13F-HR filed by HIGHBRIDGE CAPITAL MANAGEMENT LLC
HIGHBRIDGE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 82 holding rows worth $1,175,275,000.
- Accession
- 0000919185-20-000012
- Filer
- CIK 919185
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 82 entries on the cover page, a total value of $1,175,275,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,175,275,000 with VALUE read as thousands by filing date, 13F file number 028-04134. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 500,000 | $154,180,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 39,000,000 | $69,810,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 70,000,000 | $65,817,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 57,513,000 | $55,010,000 | thousands by filing date | principal |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 48,095,000 | $50,319,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 47,265,000 | $49,265,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 16,000,000 | $41,312,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 357,020 | $34,892,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 38,700,000 | $33,860,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 268,513 | $32,761,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 41,045,000 | $32,428,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 645,258 | $31,443,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 36,775,000 | $30,098,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 33,500,000 | $29,899,000 | thousands by filing date | principal |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 28,000,000 | $26,740,000 | thousands by filing date | principal |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 36,425,000 | $25,457,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 29,590,000 | $23,376,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 35,566,000 | $21,651,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 26,703,000 | $21,420,000 | thousands by filing date | principal |
| QUOTIENT LTD | G73268107 | SHS | 2,871,600 | $21,250,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 18,200,000 | $20,634,000 | thousands by filing date | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 27,943,000 | $20,241,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 19,850,000 | $19,588,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 22,000,000 | $18,620,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 17,527,000 | $15,687,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 15,252,000 | $14,136,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 16,375,000 | $11,888,000 | thousands by filing date | principal |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 42,500 | $11,774,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 11,500,000 | $10,797,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 50,100 | $9,955,000 | thousands by filing date | |
| WAYFAIR INC | 94419L951 | PUT | 50,000 | $9,881,000 | thousands by filing date | put |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 10,809,000 | $9,189,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 2,414,487 | $9,151,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 85,310 | $8,645,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 42,700 | $8,550,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 72,289 | $7,916,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960WAA2 | BOND | 21,000,000 | $7,298,000 | thousands by filing date | principal |
| CARNIVAL CORP | 143658950 | PUT | 400,000 | $6,568,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 27,800 | $6,385,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 141,765 | $6,280,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 6,400,000 | $5,750,000 | thousands by filing date | principal |
| DATADOGINCCLASSA | 23804L103 | STOK | 64,900 | $5,643,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938L903 | NY REGISTRY SH | 500,000 | $5,365,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 45,000 | $5,275,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3,153 | $5,021,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 52,383 | $4,637,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 57,388 | $4,570,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,454,967 | $4,423,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 96,486 | $4,083,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 4,668,389 | $4,015,000 | thousands by filing date | principal |
| LIVONGO HEALTH INC | 539183103 | COM | 51,600 | $3,880,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 4,325,182 | $3,707,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 75,032 | $3,296,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 301,500 | $3,235,000 | thousands by filing date | |
| NIKOLA CORP | 654110113 | *W EXP 06/03/202 | 95,000 | $3,154,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 11040G103 | COM | 211,748 | $2,950,000 | thousands by filing date | |
| NIKOLA CORP | 654110955 | COM | 35,500 | $2,397,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 13,150 | $2,325,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 400,886 | $2,288,000 | thousands by filing date | principal |
| HUBSPOTINC | 443573100 | STOK | 9,600 | $2,154,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 35,700 | $1,987,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,992,000 | $1,773,000 | thousands by filing date | principal |
| PAGERDUTY INC COM | 69553P100 | Stock | 56,700 | $1,623,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 130,500 | $1,330,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 7,723,749 | $1,298,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 127,407 | $984,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 50,000 | $915,000 | thousands by filing date | put |
| VERASTEM INC | 92337C904 | CALL | 450,000 | $774,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 520,532 | $651,000 | thousands by filing date | principal |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 50,000 | $540,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,000,000 | $390,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 50,000 | $235,000 | thousands by filing date | principal |
| GRAF INDL CORP | 384278115 | Stock | 50,000 | $114,000 | thousands by filing date | principal |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 71,048 | $107,000 | thousands by filing date | principal |
| AEMETIS INC | 00770K202 | COM NEW | 70,768 | $56,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,731 | $49,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 2,204,451 | $47,000 | thousands by filing date | principal |
| DENBURY RES INC DEL | U2481AAK4 | DEBT 6.375%12/3 | 262,000 | $39,000 | thousands by filing date | principal |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 70,210 | $15,000 | thousands by filing date | principal |
| DOLPHIN ENTMT INC | 25686H118 | *W EXP 12/26/202 | 110,000 | $7,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 127 | $2,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919185-20-000012 | this filing | 2020-08-14 | acceptance time not in the bulk data set |