13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 3,628 holding rows worth $237,579,403,000.
- Accession
- 0000914208-20-000332
- Filer
- CIK 914208
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 15,949 entries on the cover page, a total value of $237,579,403,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,579,401,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 154,124 | $1,655,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 180,961 | $1,645,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 90,510 | $1,639,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 97,359 | $1,636,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 309,779 | $1,633,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 389,920 | $1,630,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 276,867 | $1,626,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 20,813 | $1,616,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 31,369 | $1,615,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 84,039 | $1,614,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 42,822 | $1,613,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 159,697 | $1,610,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 161,104 | $1,609,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 62,359 | $1,604,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 259,603 | $1,604,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 58,658 | $1,595,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 948,010 | $1,593,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 134,664 | $1,592,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 33,274 | $1,592,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 196,696 | $1,591,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 125,883 | $1,586,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 175,945 | $1,582,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 233,413 | $1,581,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 58,022 | $1,580,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 316,856 | $1,578,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 87,256 | $1,578,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 27,035 | $1,572,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 22,516 | $1,566,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 28,665 | $1,566,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 213,129 | $1,564,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 126,412 | $1,564,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 493,956 | $1,561,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 122,721 | $1,560,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 75,047 | $1,559,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 65,322 | $1,558,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 290,927 | $1,552,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 182,330 | $1,550,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 116,900 | $1,546,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 21,387 | $1,534,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 157,348 | $1,532,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100,882 | $1,532,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 301,825 | $1,527,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 328,244 | $1,526,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 139,404 | $1,523,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,375,000 | $1,519,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 30,981 | $1,518,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 172,437 | $1,517,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 57,205 | $1,516,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 275,047 | $1,513,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 16,857 | $1,506,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 89,905 | $1,506,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 180,492 | $1,505,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 34,701 | $1,501,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 55,164 | $1,494,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 22,000 | $1,489,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 180,978 | $1,488,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 956,336 | $1,482,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 590,311 | $1,476,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 450,000 | $1,472,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 80,902 | $1,468,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 323,016 | $1,460,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 105,340 | $1,460,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 81,361 | $1,449,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 290,984 | $1,449,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 40,666 | $1,448,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 137,195 | $1,447,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 276,408 | $1,440,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 114,002 | $1,433,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 301,907 | $1,431,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 138,501 | $1,429,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 21,899 | $1,420,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 166,481 | $1,419,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 50,471 | $1,413,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 37,583 | $1,409,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 427,036 | $1,409,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 105,253 | $1,403,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 67,991 | $1,402,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 186,837 | $1,388,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 567,858 | $1,385,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 180,333 | $1,383,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 86,611 | $1,382,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 670,382 | $1,381,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 70,875 | $1,377,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 105,388 | $1,377,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,534,505 | $1,375,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 117,275 | $1,373,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 318,853 | $1,371,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 237,897 | $1,367,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 47,406 | $1,367,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 12,800 | $1,363,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 26,000 | $1,362,000 | thousands by filing date | call |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 106,676 | $1,360,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 91,919 | $1,359,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 100,865 | $1,352,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 297,412 | $1,347,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 101,034 | $1,345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 33,991 | $1,338,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 111,533 | $1,334,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 46,508 | $1,333,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,388,119 | $1,331,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 90,560 | $1,329,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,573 | $1,328,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 106,648 | $1,326,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 728,591 | $1,326,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 203,653 | $1,326,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 107,330 | $1,322,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 32,797 | $1,314,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 28,200 | $1,314,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 54,871 | $1,313,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 729,600 | $1,313,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 72,218 | $1,309,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 295,881 | $1,308,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 47,376 | $1,302,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 54,435 | $1,301,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 26,721 | $1,301,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 54,418 | $1,300,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 22,944 | $1,298,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 176,272 | $1,292,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 169,322 | $1,285,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,516,121 | $1,284,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 57,778 | $1,283,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 102,009 | $1,281,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 87,388 | $1,280,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 107,634 | $1,271,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 106,361 | $1,271,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 298,310 | $1,268,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 124,107 | $1,265,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 46,777 | $1,258,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 405,320 | $1,256,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 108,597 | $1,254,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 931,004 | $1,248,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 73,617 | $1,243,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 93,886 | $1,242,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 71,281 | $1,237,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 55,766 | $1,234,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 40,739 | $1,230,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 429,373 | $1,229,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 114,417 | $1,225,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 92,343 | $1,212,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 96,683 | $1,209,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 164,332 | $1,208,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 104,509 | $1,206,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 95,616 | $1,205,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 21,174 | $1,204,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 387,222 | $1,200,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 110,298 | $1,200,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 63,419 | $1,195,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 52,791 | $1,195,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 24,214 | $1,194,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 383,701 | $1,194,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,539,874 | $1,181,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 103,858 | $1,176,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 138,506 | $1,174,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 116,538 | $1,173,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 375,974 | $1,169,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 126,489 | $1,169,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 300,984 | $1,168,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 16,459 | $1,166,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 67,837 | $1,161,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 380,966 | $1,158,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 35,627 | $1,155,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 849,235 | $1,155,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 44,359 | $1,153,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 36,208 | $1,151,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 107,894 | $1,150,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 95,668 | $1,149,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 98,902 | $1,148,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 94,813 | $1,147,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 25,137 | $1,140,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 663,105 | $1,127,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 160,947 | $1,125,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 140,580 | $1,122,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 91,680 | $1,121,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 113,802 | $1,120,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,400,000 | $1,120,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,052,704 | $1,116,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 168,804 | $1,111,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 428,991 | $1,111,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,022,214 | $1,108,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 128,200 | $1,101,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 93,727 | $1,100,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,895,016 | $1,099,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 304,786 | $1,097,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 20,016 | $1,092,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 13,450 | $1,090,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 145,517 | $1,086,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 20,665 | $1,081,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 52,032 | $1,080,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 196,445 | $1,077,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 128,136 | $1,075,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 89,373 | $1,074,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 82,116 | $1,074,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 252,001 | $1,068,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 37,100 | $1,068,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 15,864 | $1,066,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 111,565 | $1,061,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 27,897 | $1,058,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 93,640 | $1,055,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 125,433 | $1,054,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 28,549 | $1,049,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 162,168 | $1,048,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 1,000,000 | $1,048,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 81,210 | $1,047,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 643,628 | $1,043,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 428,298 | $1,041,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 57,798 | $1,040,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 90,323 | $1,039,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 319,425 | $1,031,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 471,567 | $1,024,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 352,573 | $1,022,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 133,529 | $1,020,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 115,021 | $1,017,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 2,409,981 | $1,017,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 35,656 | $1,015,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 76,311 | $1,015,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 15,177 | $1,011,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 30,118 | $1,010,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 305,998 | $1,007,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 214,306 | $1,005,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 249,207 | $997,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 5,702 | $996,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 11,484 | $995,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000,000 | $993,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 149,361 | $992,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 81,663 | $989,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 5,341,330 | $986,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 68,124 | $985,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 22,736 | $984,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,055,040 | $984,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 11,945 | $983,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 21,110 | $982,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 39,336 | $978,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 131,389 | $977,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 81,647 | $976,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 80,983 | $976,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 65,348 | $976,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 82,295 | $974,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 93,990 | $970,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 32,469 | $968,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 475,860 | $966,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 289,227 | $963,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 26,917 | $963,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 85,547 | $962,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 21,389 | $959,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 75,299 | $956,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 43,714 | $955,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 40,292 | $954,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 1,325 | $954,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 84,842 | $952,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 112,429 | $950,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,000,000 | $948,000 | thousands by filing date | principal |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 81,771 | $946,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 38,441 | $945,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 117,342 | $939,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 516,669 | $935,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 29,679 | $934,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 290,728 | $933,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,017 | $933,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 380,564 | $932,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 75,617 | $930,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 41,945 | $929,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 27,383 | $929,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,034,685 | $929,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,086,003 | $927,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 77,835 | $926,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 27,787 | $919,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 984,266 | $918,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 58,270 | $912,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 279,738 | $909,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 35,374 | $908,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,546 | $906,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 19,278 | $905,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 950,000 | $905,000 | thousands by filing date | principal |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 25,450 | $904,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 97,066 | $904,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 78,574 | $902,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,000 | $900,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 88,100 | $897,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 43,828 | $894,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 45,025 | $892,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 120,569 | $890,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 73,776 | $889,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,000 | $881,000 | thousands by filing date | call |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 53,574 | $881,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 26,855 | $879,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 92,058 | $879,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 111,887 | $878,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 9,336 | $878,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 32,024 | $871,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 27,228 | $869,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 59,646 | $868,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 21,429 | $863,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 109,504 | $860,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 60,295 | $852,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 56,776 | $851,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 159,522 | $848,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 72,451 | $843,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 189,605 | $838,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 24,125 | $834,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 115,609 | $834,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 79,422 | $833,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 50,000 | $832,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 86,031 | $831,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 71,456 | $830,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 180,951 | $827,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 57,681 | $825,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 14,767 | $824,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 22,543 | $824,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 175,927 | $823,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 18,111 | $823,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 59,813 | $822,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,962 | $821,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 351,761 | $820,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 67,181 | $818,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 724,132 | $818,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,451,474 | $815,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 262,535 | $814,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 93,740 | $814,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 133,966 | $812,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 31,430 | $811,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 21,262 | $810,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 62,224 | $808,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 114,523 | $807,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 458,462 | $802,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 255,998 | $801,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 229,724 | $800,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 28,103 | $798,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 59,973 | $794,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 35,681 | $794,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 21,997 | $792,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 74,996 | $792,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 12,543 | $790,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,000,000 | $790,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,125,000 | $788,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 333,739 | $788,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 1,000,000 | $788,000 | thousands by filing date | principal |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 135,016 | $787,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 60,630 | $786,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 51,363 | $785,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 69,281 | $785,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 150,595 | $784,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,010,267 | $784,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 92,140 | $783,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 46,422 | $781,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 371,515 | $780,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,230,965 | $780,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 18,131 | $778,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 61,782 | $777,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 35,419 | $776,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 32,712 | $775,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 84,107 | $770,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,143,263 | $767,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 100,087 | $766,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 64,020 | $765,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 145,852 | $765,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 297,979 | $765,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 97,032 | $764,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 107,478 | $761,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 184,736 | $761,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 990,858 | $761,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 70,339 | $761,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,742 | $757,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,758,705 | $756,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 46,148 | $753,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 67,937 | $752,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 156,699 | $751,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 177,851 | $751,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 12,605 | $749,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 126,467 | $748,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 271,675 | $747,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 45,597 | $746,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 700,000 | $746,000 | thousands by filing date | principal |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 56,520 | $743,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 17,884 | $742,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 31,933 | $737,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 59,584 | $736,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 75,360 | $734,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 74,840 | $733,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 54,848 | $733,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 21,936 | $732,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 71,197 | $730,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 31,270 | $729,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,600,026 | $728,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 120,081 | $726,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 26,111 | $726,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 89,566 | $722,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 94,136 | $719,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 41,051 | $718,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 66,957 | $717,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 15,596 | $712,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 15,890 | $710,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 91,030 | $708,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 37,553 | $707,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 65,924 | $706,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 27,309 | $706,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 51,745 | $706,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 56,940 | $705,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 82,525 | $705,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 20,934 | $705,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 79,237 | $703,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 133,526 | $701,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 47,724 | $699,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 32,794 | $698,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 129,832 | $697,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 19,324 | $696,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 265,863 | $696,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 46,187 | $696,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 70,319 | $694,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 5,400 | $694,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 19,468 | $693,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 56,054 | $693,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 177,892 | $692,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 48,869 | $691,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 111,667 | $691,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 564,889 | $690,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,607 | $689,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 138,979 | $688,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 24,292 | $687,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 68,251 | $687,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 79,223 | $685,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 12,380 | $682,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 185,840 | $680,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 18,154 | $679,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 24,718 | $678,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 83,366 | $674,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 14,358 | $673,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 375,000 | $671,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,014,925 | $669,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,893 | $669,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 22,797 | $667,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 850,000 | $667,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 750,000 | $666,000 | thousands by filing date | principal |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 168,833 | $665,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 50,172 | $665,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 40,759 | $665,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 16,750 | $664,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 13,157 | $664,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 75,081 | $664,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 22,813 | $660,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 60,152 | $660,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 62,621 | $659,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 14,446 | $659,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 750,000 | $656,000 | thousands by filing date | principal |
| HEALTH CATALYST INC | 42225T107 | COM | 24,966 | $653,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 32,051 | $652,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 22,654 | $652,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 69,863 | $648,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 31,700 | $648,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 100,920 | $646,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 33,147 | $645,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 376,965 | $644,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 33,773 | $640,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 22,892 | $639,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 14,272 | $634,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 49,606 | $630,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 325,833 | $629,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 38,014 | $628,000 | thousands by filing date | principal |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 110,807 | $625,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 43,944 | $623,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 58,718 | $623,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 109,480 | $622,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 382,510 | $619,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,095,538 | $619,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 13,240 | $618,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,922,550 | $616,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 112,793 | $613,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 334,576 | $612,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 26,080 | $612,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 63,644 | $612,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 500,000 | $610,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 625,000 | $610,000 | thousands by filing date | principal |
| ARDAGH GROUP S A | L0223L101 | COM | 51,328 | $609,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 24,591 | $608,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 50,927 | $607,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 12,476 | $605,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 78,446 | $602,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 24,851 | $600,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 84,930 | $599,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 36,046 | $597,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 36,873 | $594,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 19,809 | $594,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 41,178 | $593,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 27,975 | $593,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 29,981 | $592,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 69,110 | $591,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 52,699 | $591,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 320,377 | $589,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 25,408 | $587,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 344,275 | $585,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 32,993 | $585,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 13,104 | $584,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 21,815 | $583,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 293,701 | $582,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 16,551 | $579,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 49,731 | $579,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 238,462 | $577,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 119,334 | $575,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 104,965 | $574,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 20,370 | $570,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 175,193 | $568,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-20-000332 | this filing | 2020-05-15 | acceptance time not in the bulk data set |