13F-HR filed by HIGHBRIDGE CAPITAL MANAGEMENT LLC
HIGHBRIDGE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 166 holding rows worth $1,511,834,000.
- Accession
- 0000919185-19-000006
- Filer
- CIK 919185
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 166 entries on the cover page, a total value of $1,511,834,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,511,834,000 with VALUE read as thousands by filing date, 13F file number 028-04134. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONTURA ENERGY INC | 21241B100 | COM | 1,353,910 | $70,267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 5,093,000 | $69,137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $46,651,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 150,000 | $43,950,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 500,000 | $43,590,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 300,000 | $39,960,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 53,500,000 | $38,770,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 47,503,000 | $35,278,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782BAA2 | NOTE 5.500% 6/1 | 25,466,000 | $31,988,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 700,000 | $30,037,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZIONS BANCORPORATION | 989701107 | COM | 650,600 | $29,915,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081507 | Stock | 1,440,085 | $29,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 41,325,000 | $29,160,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 2,750,000 | $28,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 2,142,124 | $26,991,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIASAT INC | 92552V100 | COM | 323,300 | $26,129,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 29,000,000 | $26,118,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC COM | 745867101 | Stock | 800,000 | $25,296,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 3,559,942 | $24,602,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 875,000 | $22,750,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 34,250,000 | $22,150,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 22,500,000 | $22,098,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 26,425,000 | $20,480,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 750,000 | $20,438,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 1,999,998 | $20,250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 20,000,000 | $19,894,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 19,000,000 | $19,404,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 1,968,198 | $19,387,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT LTD | G73268107 | SHS | 1,978,355 | $18,498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 19,407,000 | $17,927,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200,000 | $17,542,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARVANA CO CL A | 146869102 | Stock | 280,000 | $17,525,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 20,000,000 | $17,469,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TPG PACE HLDGS CORP | G89827128 | CL A | 1,622,601 | $16,859,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 15,000,000 | $16,838,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HOSTESS BRANDS INC | 44109J114 | WTS | 8,800,000 | $16,588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHLAND INC | 044186104 | COM | 200,000 | $15,994,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 1,537,908 | $15,711,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,500,000 | $15,638,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 17,000,000 | $15,595,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN DIGITAL CORP | 958102105 | COM | 325,000 | $15,454,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 17,650,000 | $14,344,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 128,000 | $14,082,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 13,075,000 | $13,551,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,238 | $13,251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 1,309,021 | $13,228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 32,118,000 | $12,847,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 473,700 | $12,420,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 450,000 | $12,263,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 22,625,000 | $12,260,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| M.D.C. HOLDINGS INC | 552676108 | COM | 373,400 | $12,239,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XEROX CORP | 984121608 | COM NEW | 338,500 | $11,986,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INFINERA CORP | 45667GAC7 | BOND | 17,000,000 | $11,550,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 400,000 | $11,264,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 100,000 | $11,002,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVAYA HLDGS CORP | 05351X101 | COM | 881,824 | $10,503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 1,017,132 | $10,167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEO GROUP INC NEW | 36162J106 | COM | 481,200 | $10,110,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960WAA2 | BOND | 18,000,000 | $9,630,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 348,234 | $8,581,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 815,000 | $8,362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 36,617 | $8,182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 694,882 | $7,244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 250,000 | $6,500,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 7,650,000 | $6,469,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,214,400 | $6,218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 130,000 | $6,123,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL PLC ADS | 14365C103 | ADR | 131,500 | $5,953,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IAC INTERACTIVECORP | 44919P508 | COM | 27,259 | $5,930,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 19,600 | $5,743,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 33,000 | $5,592,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 115,969 | $5,307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 180,000 | $4,905,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 80,000 | $4,208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 306,230 | $3,867,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 800,000 | $3,792,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTLAKE CORPORATION | 960413102 | COM | 50,000 | $3,473,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 4,000,000 | $3,193,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GREEN PLAINS INC | 393222104 | COM | 294,347 | $3,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL B | 526057302 | Stock | 81,067 | $3,122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. COM | 55306N104 | Stock | 40,000 | $3,116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 71,500 | $3,068,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINA CORP | G81477104 | ORD | 70,000 | $3,019,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALBEMARLE CORP | 012653101 | COM | 40,000 | $2,816,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $2,794,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P101 | COM | 140,800 | $2,739,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 287,505 | $2,544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 196,200 | $2,427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 20,000 | $2,348,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 1,190,944 | $2,269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,828,784 | $2,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,445 | $1,939,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 2,996,000 | $1,917,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 27,500 | $1,835,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 37,900 | $1,785,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 260,700 | $1,713,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 1,355,000 | $1,701,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 250,000 | $1,643,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 1,207,100 | $1,599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 91,100 | $1,566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 989,865 | $1,411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 111,200 | $1,381,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 19,000 | $1,268,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375N103 | COM | 473,198 | $1,155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 25,000 | $1,095,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNISYS CORP | 909214306 | COMMON STOCK | 107,623 | $1,046,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 600,000 | $1,014,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELADOC HEALTH INC | 87918A105 | COM | 14,500 | $963,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 267,171 | $962,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 950,000 | $926,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KLA CORP | 482480100 | COM | 7,800 | $922,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 998,600 | $849,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 490,100 | $821,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAF INDL CORP | 384278115 | Stock | 2,000,000 | $750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 792,300 | $741,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,000 | $739,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 666,666 | $734,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 918,342 | $716,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 6,300 | $715,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREXON CORP | 46122T102 | COM | 89,000 | $682,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,000 | $664,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 509,670 | $650,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 889,984 | $592,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 429,800 | $585,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 449,231 | $573,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 875,000 | $570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 393,400 | $561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 247,998 | $548,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 400,000 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 800,000 | $520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 7,000 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AK STEEL HOLDING CORP | 001547108 | COM | 213,500 | $506,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 681,173 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 748,499 | $475,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 789,858 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 433,333 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 893,540 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 620,326 | $422,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 1,279,564 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 14,400 | $375,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 481,500 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,600 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,000 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTABA INC | 021346101 | COM | 4,900 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTHEALTH INC | 630104107 | CMN | 628,972 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 28,300 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 250,000 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,000,000 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,804 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y115 | *W EXP 12/24/201 | 250,000 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 727,200 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 28,700 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 195,443 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 500,000 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 25,000 | $213,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 226,700 | $210,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 207,044 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 600,000 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 525,000 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,700 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALTA MESA RES INC | 02133L109 | CL A | 800,000 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 3,625,000 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 3,425,000 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 25,300 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLPHIN ENTMT INC | 25686H118 | *W EXP 12/26/202 | 110,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 70,768 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919185-19-000006 | this filing | 2019-08-14 | acceptance time not in the bulk data set |