13F-HR filed by HIGHBRIDGE CAPITAL MANAGEMENT LLC
HIGHBRIDGE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 79 holding rows worth $684,993,000.
- Accession
- 0000919185-19-000008
- Filer
- CIK 919185
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 79 entries on the cover page, a total value of $684,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $684,993,000 with VALUE read as thousands by filing date, 13F file number 028-04134. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 242,000 | $71,819,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 5,091,700 | $60,769,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTURA ENERGY INC | 21241B100 | COM | 1,287,204 | $35,990,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 36,400,000 | $30,051,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200,000 | $27,774,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 37,825,000 | $25,876,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC COM | 745867101 | Stock | 650,000 | $23,758,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081507 | Stock | 1,199,900 | $22,702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 150,000 | $22,701,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 33,250,000 | $20,782,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 13,554,000 | $20,096,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 26,526,000 | $19,704,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 15,000,000 | $18,330,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 26,425,000 | $18,168,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 19,407,000 | $16,398,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 18,000,000 | $16,303,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 21,750,000 | $16,100,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ASHLAND INC | 044186104 | COM | 200,000 | $15,410,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 15,000,000 | $15,235,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HOSTESS BRANDS INC | 44109J114 | WTS | 8,799,221 | $14,959,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 32,118,000 | $13,410,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 16,000,000 | $13,175,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT LTD | G73268107 | SHS | 1,669,334 | $12,971,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 10,800,000 | $10,075,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 2,305,348 | $9,015,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 21,625,000 | $8,616,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 10,635,000 | $7,844,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960WAA2 | BOND | 18,000,000 | $7,650,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GEO GROUP INC NEW | 36162J106 | COM | 431,800 | $7,488,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INFINERA CORP | 45667GAC7 | BOND | 8,500,000 | $7,432,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AVAYA HLDGS CORP | 05351X101 | COM | 650,000 | $6,650,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 6,700,000 | $6,612,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICINES CO | 584688105 | COM | 130,600 | $6,530,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 712,200 | $6,367,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 454,400 | $5,089,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 11,066,000 | $4,625,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 5,450,000 | $3,878,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 938,764 | $3,727,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCENDRA HEALTH INC | 690732102 | COM | 414,700 | $2,409,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 4,000,000 | $2,395,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P101 | COM | 98,000 | $2,234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,860,254 | $2,176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,077,863 | $2,113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 166,640 | $1,651,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 59,664 | $1,437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVAYA HLDGS CORP | 05351X101 | COM | 131,000 | $1,340,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 63,400 | $1,185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OKTAINCCLASSA | 679295105 | STOK | 10,600 | $1,044,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375N103 | COM | 497,123 | $1,039,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 1,190,944 | $1,012,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEST INC | 08653C106 | SPONSORED ADS | 188,754 | $997,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 2,996,000 | $989,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 1,355,000 | $786,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 663,536 | $770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 381,765 | $706,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIO INC SPON ADS | 62914V106 | ADR | 446,316 | $696,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 633,564 | $634,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAF INDL CORP | 384278115 | Stock | 1,586,700 | $619,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 994,300 | $597,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 739,300 | $517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 500,000 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 581,042 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 1,275,414 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 725,800 | $363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 429,800 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 970,060 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIO INC SPON ADS | 62914V106 | ADR | 193,000 | $301,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENBURY RES INC DEL | U2481AAK4 | DEBT 6.375%12/3 | 262,000 | $156,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NANTHEALTH INC | 630104107 | CMN | 213,900 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,200 | $146,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 369,493 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,700 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTREXON CORP | 46122T102 | COM | 13,600 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y115 | *W EXP 12/24/201 | 250,000 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 3,625,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 3,425,000 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 11,700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOLPHIN ENTMT INC | 25686H118 | *W EXP 12/26/202 | 110,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 70,768 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919185-19-000008 | this filing | 2019-11-14 | acceptance time not in the bulk data set |