13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 3,619 holding rows worth $295,819,562,000.
- Accession
- 0000914208-20-000486
- Filer
- CIK 914208
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 16,127 entries on the cover page, a total value of $295,819,562,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,819,519,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited 028-20392
- included managerInvesco Asset Management Deutschland GmbH 028-20393
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A. 028-20391
- included managerInvesco Asset Management Japan Limited 028-20389
- included managerInvesco Australia Ltd. 028-20390
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| V2X INC | 92242T101 | COM | 52,456 | $1,994,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 229,028 | $1,991,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 279,646 | $1,988,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 159,713 | $1,988,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 98,232 | $1,987,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 379,987 | $1,968,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 28,978 | $1,957,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 475,008 | $1,952,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 143,373 | $1,945,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 132,563 | $1,945,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 385,892 | $1,945,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 44,145 | $1,940,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 47,526 | $1,918,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 100,045 | $1,912,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 101,394 | $1,907,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 77,876 | $1,903,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 168,871 | $1,900,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16,200 | $1,891,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 139,101 | $1,884,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 51,186 | $1,881,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 95,562 | $1,878,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 727,352 | $1,876,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 129,085 | $1,874,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 31,585 | $1,870,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 291,103 | $1,869,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 51,259 | $1,859,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 89,487 | $1,856,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 150,213 | $1,852,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 241,447 | $1,849,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 24,553 | $1,847,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 34,218 | $1,846,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 81,066 | $1,842,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 149,068 | $1,842,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 342,443 | $1,839,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 264,061 | $1,838,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 21,594 | $1,833,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 197,031 | $1,826,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 164,124 | $1,826,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 497,416 | $1,821,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 16,350 | $1,820,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 229,122 | $1,819,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 122,064 | $1,816,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 148,398 | $1,816,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 64,256 | $1,815,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 72,473 | $1,810,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 26,183 | $1,804,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 301,187 | $1,801,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 364,194 | $1,799,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 63,594 | $1,792,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 251,355 | $1,790,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 71,942 | $1,789,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 317,037 | $1,782,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 88,980 | $1,778,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 168,904 | $1,776,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 91,956 | $1,769,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 184,385 | $1,764,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 147,641 | $1,761,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 26,847 | $1,761,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,349,244 | $1,754,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 35,000 | $1,750,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 215,037 | $1,746,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 8,100 | $1,744,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 286,854 | $1,741,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 278,283 | $1,740,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 21,933 | $1,732,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 223,652 | $1,731,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 122,986 | $1,730,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 125,895 | $1,727,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 71,443 | $1,724,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 107,460 | $1,720,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 109,894 | $1,706,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 330,550 | $1,704,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 480,077 | $1,704,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 53,003 | $1,703,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 65,236 | $1,701,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 109,006 | $1,696,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 79,114 | $1,691,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 135,145 | $1,691,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 88,294 | $1,683,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 214,460 | $1,677,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 108,916 | $1,663,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 71,803 | $1,663,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 28,790 | $1,658,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 417,915 | $1,655,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 201,611 | $1,654,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 76,825 | $1,641,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 71,948 | $1,640,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 131,049 | $1,637,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 297,823 | $1,637,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 112,033 | $1,631,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 226,340 | $1,630,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 27,517 | $1,625,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 154,430 | $1,621,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 612,423 | $1,617,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 58,737 | $1,617,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 49,574 | $1,612,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 150,380 | $1,606,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 105,630 | $1,606,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 292,698 | $1,589,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 43,903 | $1,588,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 317,438 | $1,587,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 88,802 | $1,577,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 35,245 | $1,572,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 579,019 | $1,572,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 89,907 | $1,561,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 141,935 | $1,561,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 195,172 | $1,548,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 118,661 | $1,546,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 69,115 | $1,546,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 27,900 | $1,545,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 151,686 | $1,532,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 187,816 | $1,532,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 231,632 | $1,529,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 100,541 | $1,524,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 606,346 | $1,522,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 73,764 | $1,521,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 159,276 | $1,515,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 202,218 | $1,514,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 113,641 | $1,509,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 113,974 | $1,509,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 73,882 | $1,507,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 46,802 | $1,503,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 49,192 | $1,503,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,542,519 | $1,500,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 16,003 | $1,496,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 331,836 | $1,486,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 78,590 | $1,484,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 251,473 | $1,476,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 256,930 | $1,474,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 204,513 | $1,456,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 80,450 | $1,451,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 189,841 | $1,445,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 38,302 | $1,444,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 507 | $1,438,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 45,723 | $1,438,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 236,699 | $1,435,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 86,465 | $1,429,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 78,150 | $1,422,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 69,756 | $1,417,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 39,051 | $1,414,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 170,393 | $1,411,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 113,114 | $1,409,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 142,061 | $1,398,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 142,039 | $1,392,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 509,075 | $1,388,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 19,812 | $1,378,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 105,330 | $1,376,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 14,666 | $1,374,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 120,277 | $1,370,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 119,352 | $1,369,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 25,260 | $1,368,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 20,878 | $1,364,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 131,663 | $1,362,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,330 | $1,358,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 54,010 | $1,357,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 218,406 | $1,356,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 15,432 | $1,348,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 76,421 | $1,343,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 39,918 | $1,342,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 166,879 | $1,333,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 301,117 | $1,325,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 12,272 | $1,324,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 151,620 | $1,322,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 32,280 | $1,319,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,079,689 | $1,317,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 91,520 | $1,314,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 21,986 | $1,310,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 13,742 | $1,310,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 116,312 | $1,303,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 114,705 | $1,303,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 107,898 | $1,302,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 338,301 | $1,299,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 47,149 | $1,298,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 29,969 | $1,296,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 278,419 | $1,289,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 40,447 | $1,288,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 92,874 | $1,285,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 143,093 | $1,281,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 140,019 | $1,280,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 128,657 | $1,279,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 21,637 | $1,278,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 61,258 | $1,276,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 31,668 | $1,275,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 33,810 | $1,273,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 127,887 | $1,269,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 218,055 | $1,266,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 21,435 | $1,264,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 40,451 | $1,255,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 85,817 | $1,254,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 226,248 | $1,254,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 110,794 | $1,253,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 94,904 | $1,250,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 12,690 | $1,249,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 216,873 | $1,248,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 63,627 | $1,246,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 36,947 | $1,245,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 51,168 | $1,243,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 23,365 | $1,235,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 41,875 | $1,235,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 236,665 | $1,235,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 65,093 | $1,232,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 349,564 | $1,231,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 100,775 | $1,231,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 8,788 | $1,230,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 31,735 | $1,227,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 10,118 | $1,226,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 8,811 | $1,225,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 769,615 | $1,224,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 39,291 | $1,224,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 74,537 | $1,223,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 235,976 | $1,220,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 74,553 | $1,213,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 36,390 | $1,210,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 132,691 | $1,210,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 64,114 | $1,207,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 212,222 | $1,207,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 43,998 | $1,206,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 55,868 | $1,203,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 20,190 | $1,199,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 63,931 | $1,196,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 22,788 | $1,195,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 145,782 | $1,195,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 200,000 | $1,190,000 | thousands by filing date | principal |
| TALOS ENERGY INC | 87484T108 | COM | 184,436 | $1,189,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 107,042 | $1,188,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 348,341 | $1,187,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 35,955 | $1,184,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 134,687 | $1,183,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 88,727 | $1,180,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 47,361 | $1,179,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 86,136 | $1,177,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 79,367 | $1,175,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 103,514 | $1,175,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 189,179 | $1,173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 60,775 | $1,172,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 193,478 | $1,171,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 47,084 | $1,170,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 100,979 | $1,168,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 102,719 | $1,168,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 150,138 | $1,167,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 59,056 | $1,164,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 240,886 | $1,163,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 50,670 | $1,159,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 54,270 | $1,159,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 57,657 | $1,157,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 85,916 | $1,156,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 28,451 | $1,155,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 31,099 | $1,155,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 17,760 | $1,150,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 150,842 | $1,149,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 81,286 | $1,148,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 85,395 | $1,148,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 124,628 | $1,148,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 89,150 | $1,146,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,100,000 | $1,141,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941B106 | COM CL A | 66,558 | $1,140,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 49,573 | $1,137,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,181 | $1,136,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 245,565 | $1,132,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 45,166 | $1,126,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 207,109 | $1,126,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 83,917 | $1,124,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 18,038 | $1,124,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 53,151 | $1,123,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 48,432 | $1,122,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 83,885 | $1,122,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 90,493 | $1,120,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 85,523 | $1,118,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 72,614 | $1,118,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 116,024 | $1,109,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 83,689 | $1,108,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 345,459 | $1,106,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 84,566 | $1,106,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 86,075 | $1,103,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 397,273 | $1,100,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,088,536 | $1,100,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 93,948 | $1,097,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 67,701 | $1,097,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 20,901 | $1,097,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 62,498 | $1,093,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 43,140 | $1,093,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 49,171 | $1,090,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 399,384 | $1,090,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 91,153 | $1,088,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 70,227 | $1,088,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 319,808 | $1,087,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 14,327 | $1,086,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 226,054 | $1,082,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 77,324 | $1,081,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 165,312 | $1,079,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 339,251 | $1,078,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 24,675 | $1,075,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 298,426 | $1,074,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 46,563 | $1,069,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 45,903 | $1,066,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 82,643 | $1,061,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 128,262 | $1,059,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 80,067 | $1,058,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 29,963 | $1,057,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 277,799 | $1,056,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,075,500 | $1,054,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 35,074 | $1,052,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 103,748 | $1,050,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 231,715 | $1,050,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 53,255 | $1,048,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 52,679 | $1,046,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 45,275 | $1,045,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 259,167 | $1,044,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 38,352 | $1,040,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 16,889 | $1,039,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 95,709 | $1,037,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 574,993 | $1,035,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 525,000 | $1,034,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 159,915 | $1,031,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 80,769 | $1,026,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 94,336 | $1,024,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 17,918 | $1,021,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 67,760 | $1,018,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 30,913 | $1,012,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 149,943 | $1,012,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 24,467 | $1,008,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 258,501 | $1,003,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 91,695 | $1,002,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,238,806 | $1,000,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 20,601 | $999,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 122,451 | $996,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 58,637 | $989,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 203,821 | $982,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 179,891 | $981,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 128,047 | $976,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 18,444 | $974,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 11,242 | $973,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 224,713 | $971,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 343,710 | $971,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 65,438 | $966,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 14,316 | $965,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 37,492 | $962,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 21,529 | $962,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 102,456 | $960,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 20,000 | $955,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 68,745 | $952,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 38,499 | $951,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,828 | $950,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 45,597 | $950,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 424,687 | $947,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 118,480 | $946,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 153,527 | $945,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 34,278 | $937,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 18,157 | $935,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 83,306 | $933,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 79,002 | $932,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 29,196 | $927,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 199,632 | $926,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,092 | $926,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 19,080 | $926,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 58,179 | $925,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 700,000 | $924,000 | thousands by filing date | principal |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 86,584 | $921,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 37,409 | $920,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 79,419 | $920,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 26,144 | $915,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 46,321 | $914,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 124,658 | $912,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 44,609 | $907,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 253,527 | $905,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 63,837 | $904,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 35,965 | $904,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 47,015 | $902,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 41,350 | $902,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 32,793 | $899,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 48,914 | $899,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 71,852 | $896,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 24,576 | $895,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 34,659 | $895,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 49,784 | $893,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 38,234 | $893,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 155,331 | $890,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 28,715 | $886,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 23,745 | $879,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 143,789 | $877,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 57,586 | $875,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 64,846 | $873,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 79,082 | $872,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 36,507 | $871,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 58,610 | $870,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 70,985 | $867,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 18,400 | $864,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 39,696 | $864,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 115,480 | $864,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 8,988 | $863,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 33,240 | $858,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 138,875 | $854,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 59,466 | $854,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 123,011 | $853,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 76,710 | $851,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 91,331 | $845,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 221,266 | $845,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,675 | $844,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 95,928 | $838,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 312,151 | $837,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 25,024 | $835,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 143,286 | $834,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 92,891 | $832,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 55,735 | $820,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 62,446 | $820,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 221,449 | $819,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 29,997 | $818,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 32,081 | $812,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,866,698 | $803,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 83,476 | $802,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 138,612 | $800,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 21,867 | $800,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 805,000 | $800,000 | thousands by filing date | principal |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 57,173 | $797,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 797,134 | $797,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 40,780 | $794,000 | thousands by filing date | principal |
| REGIS CORP | 758932107 | COM | 128,515 | $789,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 76,082 | $786,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 478,463 | $785,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 53,359 | $784,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 868,731 | $784,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 48,574 | $782,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 66,302 | $782,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 92,697 | $780,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 102,284 | $778,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 107,498 | $775,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 119,758 | $774,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 126,517 | $773,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 9,998 | $772,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 68,242 | $772,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 50,172 | $771,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 69,743 | $771,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 142,486 | $771,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 96,035 | $769,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 59,043 | $763,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 180,224 | $762,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 725,000 | $761,000 | thousands by filing date | principal |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 85,024 | $760,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 68,124 | $758,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 24,110 | $758,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 136,194 | $757,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 12,541 | $755,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 124,574 | $755,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 54,394 | $748,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 68,316 | $746,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 28,625 | $746,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 151,794 | $745,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 87,410 | $743,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 24,402 | $737,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 725,000 | $736,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 31,312 | $736,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,489 | $731,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 35,181 | $731,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 23,636 | $729,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 21,287 | $728,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 63,737 | $727,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 112,196 | $727,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 88,912 | $726,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 700,000 | $725,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 129,429 | $723,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 149,416 | $723,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 25,664 | $723,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 35,509 | $717,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 28,846 | $717,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 70,079 | $715,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 47,459 | $714,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 144,374 | $714,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 23,375 | $714,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,601 | $708,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 262,352 | $708,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 21,518 | $705,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 79,066 | $705,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 650,000 | $702,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 275,000 | $702,000 | thousands by filing date | principal |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 44,017 | $700,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 700,000 | $697,000 | thousands by filing date | principal |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 54,156 | $696,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 50,680 | $695,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 725,000 | $695,000 | thousands by filing date | principal |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 35,822 | $691,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 30,022 | $690,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,776 | $690,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 157,220 | $688,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 25,376 | $688,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 20,207 | $688,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 28,751 | $688,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 17,770 | $687,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 41,096 | $685,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 12,237 | $684,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 30,640 | $683,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 65,629 | $683,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 164,242 | $680,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 155,001 | $680,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 145,271 | $678,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 12,992 | $678,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 27,710 | $678,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 79,975 | $676,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 643,625 | $676,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 86,640 | $670,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 13,770 | $669,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-20-000486 | this filing | 2020-11-16 | acceptance time not in the bulk data set |