13F-HR filed by HIGHBRIDGE CAPITAL MANAGEMENT LLC
HIGHBRIDGE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 87 holding rows worth $934,193,000.
- Accession
- 0000919185-20-000010
- Filer
- CIK 919185
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 87 entries on the cover page, a total value of $934,193,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $934,193,000 with VALUE read as thousands by filing date, 13F file number 028-04134. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 55,065,000 | $74,896,000 | thousands by filing date | principal |
| SEA LTD | 81141RAB6 | CONV BD US | 17,500,000 | $40,545,000 | thousands by filing date | principal |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 42,095,000 | $37,441,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 905,297 | $34,093,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 42,000,000 | $29,034,000 | thousands by filing date | principal |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 33,200,000 | $28,220,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 627,000 | $27,644,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 15,500,000 | $26,585,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 10,055,000 | $26,051,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 30,000,000 | $25,950,000 | thousands by filing date | principal |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 100,000 | $25,775,000 | thousands by filing date | put |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 20,000,000 | $25,278,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767EAC6 | NOTE 5.000% 4/0 | 25,038,294 | $24,414,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 36,390,000 | $23,790,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 35,275,000 | $23,282,000 | thousands by filing date | principal |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 30,425,000 | $21,298,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 29,000,000 | $20,554,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 20,000,000 | $19,967,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 24,468,000 | $19,146,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 17,100,000 | $18,095,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 17,850,000 | $17,933,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 16,500,000 | $17,090,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 19,289,000 | $16,589,000 | thousands by filing date | principal |
| QUOTIENT LTD | G73268107 | SHS | 4,164,297 | $16,449,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 13,331,000 | $16,208,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 311,018 | $14,724,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 302,567 | $13,855,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 9,131,000 | $12,994,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 14,407,000 | $12,246,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 126,417 | $11,696,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 12,612,000 | $11,669,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 4,828,974 | $11,348,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 18,066,000 | $11,252,000 | thousands by filing date | principal |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 3,424,981 | $10,857,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 12,765,000 | $9,829,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 4,750,000 | $9,690,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 10,809,000 | $8,366,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 4,500,000 | $8,213,000 | thousands by filing date | principal |
| TELIGENT INC NEW | 87960WAA2 | BOND | 21,000,000 | $7,298,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 11,500,000 | $7,274,000 | thousands by filing date | principal |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 34,554,000 | $7,256,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 105,814 | $7,185,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 8,401,000 | $6,532,000 | thousands by filing date | principal |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 14,000,000 | $6,440,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 6,500,000 | $5,720,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 6,098,000 | $5,610,000 | thousands by filing date | principal |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 6,000,000 | $5,287,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 7,125,000 | $5,264,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,500,000 | $5,147,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 1,948,122 | $5,143,000 | thousands by filing date | |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 6,000,000 | $4,755,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 5,000,000 | $4,210,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 58,600 | $4,174,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,037,197 | $3,672,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 6,083,415 | $3,468,000 | thousands by filing date | principal |
| ARCH COAL INC | 039380407 | COMMON STOCK | 118,613 | $3,428,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,454,967 | $3,419,000 | thousands by filing date | |
| LUCKIN COFFEE INC | 54951L959 | PUT | 102,500 | $2,787,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L951 | PUT | 50,000 | $2,672,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 12,300 | $2,606,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 3,500,000 | $2,599,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 37,766 | $2,541,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 32,496 | $2,273,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 41,300 | $2,163,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 51,562 | $1,968,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 2,020,741 | $1,313,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 3,000,000 | $1,290,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 100,000 | $1,158,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 671,347 | $900,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,020,000 | $897,000 | thousands by filing date | principal |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 550,000 | $768,000 | thousands by filing date | principal |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 1,000,000 | $744,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 25,800 | $627,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 626,895 | $602,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 545,000 | $500,000 | thousands by filing date | principal |
| FORD MTR CO | 345370950 | PUT | 70,000 | $338,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 50,400 | $321,000 | thousands by filing date | put |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 295,478 | $304,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,391,000 | $136,000 | thousands by filing date | principal |
| GRAF INDL CORP | 384278115 | Stock | 1,268,362 | $127,000 | thousands by filing date | principal |
| DENBURY RES INC DEL | U2481AAK4 | DEBT 6.375%12/3 | 262,000 | $110,000 | thousands by filing date | principal |
| AEMETIS INC | 00770K202 | COM NEW | 70,768 | $37,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 146,826 | $29,000 | thousands by filing date | principal |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 154,669 | $27,000 | thousands by filing date | principal |
| DOLPHIN ENTMT INC | 25686H118 | *W EXP 12/26/202 | 110,000 | $7,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 127 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919185-20-000010 | this filing | 2020-05-15 | acceptance time not in the bulk data set |