13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 3,669 holding rows worth $382,355,947,000.
- Accession
- 0000914208-19-000451
- Filer
- CIK 914208
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 12,530 entries on the cover page, a total value of $382,355,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $382,356,017,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares TIPS Bond ETF | 464287176 | SHS | 8,675 | $1,009,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 193,575 | $991,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 39,948 | $989,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 32,066 | $989,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 70,656 | $988,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 68,321 | $981,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 73,091 | $980,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 104,003 | $979,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 141,414 | $967,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,000 | $966,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 283,176 | $966,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 22,145 | $963,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 62,151 | $962,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 97,100 | $962,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 13,836 | $955,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 46,935 | $955,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 163,928 | $954,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 72,597 | $950,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 23,405 | $950,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 40,380 | $949,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 43,393 | $946,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 68,870 | $945,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,486 | $941,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 23,813 | $936,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 48,212 | $936,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 25,571 | $928,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 97,037 | $922,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 85,000 | $920,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 25,021 | $914,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11,237 | $912,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 115,757 | $908,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 173,568 | $908,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 149,775 | $907,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 159,040 | $907,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 32,365 | $906,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 50,045 | $901,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 143,020 | $901,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 77,460 | $900,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 44,383 | $897,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 58,249 | $896,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 268,228 | $896,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 14,855 | $896,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 10,227 | $896,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 46,804 | $895,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 9,224 | $895,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 189,663 | $891,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 88,516 | $886,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 29,409 | $884,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 30,063 | $883,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 150,611 | $881,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 29,173 | $881,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 115,484 | $880,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 188,176 | $879,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 69,881 | $875,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 58,380 | $873,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 33,399 | $871,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 86,119 | $862,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 76,267 | $860,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 66,002 | $856,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 23,205 | $851,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 58,297 | $850,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 26,636 | $846,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 36,819 | $846,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 20,743 | $845,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 58,852 | $843,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 190,372 | $843,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 62,372 | $838,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 106,724 | $835,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 95,963 | $835,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 80,681 | $834,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 27,281 | $832,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 55,924 | $828,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 191,387 | $825,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 31,879 | $825,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 64,404 | $824,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 135,399 | $823,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 15,710 | $819,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 24,035 | $819,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 40,042 | $819,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 64,845 | $818,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 53,837 | $815,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,465 | $813,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 79,436 | $812,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 94,452 | $811,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,125,000 | $810,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 29,090 | $810,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 73,035 | $809,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 76,668 | $808,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 48,254 | $806,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 41,699 | $803,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 23,671 | $803,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 24,435 | $801,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 77,214 | $801,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 122,360 | $801,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 33,144 | $798,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 25,743 | $798,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 89,795 | $796,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 15,164 | $796,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 153,692 | $796,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 55,236 | $794,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 12,664 | $793,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 110,597 | $789,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 21,717 | $788,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 54,868 | $780,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 76,779 | $779,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 47,418 | $778,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 6,400 | $778,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 23,910 | $774,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 196,872 | $772,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 32,572 | $770,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 22,500 | $769,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 24,045 | $765,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 63,653 | $764,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 58,199 | $763,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 67,368 | $762,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 29,161 | $760,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 41,440 | $758,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 18,409 | $756,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 104,463 | $752,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 160,873 | $750,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 56,923 | $749,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 85,021 | $748,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 34,146 | $743,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 197,797 | $742,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 17,826 | $740,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 30,951 | $739,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,869 | $737,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 82,539 | $735,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 42,015 | $729,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 72,032 | $727,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 48,241 | $725,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 162,632 | $724,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,000 | $723,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 26,373 | $722,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 750,000 | $722,000 | thousands by filing date | principal |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 199,928 | $720,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 234,088 | $719,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 41,867 | $714,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 375,000 | $713,000 | thousands by filing date | principal |
| LSB INDS INC | 502160104 | COM | 136,916 | $709,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 500,000 | $709,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 28,779 | $707,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 13,588 | $705,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 84,797 | $705,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 11,031 | $701,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 750,000 | $701,000 | thousands by filing date | principal |
| FB FINL CORP | 30257X104 | COM | 18,589 | $698,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 290,899 | $698,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 297,204 | $698,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 87,718 | $687,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 77,482 | $686,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 110,361 | $683,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 12,012 | $682,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 272,419 | $681,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 235,350 | $680,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 45,025 | $679,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 106,172 | $678,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,901 | $677,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 212,634 | $676,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 31,701 | $674,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 40,663 | $668,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 20,842 | $668,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 47,392 | $667,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 449,531 | $665,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 54,080 | $664,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 206,127 | $660,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 105,478 | $656,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 36,182 | $655,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 94,501 | $655,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 111,829 | $653,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 56,927 | $652,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 49,011 | $650,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 59,682 | $650,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,758,705 | $650,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 191,948 | $649,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 42,198 | $649,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 21,693 | $648,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 26,001 | $646,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 59,222 | $642,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 80,948 | $642,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 49,460 | $641,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 11,708 | $640,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 21,449 | $634,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 625,000 | $633,000 | thousands by filing date | principal |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 37,068 | $631,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,620 | $627,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 27,170 | $626,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 539,743 | $626,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 55,142 | $624,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 22,642 | $623,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 44,065 | $622,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 41,532 | $620,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 40,607 | $620,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 14,749 | $619,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 73,433 | $618,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 21,996 | $617,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 17,918 | $617,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 50,813 | $616,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 54,159 | $614,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 29,090 | $612,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 38,236 | $608,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 19,778 | $604,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 40,120 | $595,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 15,209 | $593,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 68,426 | $592,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 285,174 | $589,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 241,579 | $589,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 97,353 | $589,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 28,261 | $578,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 64,058 | $571,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 45,965 | $569,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 16,851 | $569,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 28,054 | $566,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 25,495 | $566,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 42,547 | $565,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 213,515 | $564,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 18,040 | $563,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 25,984 | $563,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 46,437 | $561,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 22,674 | $558,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 36,652 | $551,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 23,952 | $545,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 22,026 | $544,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 4,150 | $542,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 219,647 | $540,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 19,079 | $537,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 73,787 | $536,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 52,887 | $533,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 19,919 | $532,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 37,082 | $532,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 71,182 | $530,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 35,176 | $529,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 71,169 | $526,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 60,324 | $524,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 29,606 | $524,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 12,214 | $523,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 299,110 | $523,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 132,417 | $519,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 33,271 | $516,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,800 | $513,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 150,364 | $513,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 54,160 | $512,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 20,158 | $511,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,700 | $508,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 75,634 | $505,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 35,282 | $505,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 39,311 | $505,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 23,328 | $505,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 80,922 | $505,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 72,221 | $504,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 8,123 | $503,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 13,240 | $503,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 286,494 | $501,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 24,789 | $500,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 642 | $500,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 393,570 | $500,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 17,985 | $499,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 9,115 | $498,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 164,640 | $498,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 22,630 | $498,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 136,472 | $494,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,815 | $492,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 17,881 | $490,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 143,096 | $488,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 234,543 | $488,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 10,471 | $483,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 18,221 | $482,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 34,879 | $481,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,687 | $480,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 58,814 | $478,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 49,740 | $478,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 81,635 | $477,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,600 | $476,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 40,521 | $476,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 344,222 | $475,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,800 | $473,000 | thousands by filing date | call |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 35,595 | $471,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 21,866 | $469,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 111,151 | $468,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 16,819 | $465,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 44,344 | $465,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 19,514 | $465,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 26,774 | $464,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 58,919 | $463,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 25,036 | $462,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 27,405 | $460,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 63,541 | $457,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,400 | $452,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 3,800 | $450,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 16,853 | $448,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 40,390 | $448,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 39,221 | $446,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 591,438 | $444,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 181,079 | $444,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 28,615 | $443,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 29,335 | $442,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 134,674 | $440,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,700 | $439,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 26,653 | $439,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 137,647 | $439,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 15,725 | $438,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 128,192 | $436,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 27,490 | $432,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 51,440 | $432,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 12,450 | $431,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 258,903 | $425,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 15,856 | $425,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 40,028 | $424,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 300,000 | $424,000 | thousands by filing date | principal |
| PAGERDUTY INC COM | 69553P100 | Stock | 14,978 | $423,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 53,847 | $421,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 17,894 | $420,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 41,602 | $420,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,600 | $419,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 5,084 | $419,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 11,622 | $419,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,800 | $418,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 27,228 | $417,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 500,000 | $417,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 19,524 | $416,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 23,357 | $416,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 26,224 | $414,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 22,097 | $413,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,852 | $413,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,800 | $412,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 450,000 | $411,000 | thousands by filing date | principal |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 27,432 | $410,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,800 | $409,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,900 | $408,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 24,885 | $408,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 89,567 | $406,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,800 | $404,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 54,700 | $403,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 52,847 | $402,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 20,832 | $401,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 36,421 | $401,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 12,210 | $400,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,670 | $400,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 19,843 | $398,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 25,421 | $397,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 44,446 | $396,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 74,857 | $395,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 89,756 | $393,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 1,090,800 | $393,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 11,383 | $391,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 39,152 | $391,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 151,082 | $390,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 116,177 | $390,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 25,269 | $389,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,800 | $388,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 247,505 | $386,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 14,958 | $385,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,000 | $382,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 45,448 | $381,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 76,812 | $379,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,900 | $376,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 19,602 | $373,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 76,479 | $371,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 77,009 | $371,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 29,346 | $369,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,900 | $368,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 68,848 | $368,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,221 | $367,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 154,872 | $367,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 193,395 | $364,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 19,283 | $364,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 25,210 | $362,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 58,479 | $361,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,100 | $360,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,500 | $360,000 | thousands by filing date | call |
| Golden Entertainment Inc | 381013101 | Common Stock | 26,880 | $357,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 28,605 | $357,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 33,286 | $355,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 15,688 | $354,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 54,824 | $350,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 8,908 | $350,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 50,617 | $350,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 16,726 | $349,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 27,875 | $349,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,900 | $348,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 3,900 | $347,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 5,877 | $347,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 44,850 | $347,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 65,759 | $347,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 20,569 | $346,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 20,306 | $345,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 11,889 | $345,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 35,423 | $345,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 28,086 | $343,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 22,058 | $343,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 24,181 | $343,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 46,572 | $342,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 37,147 | $342,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 142,677 | $342,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 18,650 | $341,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 11,341 | $341,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 17,008 | $340,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 28,221 | $338,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 34,661 | $335,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 22,156 | $331,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 230,149 | $331,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 54,184 | $330,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,171 | $329,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 88,676 | $328,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 21,456 | $326,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 13,452 | $324,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,101 | $323,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 10,931 | $323,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 9,302 | $320,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 14,845 | $318,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 50,793 | $318,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 344,338 | $318,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,372 | $315,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 17,522 | $313,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 27,881 | $313,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,857 | $313,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 15,070 | $312,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 13,742 | $311,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 5,608 | $311,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 11,287 | $310,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 127,947 | $309,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 101,914 | $309,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 7,411 | $308,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,470 | $305,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 7,113 | $304,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 15,427 | $304,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 43,126 | $303,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 31,545 | $303,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 9,849 | $302,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 7,556 | $299,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 9,670 | $296,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 54,155 | $296,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 25,674 | $295,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 112,096 | $295,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 200,000 | $294,000 | thousands by filing date | principal |
| MYOKARDIA INC | 62857M105 | COM | 5,611 | $293,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 87,342 | $293,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 38,035 | $292,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 17,982 | $291,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 18,173 | $291,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 55,633 | $290,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 104,395 | $290,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 24,331 | $290,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 66,466 | $290,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 27,374 | $289,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 35,950 | $289,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 22,230 | $288,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 28,566 | $288,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 20,192 | $287,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 65,018 | $287,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 9,210 | $286,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 13,114 | $285,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 64,645 | $282,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,759 | $281,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,700 | $280,000 | thousands by filing date | call |
| FONAR CORP | 344437405 | COM NEW | 13,538 | $280,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 35,581 | $279,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 31,843 | $278,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 24,092 | $273,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 13,062 | $272,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 89,154 | $272,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 47,172 | $270,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 30,878 | $270,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 4,123 | $268,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,930 | $267,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 6,887 | $266,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 19,113 | $263,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 72,529 | $262,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 14,863 | $262,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 35,045 | $261,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 250,000 | $261,000 | thousands by filing date | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 61,192 | $260,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 7,513 | $260,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 7,009 | $260,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,424 | $257,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 11,308 | $257,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 14,424 | $256,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 109,086 | $256,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 120,831 | $256,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 19,063 | $254,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 8,031 | $254,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 250,000 | $254,000 | thousands by filing date | principal |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,839 | $253,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 14,540 | $252,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 30,750 | $251,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 39,772 | $251,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 140,000 | $249,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 5,152 | $248,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 32,987 | $246,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 24,234 | $246,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 5,332 | $246,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 164,589 | $245,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 225,000 | $244,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280102 | COM | 4,071 | $243,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 54,027 | $243,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 30,271 | $242,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 26,794 | $242,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 89,988 | $242,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 12,744 | $241,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,500 | $240,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-19-000451 | this filing | 2019-11-14 | acceptance time not in the bulk data set |