13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 3,645 holding rows worth $322,077,743,000.
- Accession
- 0000914208-20-000233
- Filer
- CIK 914208
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 13,428 entries on the cover page, a total value of $322,077,743,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $322,077,762,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSEEGO CORP | 45782B104 | COMMON STOCK | 378,571 | $2,775,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 70,843 | $2,769,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 815,658 | $2,765,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,400 | $2,764,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 186,374 | $2,762,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 34,822 | $2,735,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 59,388 | $2,729,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 179,508 | $2,727,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 36,088 | $2,722,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 189,408 | $2,718,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 52,596 | $2,698,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 83,910 | $2,693,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 80,522 | $2,692,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,195,483 | $2,678,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 48,202 | $2,651,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 123,540 | $2,649,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 66,531 | $2,642,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 999,714 | $2,639,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 157,843 | $2,631,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 124,057 | $2,620,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 141,806 | $2,617,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 31,329 | $2,617,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 105,270 | $2,617,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 401,896 | $2,612,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 171,114 | $2,603,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 156,047 | $2,600,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 310,360 | $2,598,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 134,066 | $2,586,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 139,793 | $2,585,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,800 | $2,584,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 237,241 | $2,584,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 173,327 | $2,581,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 117,860 | $2,562,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 67,689 | $2,558,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 741,379 | $2,558,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,300 | $2,551,000 | thousands by filing date | call |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 66,578 | $2,531,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 38,160 | $2,524,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 55,000 | $2,522,000 | thousands by filing date | call |
| FORTERRA INC | 34960W106 | COM | 217,943 | $2,519,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 38,103 | $2,513,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 24,660 | $2,504,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 81,396 | $2,502,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 194,861 | $2,498,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,045,083 | $2,498,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 76,798 | $2,496,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 54,263 | $2,494,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 167,514 | $2,483,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 22,700 | $2,477,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 177,340 | $2,470,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 157,037 | $2,461,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 208,347 | $2,459,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 192,712 | $2,451,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 29,506 | $2,445,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 480,181 | $2,444,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 77,301 | $2,437,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 230,995 | $2,437,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 385,670 | $2,437,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 153,697 | $2,434,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 57,368 | $2,434,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 972,502 | $2,432,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 689,242 | $2,426,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 26,779 | $2,423,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,140,334 | $2,419,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 93,719 | $2,416,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 26,953 | $2,413,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 105,663 | $2,413,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 102,528 | $2,412,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 13,317 | $2,409,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 56,059 | $2,404,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 262,545 | $2,400,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 659,217 | $2,400,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 140,373 | $2,398,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 139,910 | $2,395,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 278,854 | $2,393,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 97,948 | $2,382,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 254,209 | $2,372,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 153,699 | $2,370,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 65,886 | $2,357,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 46,501 | $2,348,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 292,365 | $2,348,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 74,573 | $2,342,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 21,361 | $2,342,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 83,967 | $2,336,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 322,153 | $2,332,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 222,595 | $2,315,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 85,817 | $2,314,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 253,642 | $2,313,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 716,687 | $2,307,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 31,110 | $2,297,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 482,026 | $2,285,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 133,633 | $2,282,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 152,962 | $2,279,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 74,533 | $2,278,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 192,213 | $2,278,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 203,428 | $2,276,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 244,835 | $2,272,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 109,166 | $2,271,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 139,236 | $2,270,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 126,536 | $2,261,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 619,725 | $2,256,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 17,890 | $2,246,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 282,689 | $2,242,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 39,930 | $2,242,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 88,737 | $2,241,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 143,092 | $2,240,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 54,114 | $2,238,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 65,030 | $2,232,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 44,983 | $2,203,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 96,213 | $2,203,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 156,373 | $2,177,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 128,813 | $2,176,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 321,198 | $2,175,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 132,380 | $2,175,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 206,233 | $2,170,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 170,049 | $2,168,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 116,750 | $2,166,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 40,000 | $2,151,000 | thousands by filing date | call |
| PARK AEROSPACE CORP | 70014A104 | COM | 132,033 | $2,148,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 124,506 | $2,139,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 194,219 | $2,136,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 31,008 | $2,131,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 151,376 | $2,112,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,500 | $2,109,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 144,868 | $2,106,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 56,021 | $2,104,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 64,465 | $2,095,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 38,391 | $2,092,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 141,968 | $2,080,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 215,500 | $2,080,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 169,885 | $2,078,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 407,014 | $2,078,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 71,004 | $2,068,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 122,634 | $2,057,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 25,872 | $2,053,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 209,445 | $2,046,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 145,401 | $2,039,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 170,519 | $2,026,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 93,256 | $2,022,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 28,439 | $2,016,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 166,597 | $2,012,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 48,252 | $2,007,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 50,279 | $2,007,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 48,152 | $2,003,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 56,829 | $1,999,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 74,456 | $1,993,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 104,612 | $1,991,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 257,675 | $1,984,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 221,385 | $1,981,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 44,233 | $1,978,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 7,000 | $1,976,000 | thousands by filing date | call |
| US Ecology, Inc. | 91734M103 | COM | 34,123 | $1,976,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 218,824 | $1,976,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 89,048 | $1,968,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 299,166 | $1,966,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 11,753 | $1,959,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 102,295 | $1,959,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 67,816 | $1,953,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 22,000 | $1,941,000 | thousands by filing date | call |
| Luckin Coffee Inc | 54951L109 | Equity | 49,182 | $1,936,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 42,209 | $1,933,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 167,614 | $1,931,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 135,796 | $1,930,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 96,006 | $1,929,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,100 | $1,928,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 33,743 | $1,926,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 77,428 | $1,922,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,200 | $1,915,000 | thousands by filing date | call |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 122,506 | $1,909,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 405,311 | $1,909,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 35,900 | $1,902,000 | thousands by filing date | call |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 78,145 | $1,899,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 81,455 | $1,898,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 88,322 | $1,898,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 263,589 | $1,895,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 33,955 | $1,885,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 72,715 | $1,885,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 157,162 | $1,877,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21,287 | $1,872,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 39,711 | $1,868,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 21,532 | $1,860,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 40,084 | $1,848,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 52,096 | $1,845,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 102,382 | $1,845,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 114,045 | $1,842,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 57,319 | $1,840,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 35,395 | $1,836,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 78,251 | $1,836,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 151,104 | $1,833,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,728,080 | $1,814,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,200,000 | $1,814,000 | thousands by filing date | principal |
| LANDS END INC | 51509F105 | COMMON STOCK | 107,778 | $1,811,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 131,259 | $1,806,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 254,569 | $1,806,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 105,420 | $1,804,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 290,795 | $1,803,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 55,325 | $1,794,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 116,364 | $1,794,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 38,456 | $1,794,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 39,500 | $1,788,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 21,802 | $1,787,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 92,008 | $1,781,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 207,808 | $1,766,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 48,434 | $1,764,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 28,278 | $1,759,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 7,330 | $1,758,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 121,929 | $1,753,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 21,500 | $1,752,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 155,735 | $1,738,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 194,362 | $1,738,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 425,705 | $1,737,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 46,587 | $1,735,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 19,878 | $1,734,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 38,476 | $1,732,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 203,492 | $1,732,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 260,979 | $1,730,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 28,694 | $1,726,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 137,989 | $1,725,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 54,753 | $1,724,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 165,038 | $1,718,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 29,075 | $1,714,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 126,054 | $1,707,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 143,812 | $1,702,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 218,086 | $1,697,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,375,000 | $1,696,000 | thousands by filing date | principal |
| MIMECAST LIMITED | G14838109 | ORD SHS | 39,060 | $1,694,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 185,739 | $1,694,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 108,384 | $1,692,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 137,082 | $1,692,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,186 | $1,685,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 38,943 | $1,684,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 84,406 | $1,675,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 423,267 | $1,672,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 107,848 | $1,662,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,761,405 | $1,656,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 277,346 | $1,653,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 24,328 | $1,651,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 152,462 | $1,648,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 13,912 | $1,648,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 37,369 | $1,639,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,632 | $1,638,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 163,155 | $1,636,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 65,129 | $1,633,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 102,802 | $1,619,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 16,838 | $1,614,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 225,152 | $1,605,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 58,472 | $1,602,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 196,953 | $1,599,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 169,487 | $1,598,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 46,560 | $1,598,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 47,939 | $1,597,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 105,142 | $1,588,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 137,949 | $1,582,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 65,033 | $1,572,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 74,607 | $1,558,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 111,189 | $1,556,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 1,080,000 | $1,555,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 123,274 | $1,554,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,036,063 | $1,554,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 27,139 | $1,552,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 26,473 | $1,551,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 34,847 | $1,550,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 93,648 | $1,550,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 41,002 | $1,549,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 38,607 | $1,547,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 109,508 | $1,546,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 24,700 | $1,545,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 84,041 | $1,543,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 115,640 | $1,540,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 110,094 | $1,539,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 110,730 | $1,538,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 366,289 | $1,538,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 24,685 | $1,537,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 306,754 | $1,537,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 139,258 | $1,535,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 27,066 | $1,532,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 280,530 | $1,532,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 48,786 | $1,530,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 73,903 | $1,530,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 77,310 | $1,528,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 30,663 | $1,525,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 97,645 | $1,524,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 138,512 | $1,521,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,122 | $1,520,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 50,784 | $1,518,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 71,328 | $1,518,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 36,200 | $1,518,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 24,542 | $1,517,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 401,504 | $1,506,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 111,465 | $1,505,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 116,517 | $1,500,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 48,329 | $1,496,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 161,076 | $1,495,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 54,327 | $1,494,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 149,009 | $1,490,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 118,208 | $1,487,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,509,000 | $1,487,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 212,444 | $1,481,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 30,554 | $1,480,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 119,252 | $1,474,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 124,664 | $1,472,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 38,820 | $1,471,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 88,404 | $1,470,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 80,472 | $1,455,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 107,769 | $1,450,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 31,311 | $1,450,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 81,446 | $1,446,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 70,515 | $1,443,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 48,009 | $1,442,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 97,515 | $1,437,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 183,613 | $1,436,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 64,823 | $1,433,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 13,052 | $1,430,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 198,836 | $1,423,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 28,293 | $1,419,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 71,087 | $1,415,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 105,526 | $1,414,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 122,731 | $1,413,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 307,346 | $1,411,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 24,315 | $1,410,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 61,503 | $1,408,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 187,265 | $1,405,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 503,266 | $1,404,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,020,686 | $1,398,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 34,017 | $1,393,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 66,342 | $1,392,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 102,456 | $1,390,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 26,681 | $1,390,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 97,866 | $1,390,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 99,558 | $1,385,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 101,142 | $1,379,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000,000 | $1,379,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 31,444 | $1,377,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 71,181 | $1,372,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 121,674 | $1,369,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 124,639 | $1,369,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 103,937 | $1,367,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 39,406 | $1,366,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 87,789 | $1,364,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 100,095 | $1,361,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 166,250 | $1,357,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 327,342 | $1,355,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 30,320 | $1,353,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 100,361 | $1,352,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 775,000 | $1,351,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 1,000,000 | $1,346,000 | thousands by filing date | principal |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 37,971 | $1,343,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 67,541 | $1,343,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 39,225 | $1,334,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 42,919 | $1,329,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 17,568 | $1,328,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 224,454 | $1,322,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 61,609 | $1,321,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 168,749 | $1,320,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 26,566 | $1,319,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 120,100 | $1,316,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 187,586 | $1,312,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 175,482 | $1,300,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 12,040 | $1,299,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 307,730 | $1,296,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 1,325 | $1,289,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 92,010 | $1,287,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 62,814 | $1,284,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 64,441 | $1,284,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 55,656 | $1,283,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 63,269 | $1,282,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 69,257 | $1,282,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 66,933 | $1,280,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 333,462 | $1,277,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 90,108 | $1,277,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 34,800 | $1,274,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 10,046 | $1,274,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 372,653 | $1,271,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 97,040 | $1,270,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 63,854 | $1,269,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 6,385 | $1,266,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 61,165 | $1,264,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 260,506 | $1,261,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 58,544 | $1,258,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 265,789 | $1,257,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 64,304 | $1,252,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 40,292 | $1,248,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 268,126 | $1,244,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 61,500 | $1,244,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 71,686 | $1,242,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 26,537 | $1,242,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 23,521 | $1,241,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 32,192 | $1,239,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 63,285 | $1,239,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,821 | $1,235,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 35,764 | $1,233,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 117,780 | $1,228,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 145,906 | $1,227,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 25,066 | $1,225,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 32,161 | $1,224,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 19,630 | $1,223,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 289,830 | $1,220,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 19,484 | $1,217,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 37,686 | $1,215,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 21,290 | $1,213,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 24,078 | $1,212,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 1,000,000 | $1,212,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 150,595 | $1,208,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 719,165 | $1,208,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 24,585 | $1,203,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 88,558 | $1,201,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 362,658 | $1,200,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 44,652 | $1,196,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 26,022 | $1,188,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 61,244 | $1,184,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 86,927 | $1,172,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 29,276 | $1,172,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 21,100 | $1,170,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 37,505 | $1,165,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 113,472 | $1,162,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 66,394 | $1,162,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 58,818 | $1,158,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 52,620 | $1,156,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 9,323 | $1,155,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 178,047 | $1,154,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 95,350 | $1,152,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 73,621 | $1,150,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 20,993 | $1,150,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 59,504 | $1,148,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 180,024 | $1,144,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 106,643 | $1,142,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 78,430 | $1,137,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 144,566 | $1,135,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 125,213 | $1,133,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 54,312 | $1,133,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 79,691 | $1,131,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 29,662 | $1,129,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 59,143 | $1,128,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 77,267 | $1,128,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 241,166 | $1,126,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 55,318 | $1,122,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 43,732 | $1,122,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 402,829 | $1,120,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 95,117 | $1,119,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 13,204 | $1,117,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 216,104 | $1,117,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 42,963 | $1,116,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 40,834 | $1,114,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 47,590 | $1,113,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 79,604 | $1,110,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 52,887 | $1,109,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 16,336 | $1,108,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 138,048 | $1,107,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 65,127 | $1,107,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 23,870 | $1,104,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 43,761 | $1,103,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 24,069 | $1,100,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,300 | $1,095,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 26,559 | $1,095,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 119,276 | $1,091,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 56,184 | $1,090,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 18,421 | $1,088,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 14,058 | $1,082,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 31,553 | $1,082,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 229,835 | $1,080,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 105,434 | $1,079,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 152,894 | $1,078,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 28,270 | $1,075,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 195,002 | $1,074,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 151,709 | $1,073,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 18,200 | $1,073,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 22,818 | $1,072,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 71,960 | $1,071,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,735 | $1,062,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 138,116 | $1,059,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 76,455 | $1,057,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 1,000,000 | $1,057,000 | thousands by filing date | principal |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 64,105 | $1,051,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 28,173 | $1,048,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 210,684 | $1,046,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 45,262 | $1,046,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 105,538 | $1,044,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,000,000 | $1,039,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,000,000 | $1,038,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 111,830 | $1,034,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 47,833 | $1,033,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 68,743 | $1,033,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 11,627 | $1,028,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 115,239 | $1,027,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 55,953 | $1,026,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 293,766 | $1,025,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 38,195 | $1,024,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 117,169 | $1,023,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 159,364 | $1,020,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 21,094 | $1,017,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 21,848 | $1,016,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 33,306 | $1,016,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 58,244 | $1,015,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 140,789 | $1,015,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 70,046 | $1,014,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 212,630 | $1,014,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 233,624 | $1,005,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,000 | $1,003,000 | thousands by filing date | call |
| PYXUS INTL INC | 74737V106 | COM | 112,081 | $1,002,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 141,920 | $1,001,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-20-000233 | this filing | 2020-02-14 | acceptance time not in the bulk data set |