13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 4,014 holding rows worth $394,591,636,000.
- Accession
- 0000914208-21-000585
- Filer
- CIK 914208
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 20,343 entries on the cover page, a total value of $394,591,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $394,591,611,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Ltd 028-20392
- included managerInvesco Asset Management Deutschland GmbH 028-20393
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A. 028-20391
- included managerInvesco Asset Management Japan Ltd 028-20389
- included managerInvesco Australia Ltd. 028-20390
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PULMONX CORP | 745848101 | COM | 11,815 | $426,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 8,136 | $425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 5,723 | $425,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 56,472 | $425,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 16,658 | $423,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 12,793 | $422,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 140,541 | $422,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 76,060 | $420,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 173,810 | $419,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 19,021 | $413,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 20,448 | $413,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 90,750 | $411,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,059 | $410,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 16,381 | $410,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,869 | $409,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 28,054 | $409,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 43,944 | $409,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 16,314 | $408,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 9,080 | $408,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 34,984 | $407,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 11,713 | $406,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 16,798 | $406,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 37,744 | $404,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 13,559 | $402,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 71,166 | $402,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 63,799 | $401,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 29,006 | $400,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 12,458 | $400,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 40,997 | $399,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 11,132 | $399,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 39,532 | $398,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 22,452 | $398,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 24,627 | $398,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 58,379 | $397,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 129,558 | $396,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 13,740 | $396,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,307 | $395,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11,204 | $395,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 50,337 | $394,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 27,066 | $393,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 11,912 | $393,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 28,816 | $392,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 46,127 | $388,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 20,339 | $385,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 23,550 | $385,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 19,993 | $383,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 136,143 | $383,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 37,602 | $383,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 82,911 | $381,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 24,183 | $380,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 89,185 | $379,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 2,031 | $379,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 11,414 | $378,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,951 | $378,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 18,872 | $378,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 14,967 | $378,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 6,674 | $377,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 350,000 | $376,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 375,000 | $376,000 | thousands by filing date | principal |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 15,228 | $375,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 54,541 | $373,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 32,252 | $373,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,144 | $371,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $370,000 | thousands by filing date | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 88,924 | $369,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 19,951 | $368,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 71,956 | $368,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 300,000 | $368,000 | thousands by filing date | principal |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 49,583 | $364,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 9,459 | $362,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 23,058 | $362,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,900 | $362,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 26,930 | $362,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,650 | $361,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 22,803 | $361,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 29,247 | $360,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 79,466 | $360,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 58,137 | $360,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 27,788 | $359,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 52,013 | $359,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 15,109 | $358,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 7,120 | $358,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 27,333 | $357,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 22,823 | $355,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 9,106 | $354,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,757 | $353,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 14,262 | $352,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 18,778 | $350,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 41,799 | $349,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 21,956 | $348,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 16,501 | $347,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 22,673 | $347,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 145,759 | $347,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 23,551 | $346,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 12,411 | $345,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 21,666 | $343,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 41,167 | $342,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 23,589 | $342,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 26,756 | $342,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 6,812 | $341,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 30,260 | $340,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 17,720 | $340,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 72,411 | $340,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 33,540 | $339,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 50,021 | $339,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 15,732 | $337,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 32,842 | $336,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,814 | $335,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 35,259 | $334,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 22,702 | $333,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 54,962 | $333,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 169,045 | $333,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 33,420 | $332,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 30,563 | $330,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 225,000 | $329,000 | thousands by filing date | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 178,000 | $329,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 74,183 | $329,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,397 | $327,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 46,246 | $327,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 62,161 | $326,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 175,000 | $326,000 | thousands by filing date | principal |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 23,860 | $325,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,127 | $325,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 5,843 | $325,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 14,629 | $324,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 37,916 | $323,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 13,890 | $323,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 8,309 | $322,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,274 | $322,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 16,044 | $320,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 38,122 | $318,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 22,302 | $318,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 13,277 | $316,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 60,829 | $315,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 51,874 | $314,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 13,114 | $314,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,455 | $313,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 40,195 | $312,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 9,043 | $310,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,775 | $310,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 113,013 | $309,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 21,787 | $308,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,537 | $307,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 38,164 | $306,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 10,414 | $306,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 25,173 | $305,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 32,211 | $303,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 20,891 | $303,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 122,498 | $303,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 24,898 | $302,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 38,355 | $302,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 7,627 | $301,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 15,599 | $301,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 4,582 | $301,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 49,690 | $300,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 16,288 | $300,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 7,044 | $298,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 10,156 | $297,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 43,494 | $295,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 84,080 | $293,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 11,312 | $293,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,188 | $291,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,761 | $291,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 13,859 | $290,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 20,109 | $290,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 9,871 | $287,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 28,939 | $285,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 41,868 | $283,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 4,666 | $283,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 61,833 | $283,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 13,526 | $282,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 200,000 | $281,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 40,249 | $281,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 100,497 | $281,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 23,228 | $280,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 24,177 | $279,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 38,518 | $278,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 133,872 | $278,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 6,421 | $276,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 22,153 | $275,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 92,831 | $274,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 25,749 | $274,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 50,550 | $269,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 19,415 | $269,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 56,988 | $268,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 61,264 | $268,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 85,779 | $268,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,500 | $267,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 71,803 | $266,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 7,049 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 18,926 | $261,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 30,133 | $261,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 35,775 | $260,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 50,827 | $260,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 11,656 | $260,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 25,950 | $260,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,000 | $257,000 | thousands by filing date | call |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 17,946 | $257,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 250,000 | $257,000 | thousands by filing date | principal |
| HILL INTERNATIONAL INC | 431466101 | COM | 124,299 | $257,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 38,836 | $256,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 17,384 | $256,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 22,604 | $256,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 162,511 | $255,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 36,028 | $254,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 9,436 | $254,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 14,619 | $253,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 250,000 | $253,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 250,000 | $253,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,579 | $252,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 16,258 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 8,074 | $252,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 50,098 | $251,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 175,000 | $251,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 110,000 | $251,000 | thousands by filing date | principal |
| EMERALD HOLDING INC | 29103W104 | COM | 57,600 | $250,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 40,723 | $250,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 5,778 | $250,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 5,269 | $248,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 11,292 | $247,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 39,942 | $247,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 67,421 | $246,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 10,013 | $245,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,989 | $244,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 21,213 | $244,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 36,628 | $244,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 13,004 | $242,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 29,508 | $241,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 25,054 | $241,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 12,200 | $241,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 29,477 | $241,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 21,057 | $240,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 11,695 | $239,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 8,060 | $239,000 | thousands by filing date | |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 24,169 | $238,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 24,169 | $238,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 9,325 | $237,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 23,870 | $236,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 24,449 | $236,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 6,526 | $236,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 78,218 | $236,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 15,017 | $235,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 41,025 | $235,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 8,099 | $234,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 76,179 | $234,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 3,356 | $234,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 13,671 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 11,294 | $230,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 40,560 | $230,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 18,848 | $230,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 78,133 | $230,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 15,420 | $230,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10,103 | $229,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 12,922 | $229,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 20,520 | $229,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 55,914 | $229,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 8,263 | $228,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 50,815 | $227,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 22,181 | $226,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 7,407 | $226,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 15,533 | $225,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 12,919 | $224,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 9,500 | $223,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 153,066 | $223,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 63,078 | $223,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 7,132 | $223,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 21,545 | $222,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 19,135 | $221,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 27,545 | $220,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 12,471 | $219,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 44,346 | $219,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 9,059 | $219,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 25,368 | $217,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 500 | $215,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 500 | $215,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,209 | $215,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 225,000 | $213,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 56,661 | $211,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 19,541 | $210,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 15,174 | $210,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 68,221 | $210,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 15,974 | $210,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 39,481 | $209,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 14,058 | $209,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 7,744 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 9,851 | $208,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 112,073 | $208,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 9,328 | $208,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 20,949 | $208,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 9,619 | $207,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 9,508 | $206,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 9,127 | $205,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 6,121 | $205,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,574 | $205,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 23,358 | $205,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 34,632 | $205,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 8,906 | $205,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,413 | $205,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 5,708 | $204,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 4,231 | $203,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 8,766 | $203,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 10,694 | $203,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 27,252 | $202,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,413 | $202,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 21,925 | $202,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 10,909 | $201,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 16,096 | $200,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 34,157 | $199,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 24,789 | $199,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 54,642 | $198,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 12,788 | $198,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 30,742 | $196,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 45,974 | $196,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 28,841 | $195,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 10,256 | $195,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 14,313 | $195,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 48,418 | $190,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 11,201 | $189,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 18,585 | $189,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 78,807 | $188,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 23,682 | $188,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 12,183 | $188,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 19,076 | $188,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 102,635 | $188,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 11,541 | $187,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 112,146 | $187,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 15,342 | $186,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 12,763 | $186,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 11,230 | $185,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 29,944 | $185,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 97,513 | $185,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 48,129 | $184,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 199,180 | $183,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 20,924 | $182,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 105,102 | $181,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 26,417 | $179,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 16,261 | $179,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 17,995 | $179,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 10,222 | $178,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 31,903 | $176,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 25,002 | $176,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 127,148 | $174,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 34,457 | $174,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 13,060 | $172,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 31,651 | $172,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 26,434 | $172,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 49,436 | $172,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 14,393 | $170,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 16,735 | $168,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 15,655 | $168,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 225,582 | $167,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 14,644 | $166,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 17,101 | $166,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 21,088 | $164,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 11,442 | $163,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 21,577 | $163,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 66,916 | $161,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 39,120 | $161,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 101,621 | $160,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 44,510 | $160,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,656 | $157,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 24,658 | $157,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 13,471 | $155,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 11,699 | $155,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 30,175 | $154,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,667 | $153,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 11,992 | $153,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 10,773 | $152,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 26,286 | $149,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 12,940 | $147,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 18,042 | $147,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 22,064 | $146,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 12,736 | $145,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 61,939 | $144,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 11,204 | $144,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 13,247 | $144,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 16,063 | $143,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 13,052 | $141,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 55,643 | $140,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 10,029 | $140,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 33,357 | $139,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 20,022 | $139,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,942 | $138,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 14,526 | $138,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 14,644 | $136,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 12,635 | $136,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 107,582 | $136,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 184,385 | $136,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 28,199 | $133,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 27,753 | $133,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 14,953 | $133,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 12,750 | $132,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 27,607 | $131,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 43,332 | $131,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 15,460 | $130,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 13,081 | $129,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 29,180 | $126,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 97,886 | $125,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 23,826 | $124,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 67,844 | $124,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 26,876 | $123,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 13,260 | $123,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 37,086 | $121,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 88,705 | $121,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 10,843 | $120,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 14,645 | $119,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 88,609 | $118,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 10,073 | $118,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 17,432 | $117,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 14,726 | $117,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 11,012 | $116,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 20,645 | $116,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 15,843 | $115,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 38,442 | $115,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 20,112 | $115,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 39,067 | $114,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 13,419 | $114,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 18,977 | $113,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 11,939 | $112,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 23,855 | $111,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 16,421 | $110,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 12,747 | $110,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 54,583 | $110,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 16,244 | $109,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 15,370 | $108,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 118,341 | $107,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 13,554 | $107,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 38,504 | $106,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 19,460 | $105,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,981 | $105,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 19,851 | $105,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 18,824 | $105,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 30,832 | $105,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 16,647 | $104,000 | thousands by filing date | |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 17,811 | $104,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 36,072 | $103,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 49,078 | $103,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 12,135 | $102,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,925 | $102,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 12,194 | $101,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 77,565 | $101,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 100,570 | $100,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 25,670 | $100,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 30,504 | $99,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 21,843 | $97,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 19,167 | $96,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 13,571 | $96,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 12,964 | $95,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 11,735 | $94,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 11,135 | $94,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 62,943 | $93,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 12,518 | $93,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 10,633 | $90,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 18,484 | $90,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 13,510 | $89,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 11,578 | $88,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 38,878 | $88,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 12,981 | $88,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 22,395 | $86,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 11,629 | $85,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 14,353 | $85,000 | thousands by filing date | |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 14,086 | $85,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 25,535 | $82,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 37,652 | $82,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 34,896 | $81,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 98,907 | $79,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,610 | $78,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 22,049 | $78,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 21,889 | $78,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 10,877 | $77,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 15,551 | $76,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 10,353 | $76,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 12,108 | $76,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 11,461 | $76,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 18,315 | $75,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 43,323 | $74,000 | thousands by filing date | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 17,508 | $72,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 67,918 | $72,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 17,250 | $70,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 21,611 | $70,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 28,691 | $69,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 31,332 | $68,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 14,105 | $68,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 53,769 | $66,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 11,372 | $63,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 45,170 | $63,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 105,384 | $63,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,279 | $62,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 19,515 | $62,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 20,370 | $61,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 35,733 | $60,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,569 | $59,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 21,874 | $59,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 22,189 | $58,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 13,908 | $58,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 19,201 | $57,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 12,064 | $56,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 23,230 | $56,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 38,785 | $51,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 16,086 | $49,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-21-000585 | this filing | 2021-11-15 | acceptance time not in the bulk data set |