13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 3,710 holding rows worth $419,132,888,000.
- Accession
- 0000914208-19-000375
- Filer
- CIK 914208
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 12,289 entries on the cover page, a total value of $419,132,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $419,132,852,000 with VALUE read as thousands by filing date, 13F file number 028-11246. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management DAC
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 63,431 | $2,903,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 28,020 | $2,896,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 24,663 | $2,872,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 574,206 | $2,871,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 143,781 | $2,871,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 64,000 | $2,859,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 374,159 | $2,855,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 29,236 | $2,852,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 569,470 | $2,847,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 71,669 | $2,839,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 212,382 | $2,833,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 95,576 | $2,827,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 570,164 | $2,822,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 234,500 | $2,815,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 67,818 | $2,808,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 105,189 | $2,805,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 117,600 | $2,793,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 163,947 | $2,792,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 760,422 | $2,791,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 340,501 | $2,782,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 160,495 | $2,778,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 332,584 | $2,774,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 102,296 | $2,773,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 292,440 | $2,769,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 34,027 | $2,759,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 264,031 | $2,756,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 94,496 | $2,754,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 599,664 | $2,752,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,500 | $2,746,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 49,795 | $2,743,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 374,550 | $2,742,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 433,919 | $2,734,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 94,080 | $2,733,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 113,736 | $2,729,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 69,475 | $2,723,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 35,887 | $2,720,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 121,163 | $2,706,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 99,960 | $2,694,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,001,515 | $2,684,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 942,591 | $2,677,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 177,845 | $2,677,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 16,494 | $2,676,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,200,000 | $2,676,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 24,889 | $2,673,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 204,038 | $2,671,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 408,235 | $2,666,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 288,539 | $2,663,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 59,996 | $2,659,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 162,984 | $2,652,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 276,508 | $2,651,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 381,862 | $2,639,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 302,986 | $2,636,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,406,550 | $2,630,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 80,832 | $2,628,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 67,900 | $2,620,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 28,070 | $2,619,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 57,091 | $2,616,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 169,466 | $2,615,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 32,377 | $2,611,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 851,095 | $2,604,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 210,373 | $2,602,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 446,376 | $2,602,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 216,451 | $2,597,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 106,340 | $2,576,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 337,784 | $2,567,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 89,781 | $2,565,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 334,456 | $2,565,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 398,213 | $2,557,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 176,236 | $2,552,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 201,915 | $2,550,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 196,816 | $2,547,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 756,714 | $2,542,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 521,594 | $2,540,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 84,947 | $2,536,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 43,560 | $2,532,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 180,092 | $2,528,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 90,027 | $2,525,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 62,403 | $2,525,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 149,358 | $2,521,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 158,645 | $2,518,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 174,357 | $2,507,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 82,500 | $2,506,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 486,980 | $2,498,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 145,510 | $2,498,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 170,863 | $2,495,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 123,675 | $2,491,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 45,500 | $2,490,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 586,763 | $2,488,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 31,880 | $2,488,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 58,738 | $2,487,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 119,597 | $2,483,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,140,334 | $2,483,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 70,674 | $2,481,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 40,469 | $2,477,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 65,136 | $2,475,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 99,850 | $2,469,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 166,456 | $2,457,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 125,008 | $2,449,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 78,906 | $2,444,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 197,288 | $2,444,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 418,905 | $2,438,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 134,082 | $2,434,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 317,577 | $2,430,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 148,617 | $2,416,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,326,568 | $2,414,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 115,334 | $2,413,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 62,500 | $2,408,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 695,812 | $2,408,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 65,678 | $2,400,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 52,924 | $2,400,000 | thousands by filing date | |
| IJH | 464287507 | COM | 12,323 | $2,394,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 84,830 | $2,390,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 217,387 | $2,388,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 61,715 | $2,379,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 186,115 | $2,376,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 267,144 | $2,375,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 81,317 | $2,366,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 546,226 | $2,365,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 222,013 | $2,364,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 620,013 | $2,363,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 38,059 | $2,358,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 185,875 | $2,353,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 46,249 | $2,349,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 38,914 | $2,347,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 46,540 | $2,345,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 242,936 | $2,344,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 53,403 | $2,336,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,000 | $2,333,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 164,502 | $2,331,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 88,878 | $2,326,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 153,928 | $2,318,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,500,000 | $2,313,000 | thousands by filing date | principal |
| MILACRON HLDGS CORP | 59870L106 | COM | 167,290 | $2,309,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 934,487 | $2,308,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 129,393 | $2,301,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 206,108 | $2,298,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 171,002 | $2,297,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 120,184 | $2,296,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 136,019 | $2,292,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 100,929 | $2,292,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 40,000 | $2,279,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 44,448 | $2,272,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 50,495 | $2,267,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 968,002 | $2,265,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 78,037 | $2,264,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 42,790 | $2,264,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 135,112 | $2,259,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 76,634 | $2,252,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 28,354 | $2,248,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 314,260 | $2,244,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 183,886 | $2,243,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 25,826 | $2,234,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 104,853 | $2,228,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 155,528 | $2,226,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 484,793 | $2,220,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 153,765 | $2,220,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 41,816 | $2,219,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,434 | $2,217,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 295,460 | $2,213,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 120,414 | $2,202,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 117,955 | $2,196,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 505,301 | $2,193,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 244,177 | $2,193,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 58,540 | $2,190,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 330,623 | $2,186,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 86,435 | $2,183,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 113,961 | $2,178,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 94,337 | $2,164,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 161,917 | $2,163,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 72,149 | $2,163,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 369,286 | $2,149,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 79,398 | $2,148,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 93,348 | $2,146,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 133,672 | $2,145,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 101,677 | $2,123,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 138,978 | $2,119,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,000 | $2,115,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 126,575 | $2,113,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 150,600 | $2,103,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 82,681 | $2,100,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 179,508 | $2,100,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 675,035 | $2,099,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 100,975 | $2,098,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 109,157 | $2,098,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 84,344 | $2,091,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 94,045 | $2,086,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,004,636 | $2,080,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 227,892 | $2,078,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 50,392 | $2,067,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,400 | $2,049,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 27,927 | $2,043,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 148,139 | $2,025,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 588,095 | $2,023,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 82,700 | $2,018,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 277,979 | $2,018,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 56,027 | $2,014,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 70,285 | $2,012,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 55,153 | $2,009,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 169,950 | $2,007,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 140,877 | $2,000,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 151,026 | $2,000,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 328,303 | $1,999,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 18,308 | $1,994,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 111,332 | $1,994,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 111,752 | $1,981,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 60,497 | $1,973,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 235,428 | $1,964,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 107,675 | $1,961,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 80,535 | $1,961,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 86,480 | $1,960,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,180,000 | $1,953,000 | thousands by filing date | principal |
| OPUS BK IRVINE CALIF | 684000102 | COM | 92,478 | $1,952,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 80,988 | $1,948,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 74,825 | $1,946,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 93,324 | $1,946,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 258,844 | $1,941,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 138,802 | $1,938,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 162,032 | $1,936,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 70,943 | $1,935,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 66,500 | $1,929,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 49,178 | $1,927,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 41,261 | $1,927,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 136,562 | $1,917,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 32,458 | $1,904,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 13,441 | $1,903,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 35,979 | $1,902,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 41,978 | $1,901,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 72,261 | $1,901,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,600 | $1,900,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 307,710 | $1,899,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 44,170 | $1,898,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 43,700 | $1,886,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 47,513 | $1,884,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 103,203 | $1,882,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 21,813 | $1,878,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 337,512 | $1,877,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 137,757 | $1,873,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 24,500 | $1,864,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 253,828 | $1,861,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 113,130 | $1,855,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 58,105 | $1,855,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 130,743 | $1,853,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 116,279 | $1,853,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 132,610 | $1,853,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 39,198 | $1,851,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 109,233 | $1,849,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 43,415 | $1,846,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 263,963 | $1,842,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 232,686 | $1,840,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 170,756 | $1,836,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 43,879 | $1,836,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 36,032 | $1,832,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 62,258 | $1,829,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 87,592 | $1,829,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 239,311 | $1,821,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 14,580 | $1,813,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 226,306 | $1,810,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 24,800 | $1,804,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 21,795 | $1,800,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 62,695 | $1,789,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 32,546 | $1,787,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 42,963 | $1,776,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 84,760 | $1,775,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 106,695 | $1,773,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 97,553 | $1,773,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 18,750 | $1,769,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 85,247 | $1,768,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 144,714 | $1,768,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 57,441 | $1,765,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 71,323 | $1,765,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,175,448 | $1,763,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 165,428 | $1,754,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,075,281 | $1,752,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 211,140 | $1,750,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 114,995 | $1,748,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 282,048 | $1,740,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 101,956 | $1,739,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 59,270 | $1,733,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 90,821 | $1,729,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 74,231 | $1,729,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 35,301 | $1,726,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 398,021 | $1,723,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 21,896 | $1,714,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 122,374 | $1,714,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 1,650,000 | $1,713,000 | thousands by filing date | principal |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 71,679 | $1,712,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 29,788 | $1,710,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 72,743 | $1,708,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 900 | $1,704,000 | thousands by filing date | call |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 118,588 | $1,704,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 20,049 | $1,703,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,750,000 | $1,698,000 | thousands by filing date | principal |
| CUSHING RENAISSANCE FD | 231647108 | COM | 120,363 | $1,697,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 45,716 | $1,693,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 24,828 | $1,692,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 13,643 | $1,690,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 90,934 | $1,686,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 12,363 | $1,678,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 72,839 | $1,677,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 122,066 | $1,670,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 52,454 | $1,669,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 114,356 | $1,667,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 17,530 | $1,666,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 87,625 | $1,665,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 125,359 | $1,661,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 60,607 | $1,657,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 33,035 | $1,652,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 399 | $1,651,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 26,452 | $1,642,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 96,071 | $1,639,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 129,420 | $1,638,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 120,360 | $1,637,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 48,804 | $1,633,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 65,803 | $1,632,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 119,294 | $1,628,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 145,606 | $1,616,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 90,657 | $1,614,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 80,790 | $1,610,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 150,438 | $1,604,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 74,626 | $1,603,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 295,556 | $1,602,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 48,560 | $1,602,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 124,857 | $1,601,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 37,557 | $1,598,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 136,218 | $1,593,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 26,589 | $1,592,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 304,052 | $1,590,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 87,735 | $1,586,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 123,564 | $1,582,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 84,847 | $1,580,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 133,163 | $1,580,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 99,995 | $1,580,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 103,483 | $1,577,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 109,989 | $1,573,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 79,381 | $1,561,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 62,748 | $1,559,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 90,653 | $1,558,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 41,208 | $1,558,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 30,210 | $1,554,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 32,956 | $1,550,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,210,354 | $1,549,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 37,989 | $1,543,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 44,266 | $1,536,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 25,584 | $1,532,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,471,755 | $1,531,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 30,641 | $1,524,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 130,831 | $1,515,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 68,288 | $1,512,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 48,536 | $1,511,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 84,485 | $1,506,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 161,723 | $1,504,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 76,665 | $1,502,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 23,980 | $1,495,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 69,517 | $1,491,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 112,221 | $1,491,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 13,844 | $1,490,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 56,386 | $1,489,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 41,667 | $1,488,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 161,727 | $1,478,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 240,298 | $1,471,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 311,076 | $1,471,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 494,789 | $1,470,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 9,126 | $1,467,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 26,385 | $1,458,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 202,689 | $1,453,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 25,760 | $1,446,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 162,769 | $1,443,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 46,273 | $1,438,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 27,509 | $1,435,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,561 | $1,429,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 793,169 | $1,428,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 90,040 | $1,428,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 31,860 | $1,425,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 196,577 | $1,425,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 323,859 | $1,425,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 16,746 | $1,420,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 9,709 | $1,420,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 211,014 | $1,418,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 34,519 | $1,416,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 18,986 | $1,416,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 37,121 | $1,415,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 53,077 | $1,414,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 168,956 | $1,409,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 40,199 | $1,402,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 134,007 | $1,400,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 123,367 | $1,395,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 81,319 | $1,378,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 520,084 | $1,378,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 152,774 | $1,376,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 99,256 | $1,376,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 79,504 | $1,374,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 68,485 | $1,374,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 51,508 | $1,368,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 119,687 | $1,366,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 51,834 | $1,361,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 103,263 | $1,359,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 257,002 | $1,357,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 35,348 | $1,354,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 67,943 | $1,354,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 103,391 | $1,353,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 165,399 | $1,348,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 109,240 | $1,344,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 54,037 | $1,341,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 44,612 | $1,341,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 77,102 | $1,336,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 50,988 | $1,323,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 191,070 | $1,322,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 96,565 | $1,319,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 538,365 | $1,314,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 171,165 | $1,311,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 206,074 | $1,310,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 45,633 | $1,306,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 184,820 | $1,305,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 99,228 | $1,304,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 102,436 | $1,302,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 246,065 | $1,302,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 116,506 | $1,300,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 62,439 | $1,300,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 20,759 | $1,299,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 37,252 | $1,299,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 65,533 | $1,296,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 41,956 | $1,291,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 48,734 | $1,285,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 70,993 | $1,283,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 426,204 | $1,283,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 83,844 | $1,280,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 575,515 | $1,272,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 54,471 | $1,272,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 110,591 | $1,265,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 76,122 | $1,264,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 82,266 | $1,261,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 60,432 | $1,259,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 31,646 | $1,259,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 22,904 | $1,259,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 110,229 | $1,258,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 77,778 | $1,257,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 122,190 | $1,256,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 84,264 | $1,256,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 39,273 | $1,256,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 40,547 | $1,256,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 19,681 | $1,256,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 35,824 | $1,255,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 26,997 | $1,252,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 83,782 | $1,252,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 87,296 | $1,245,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 103,927 | $1,245,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 81,800 | $1,240,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 377,147 | $1,237,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 87,095 | $1,235,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 85,879 | $1,233,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 112,744 | $1,229,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 115,092 | $1,226,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 210,349 | $1,222,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 256,842 | $1,220,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 118,766 | $1,219,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000,000 | $1,218,000 | thousands by filing date | principal |
| RADNET INC | 750491102 | COM | 88,313 | $1,217,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 1,000,000 | $1,215,000 | thousands by filing date | principal |
| iShares TIPS Bond ETF | 464287176 | SHS | 10,516 | $1,214,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 88,674 | $1,213,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 44,988 | $1,212,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 131,380 | $1,209,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 39,422 | $1,209,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 44,692 | $1,207,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 67,456 | $1,206,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 90,422 | $1,204,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 303,791 | $1,200,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 26,855 | $1,196,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 45,555 | $1,196,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 155,615 | $1,192,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 59,292 | $1,191,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 60,321 | $1,186,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 129,151 | $1,184,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 181,664 | $1,183,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 27,954 | $1,182,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 188,605 | $1,181,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 1,000,000 | $1,180,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 69,832 | $1,179,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 39,696 | $1,178,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 151,046 | $1,177,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 94,669 | $1,175,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 121,402 | $1,174,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 19,578 | $1,172,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 66,143 | $1,171,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 19,765 | $1,166,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 40,708 | $1,163,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 208,366 | $1,163,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 22,326 | $1,159,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 241,292 | $1,158,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 351,440 | $1,156,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 126,934 | $1,146,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 126,942 | $1,145,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 209,011 | $1,145,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 158,619 | $1,144,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,125,000 | $1,140,000 | thousands by filing date | principal |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 75,854 | $1,139,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 38,028 | $1,138,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 20,378 | $1,134,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 33,800 | $1,133,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 282,623 | $1,133,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-19-000375 | this filing | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000914208-19-000377 | base | 2019-08-14 | acceptance time not in the bulk data set |