13F-HR filed by HIGHBRIDGE CAPITAL MANAGEMENT LLC
HIGHBRIDGE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 353 holding rows worth $3,386,584,000.
- Accession
- 0000919185-19-000002
- Filer
- CIK 919185
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 353 entries on the cover page, a total value of $3,386,584,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,386,584,000 with VALUE read as thousands by filing date, 13F file number 028-04134. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 580,000 | $144,954,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TR | 46090E103 | COM | 600,000 | $92,556,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 360,000 | $89,972,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 5,461,200 | $79,034,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,500,000 | $70,320,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 550,500 | $59,890,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 48,800,000 | $59,159,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CONTURA ENERGY INC | 21241B100 | COM | 857,186 | $56,351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,737,500 | $54,083,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 21,054,000 | $45,800,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,092,700 | $44,816,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 4,387,534 | $42,055,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 61,000,000 | $41,615,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 36,000,000 | $40,509,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 45,000,000 | $40,322,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 52,100,000 | $39,530,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 44,224,000 | $38,475,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 300,000 | $36,375,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZIONS BANCORPORATION | 989701107 | COM | 869,300 | $35,415,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 885,800 | $34,616,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 30,000,000 | $34,350,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 250,000 | $34,268,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 250,000 | $33,475,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 30,000,000 | $32,222,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR TREE INC COM | 256746108 | Stock | 356,130 | $32,166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 269,576 | $29,284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GODADDY INC CL A | 380237107 | Stock | 440,720 | $28,920,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 3,000,000 | $28,845,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 42,836,000 | $28,672,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782BAA2 | NOTE 5.500% 6/1 | 25,466,000 | $28,469,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 2,849,700 | $27,856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NICE SYS INC | 65366HAB9 | BOND | 20,000,000 | $27,484,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 2,009,575 | $26,827,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 2,600,000 | $25,987,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TPG PACE HLDGS CORP | G89827128 | CL A | 2,500,000 | $24,975,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 2,500,000 | $24,238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAP CORP | 17142R103 | COM CL A | 2,500,000 | $23,888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 601,000 | $23,487,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 253,707 | $23,432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 2,250,000 | $22,523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 14,700 | $22,079,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 2,250,000 | $22,028,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 14,500 | $21,779,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 20,000,000 | $21,012,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 26,425,000 | $20,876,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC COM | 745867101 | Stock | 800,000 | $20,792,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 19,000,000 | $20,769,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 35,250,000 | $20,632,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ZYNGA INC. | 98986T108 | CL A | 5,023,315 | $19,741,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 1,999,998 | $19,620,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 1,999,998 | $19,330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 515,000 | $19,045,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 56,960 | $18,956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHLAND INC | 044186104 | COM | 264,000 | $18,733,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT LTD | G73268107 | SHS | 3,003,433 | $18,382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 30,000,000 | $18,354,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 365,900 | $18,259,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 54,300 | $18,070,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 21,625,000 | $17,240,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 11,500,000 | $16,945,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 16,000,000 | $16,393,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 19,407,000 | $16,272,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 15,000,000 | $15,895,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 130,200 | $15,821,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 15,000,000 | $15,610,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000,000 | $15,420,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 1,537,895 | $15,363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 1,500,000 | $15,090,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUNGE LTD | G16962105 | COM | 282,000 | $15,070,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 907,055 | $14,985,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED HAT INC | 756577102 | COM | 85,000 | $14,929,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 15,000,000 | $14,927,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 435,000 | $14,552,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAF INDL CORP | 384278107 | COM | 1,500,000 | $14,415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 16,000,000 | $14,120,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 274,040 | $13,497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960WAA2 | BOND | 18,500,000 | $13,447,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PAN AMERN SILVER CORP | 697900108 | COM | 910,879 | $13,299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 120,900 | $13,153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 18,050,000 | $12,970,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 12,375,000 | $12,805,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 1,299,999 | $12,772,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 18,000,000 | $12,670,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 1,250,000 | $12,506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 1,200,000 | $12,048,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 15,580,000 | $11,929,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 12,000,000 | $11,919,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 12,600,000 | $11,906,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 300,000 | $11,718,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 13,151,000 | $11,695,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP COM | 45337C102 | Stock | 176,900 | $11,249,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 1,155,855 | $11,177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 91,600 | $11,130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 154,954 | $11,127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUNGE LTD | G16962105 | COM | 200,000 | $10,688,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440101 | COM | 260,000 | $10,686,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 400,000 | $10,612,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 389,428 | $10,538,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 96,600 | $10,487,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 129,243 | $10,481,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 306,900 | $10,266,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RALPH LAUREN CORP | 751212101 | CL A | 98,100 | $10,149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 1,000,000 | $10,120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 1,000,000 | $9,955,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVR INC COM | 62944T105 | Stock | 4,077 | $9,936,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 275,000 | $9,922,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 170,500 | $9,778,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 10,000,000 | $9,716,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REALPAGE INC | 75606NAB5 | NOTE | 7,500,000 | $9,700,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 1,000,000 | $9,675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 200,000 | $9,624,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOWDUPONT INC | 26078J100 | COM | 177,000 | $9,466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 782,191 | $8,776,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN PLAINS INC | 393222104 | COM | 665,951 | $8,731,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 50,000 | $8,702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 9,000,000 | $8,509,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INFINERA CORP | 45667GAC7 | BOND | 11,603,000 | $8,463,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 850,000 | $8,453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSTESS BRANDS INC | 44109J114 | WTS | 9,040,000 | $8,362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 133,500 | $8,194,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 31,853 | $7,498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 399,035 | $7,366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 750,000 | $7,316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 147,837 | $7,288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 728,000 | $7,262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 6,500,000 | $7,203,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 67,500 | $7,187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GNC Holdings | 36191GAB3 | CONV BOND | 10,000,000 | $7,151,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 47,500 | $7,103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 117,200 | $7,003,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 96,187 | $6,906,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPG PHOTONICS CORP | 44980X109 | COM | 60,000 | $6,797,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 50,000 | $6,676,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 2,165,000 | $6,636,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. COM | 55306N104 | Stock | 101,296 | $6,544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 92,500 | $6,522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 90,000 | $6,457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 6,500,000 | $6,427,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 794,354 | $6,410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTRA CORP COM | 92840M102 | Stock | 280,000 | $6,409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 166,500 | $6,360,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITI GROUP INC | 91325V108 | COM | 400,000 | $6,228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,700,000 | $6,052,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 6,450,000 | $6,025,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184L102 | COM | 209,086 | $6,009,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 150,000 | $5,912,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 21,798 | $5,835,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 181,100 | $5,746,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 15,000,000 | $5,737,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 142,500 | $5,720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 110,500 | $5,612,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FMC CORP COM NEW | 302491303 | Stock | 75,000 | $5,547,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 111,500 | $5,365,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 50,000 | $5,179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 47,075 | $5,121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 1,600,000 | $5,112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHOSTAR CORP | 278768106 | CL A | 138,736 | $5,094,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 130,100 | $5,084,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 5,000,000 | $5,015,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DAUCH CORP | 024061103 | COM | 450,746 | $5,003,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 500,000 | $4,980,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 76,000 | $4,824,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 5,000,000 | $4,762,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 150,960 | $4,717,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 450,000 | $4,644,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P101 | COM | 216,700 | $4,636,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 92,900 | $4,635,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 9,494,367 | $4,556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 44,300 | $4,500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 42,095 | $4,316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. COM | 55306N104 | Stock | 66,000 | $4,263,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 43,164 | $4,221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 550,000 | $4,164,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30,000 | $4,112,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440101 | COM | 100,000 | $4,110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 48,766 | $4,101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEMIS INC | 081437105 | COM | 87,012 | $3,994,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 100,000 | $3,960,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 100,000 | $3,960,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 65,400 | $3,908,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 65,000 | $3,836,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 21,308 | $3,785,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50,000 | $3,781,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 15,000 | $3,749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P101 | COM | 175,000 | $3,743,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 28,000 | $3,694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 24,600 | $3,679,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GMS INC | 36251C103 | COM | 245,500 | $3,648,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENABLE HLDGS INC | 88025T102 | COM | 162,540 | $3,607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBR INC COM | 48242W106 | Stock | 235,000 | $3,567,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESMED INC COM | 761152107 | Stock | 30,000 | $3,416,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 55,000 | $3,376,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 147,780 | $3,322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 104,000 | $3,300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 4,000,000 | $3,219,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 312,460 | $3,215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,000 | $3,211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 138,758 | $3,148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 57,000 | $3,124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,500,000 | $3,100,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 123,325 | $3,079,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 90,000 | $3,011,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 71,500 | $2,931,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSUNION COM | 89400J107 | Stock | 50,812 | $2,886,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OWENS CORNING NEW | 690742101 | COM | 65,000 | $2,859,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 300,100 | $2,833,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| M.D.C. HOLDINGS INC | 552676108 | COM | 100,000 | $2,811,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807108 | COM | 20,600 | $2,806,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 46,835 | $2,798,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCONIC INC | 03965L100 | COM | 159,771 | $2,694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINA CORP | G81477104 | ORD | 50,000 | $2,683,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,499,491 | $2,649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 25,000 | $2,605,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 75,000 | $2,496,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 53,000 | $2,468,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTABA INC | 021346101 | COM | 42,000 | $2,433,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 129,990 | $2,307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 50,000 | $2,192,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 88,300 | $2,176,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 87,000 | $2,144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 307,500 | $2,134,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 85,000 | $2,128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,045,633 | $2,091,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMIRA INC | 24983L104 | COM | 289,700 | $2,083,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 50,000 | $2,053,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 17,965 | $2,039,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 28,000 | $2,013,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TR | 46090E103 | COM | 13,000 | $2,005,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 281,878 | $2,004,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTLAKE CORPORATION | 960413102 | COM | 30,000 | $1,986,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 37,700 | $1,963,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 237,742 | $1,947,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 53,100 | $1,916,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 53,100 | $1,916,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 58,150 | $1,827,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 41,900 | $1,770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 314,995 | $1,742,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCRETE PUMPING HLDGS INC | 206704116 | *W EXP 08/01/202 | 2,247,100 | $1,742,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNN RESORTS LTD | 983134107 | COM | 16,700 | $1,652,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 26,712 | $1,640,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 755,774 | $1,633,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 90,214 | $1,613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEICO CORP NEW | 422806208 | CL A | 25,100 | $1,581,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 13,500 | $1,557,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 13,750 | $1,550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,000 | $1,507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 46,800 | $1,503,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RETROPHIN INC | 761299106 | COM | 65,146 | $1,474,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411105 | COM | 55,142 | $1,447,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 95,000 | $1,414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 15,000 | $1,386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 12,500 | $1,357,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Netflix, Inc | 64110L106 | COM | 5,000 | $1,338,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 494,602 | $1,291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 34,900 | $1,284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 38,500 | $1,281,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN WOODMARK CORP | 030506109 | COM | 21,171 | $1,179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 10,000 | $1,162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 22,000 | $1,098,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERQUOTE INC | 30041R108 | COM CL A | 261,900 | $1,095,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAP CORP | 17142R111 | *W EXP 09/11/202 | 1,250,000 | $1,094,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 304,725 | $1,085,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 1,275,000 | $1,058,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 190,000 | $1,051,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 904,185 | $1,035,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 950,000 | $989,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 1,000,000 | $975,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,000 | $924,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50,000 | $924,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESMED INC COM | 761152107 | Stock | 8,000 | $911,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 28,000 | $899,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETROPHIN INC | 761299106 | COM | 39,100 | $885,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SNAP ON INC COM | 833034101 | Stock | 6,000 | $872,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 665,062 | $865,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 1,220,337 | $854,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITI GROUP INC | 91325V108 | COM | 51,184 | $797,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 946,842 | $795,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y115 | *W EXP 12/24/201 | 250,000 | $788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JELD-WEN HLDG INC | 47580P103 | COM | 55,095 | $783,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 12,500 | $776,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 265,567 | $762,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 14,769 | $749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 075896100 | COM | 65,000 | $736,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 666,666 | $720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 41,909 | $697,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOGENESIS HLDGS INC | 68621F110 | *W EXP 10/07/202 | 3,345,000 | $686,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 566,666 | $680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CZR | 127686103 | Stock | 100,000 | $679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 750,000 | $671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 85,379 | $664,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327109 | COM | 2,200 | $660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 1,500,000 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 33,400 | $617,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALTA MESA RES INC | 02133L109 | CL A | 613,473 | $613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 18,282 | $608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 60,000 | $599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAF INDL CORP | 384278115 | Stock | 1,500,000 | $593,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 501,800 | $577,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,500 | $566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 300,917 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNISYS CORP | 909214306 | COMMON STOCK | 48,000 | $558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 381,503 | $549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F302 | COM SER C | 23,300 | $537,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRONOX LTD | Q9235V101 | SHS CL A | 69,000 | $537,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOELIS & CO | 60786M105 | CL A | 15,000 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREXON CORP | 46122T102 | COM | 75,400 | $494,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 50,001 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 433,333 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 605,600 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 6,500 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 875,000 | $481,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL B | 526057302 | Stock | 15,300 | $480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,000 | $479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 14,490 | $460,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 980,700 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 247,998 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 433,183 | $438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,905 | $434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEGNA INC COM | 87901J105 | Stock | 39,802 | $433,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 576,172 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,000,000 | $425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 41,000 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S CONCRETE INC | 90333L201 | COM | 12,000 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAMANA GOLD INC | 98462Y100 | COM | 178,200 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 273,010 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 15,000 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTHEALTH INC | 630104107 | CMN | 724,615 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RANGE RES CORP COM | 75281A109 | Stock | 40,000 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 2,630,755 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 500,000 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUTOR PERINI CORP | 901109108 | COM | 21,200 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 491,666 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANESBRANDS INC | 410345102 | COM | 26,000 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESTRE AMBIENTAL INC | G3206V100 | SHS | 210,000 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 600,000 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 231,900 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 98,000 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN MED INC | 88830X819 | COM | 195,000 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 3,300,000 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,800 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 581,914 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 500,000 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 131,456 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY CO | 579489303 | CL A NEW | 13,206 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 26,030 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 241,431 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 100,000 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOLPHIN ENTMT INC | 25686H118 | *W EXP 12/26/202 | 110,000 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 100,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 100,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,500,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 70,768 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP | 290846203 | COM | 11,075 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919185-19-000002 | this filing | 2019-02-14 | acceptance time not in the bulk data set |