | $1,749,000 | thousands by filing date | put |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 300,000 | $1,377,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 1,000,000 | $1,000,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 520,532 | $718,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C904 | CALL | 250,000 | $308,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 100,000 | $237,000 | thousands by filing date | principal |
| AEMETIS INC | 00770K202 | COM NEW | 70,768 | $224,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 447,940 | $134,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102118 | *W EXP 07/07/202 | 7,065 | $17,000 | thousands by filing date | principal |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 870,468 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DOLPHIN ENTMT INC | 25686H118 | *W EXP 12/26/202 | 110,000 | $7,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 127 | $3,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919185-20-000014 | this filing | 2020-11-12 | acceptance time not in the bulk data set |